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General Dynamics: Amy Eileen Johnson reports holdings

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Form Type
3

Rhea-AI Filing Summary

General Dynamics Corp. reports that Amy Eileen Johnson, President, GDIT, held 1,050 common shares directly and 647 shares through the General Dynamics 401(k) plan as of November 3, 2026. She also reported six direct stock-option positions covering 2,510, 2,680, 2,620, 270, 3,360 and 2,750 underlying common shares. Her 1,050-share direct balance includes restricted stock awards subject to service-based vesting, which release three years after grant.

Insider Johnson Amy Eileen
Role President, GDIT
Type Security Shares Price Value
Holding Stock Options F3 -- -- --
Holding Stock Options F4 -- -- --
Holding Stock Options F5 -- -- --
Holding Stock Options F6 -- -- --
Holding Stock Options F7 -- -- --
Holding Stock Options F8 -- -- --
Holding Common Stock F1 -- -- --
Holding Common Stock F2 -- -- --
Holdings: Stock Options — 14,190 options (Direct); Common Stock — 1,050 shares (Direct); Common Stock — 646.74 shares (Indirect, 401(k) Plan)
Footnotes (8)
  1. F1. Includes 285 restricted stock awards (RSAs), 30 RSAs, 410 RSAs and 325 RSAs, each of which are subject to service-based vesting and will release three years after the grant date.
  2. F2. Represents shares held under General Dynamics 401(k) plan.
  3. F3. Fifty percent became exercisable on 03/02/2024, and the remaining fifty percent became exercisable on 03/02/2025.
  4. F4. Fifty percent became exercisable on 03/08/2025, and the remaining fifty percent became exercisable on 03/08/2026.
  5. F5. Fifty percent became exercisable on 03/06/2026, and the remaining fifty percent will become exercisable on 03/06/2027.
  6. F6. Fifty percent became exercisable on 09/03/2026, and the remaining fifty percent will become exercisable on 09/03/2027.
  7. F7. Fifty percent will become exercisable on 03/05/2027, and the remaining fifty percent will become exercisable on 03/05/2028.
  8. F8. Fifty percent will become exercisable on 03/04/2028, and the remaining fifty percent will become exercisable on 03/04/2029.
Direct common shares 1,050 shares Reported by Amy Eileen Johnson as of November 3, 2026; includes restricted stock awards.
401(k) plan common shares 647 shares Held under the General Dynamics 401(k) plan as of November 3, 2026; rounded to the nearest whole share.
Underlying shares subject to options 2,510 shares Direct; exercise price $232.90; expires March 1, 2032.
Underlying shares subject to options 2,680 shares Direct; exercise price $227.58; expires March 7, 2033.
Underlying shares subject to options 2,620 shares Direct; exercise price $274.51; expires March 5, 2034.
Underlying shares subject to options 270 shares Direct; exercise price $297.16; expires September 2, 2034.
Underlying shares subject to options 3,360 shares Direct; exercise price $257.55; expires March 4, 2035.
Underlying shares subject to options 2,750 shares Direct; exercise price $363.02; expires March 3, 2036.
restricted stock awards (RSAs) financial
"Includes 285 restricted stock awards (RSAs)"
service-based vesting financial
"subject to service-based vesting"
exercisable technical
"the remaining fifty percent will become exercisable"

FAQ

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What holdings did Amy Eileen Johnson report in GD?

Amy Eileen Johnson reported 1,050 common shares held directly and 647 shares through the General Dynamics 401(k) plan as of November 3, 2026. The direct holding includes restricted stock awards subject to service-based vesting.

When do Amy Eileen Johnson’s GD stock options become exercisable?

The six direct option positions have staged exercisability. The 2,510-share lot became exercisable in halves on March 2, 2024 and March 2, 2025; the 2,680-share lot on March 8, 2025 and March 8, 2026. The 2,620- and 270-share lots were half exercisable on March 6 and September 3, 2026, with remaining halves scheduled for March 6 and September 3, 2027. The 3,360-share and 2,750-share lots are scheduled to become exercisable in halves on March 5, 2027 and March 5, 2028, and March 4, 2028 and March 4, 2029, respectively.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Johnson Amy Eileen

(Last)(First)(Middle)
C/O GENERAL DYNAMICS CORPORATION
11011 SUNSET HILLS RD

(Street)
RESTON VIRGINIA 20190

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
11/03/2026
3. Issuer Name and Ticker or Trading Symbol
GENERAL DYNAMICS CORP [ GD ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President, GDIT
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock1,050(1)D
Common Stock646.74(2)I401(k) Plan
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Options (3)03/01/2032Common Stock2,510$232.9D
Stock Options (4)03/07/2033Common Stock2,680$227.58D
Stock Options (5)03/05/2034Common Stock2,620$274.51D
Stock Options (6)09/02/2034Common Stock270$297.16D
Stock Options (7)03/04/2035Common Stock3,360$257.55D
Stock Options (8)03/03/2036Common Stock2,750$363.02D
Explanation of Responses:
1. Includes 285 restricted stock awards (RSAs), 30 RSAs, 410 RSAs and 325 RSAs, each of which are subject to service-based vesting and will release three years after the grant date.
2. Represents shares held under General Dynamics 401(k) plan.
3. Fifty percent became exercisable on 03/02/2024, and the remaining fifty percent became exercisable on 03/02/2025.
4. Fifty percent became exercisable on 03/08/2025, and the remaining fifty percent became exercisable on 03/08/2026.
5. Fifty percent became exercisable on 03/06/2026, and the remaining fifty percent will become exercisable on 03/06/2027.
6. Fifty percent became exercisable on 09/03/2026, and the remaining fifty percent will become exercisable on 09/03/2027.
7. Fifty percent will become exercisable on 03/05/2027, and the remaining fifty percent will become exercisable on 03/05/2028.
8. Fifty percent will become exercisable on 03/04/2028, and the remaining fifty percent will become exercisable on 03/04/2029.
Remarks:
Exhibit 24 - Power of Attorney
Nicholas R. Barnaby, by Power of Attorney11/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

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