Canaccord Genuity files Form 144 to sell 15,000 shares

Canaccord Genuity Corp submitted a Form 144 notice reporting an intended sale of 15,000 shares of Common stock on 04/27/2026 (OTCQX).

Rhea-AI Filing Summary

Canaccord Genuity Corp submitted a Form 144 notice reporting an intended sale of 15,000 shares of Common stock on 04/27/2026 (OTCQX). The filing lists multiple recent dispositions by DCG International Investments Ltd and identifies the original purchase as a privately negotiated transaction on 09/22/2020.

Insights

Securities Attorney

Routine Form 144 notice for resale of restricted shares by an investor.

The filing lists an intended sale of 15,000 shares on 04/27/2026 and multiple past sales by DCG International Investments Ltd across early 2026. It cites a privately negotiated transaction purchase date of 09/22/2020.

The notice is procedural: it provides dates, seller identity, and per‑trade amounts but does not itself effectuate a sale. Subsequent trade reports or broker records will confirm execution and pricing.

Key Figures

Shares listed for resale: 15,000 shares Per‑trade amount (04/27/2026): $524,053.50 Per‑trade amount (04/28/2026): $514,900.50 +2 more

5 metrics

Shares listed for resale 15,000 shares intended sale dated 04/27/2026

Per‑trade amount (04/27/2026) $524,053.50 amount listed alongside 15,000 shares entry dated 04/27/2026

Per‑trade amount (04/28/2026) $514,900.50 amount listed alongside 15,000 shares entry dated 04/28/2026

Original purchase date 09/22/2020 acquired in a privately negotiated transaction

Recent dispositions listed 12,000 shares (multiple dates) sales by DCG International in Jan–Feb 2026 shown as 12,000 share entries

Key Terms

Form 144, Privately Negotiated Transaction, OTCQX

3 terms

Form 144 regulatory

"submitted a Form 144 notice reporting an intended sale"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Privately Negotiated Transaction transactional

"Purchased from Issuer | Privately Negotiated Transaction"

A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.

OTCQX market

"04/27/2026 ... OTCQX Common"

OTCQX is the highest tier of the over‑the‑counter (OTC) marketplaces where shares of companies that aren’t listed on major stock exchanges trade. Think of it as a “premium shelf” for OTC stocks: companies must meet stricter financial and disclosure standards, which can mean clearer information, potentially better investor confidence and somewhat easier trading than lower OTC tiers. Investors watch OTCQX listings as a signal of relative transparency and credibility among OTC-traded firms.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does GDLC's Form 144 report?

The filing reports a proposed resale of 15,000 shares of common stock on 04/27/2026. It names DCG International Investments Ltd and cites a prior purchase on 09/22/2020 via a privately negotiated transaction.

Who is the selling party in the Form 144 for GDLC?

DCG International Investments Ltd is identified as the selling party in multiple entries, with recent dispositions recorded on several dates in Q1–Q2 2026. The filing gives the investor's address and repeated trade entries.

How many shares are listed for resale in the GDLC Form 144?

The notice lists an intended sale of 15,000 shares of common stock scheduled for 04/27/2026. The filing also documents prior sales of similar share amounts on earlier 2026 dates.

Does the Form 144 show sale proceeds for the GDLC shares?

The filing contains per‑trade monetary entries such as $524,053.50 tied to the 04/27/2026 15,000‑share entry. These per‑trade amounts appear in the trade listing but do not confirm final settlement details.

What was the original acquisition method for the shares in the GDLC filing?

The shares were acquired in a privately negotiated transaction on 09/22/2020, with the payment method listed as Cash in the filing's securities‑to‑be‑sold section.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/29/2026 - 04:26 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001977454
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Grayscale CoinDesk Crypto 5 ETF
SEC File Number	001-42855
Address of Issuer	290 Harbor Drive Stamford CONNECTICUT 06902
Phone	212-668-1427
Name of Person for Whose Account the Securities are To Be Sold	DCG International Investments Ltd
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Affiliate

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	15000	524053.50	12257400	04/27/2026	OTCQX
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	15000	514900.50	12257400	04/28/2026	OTCQX
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	15000	512553.00	12257400	04/29/2026	OTCQX

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/22/2020	Privately Negotiated Transaction	Purchased from Issuer			15000	09/22/2020	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	01/29/2026	12000	477790.8
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	01/30/2026	12000	467892.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/02/2026	12000	434407.2
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/03/2026	12000	418302.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/04/2026	12000	405289.2
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/05/2026	12000	365898.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/27/2026	15000	524053.5
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/28/2026	15000	514900.5

144: Remarks and Signature

Remarks
Date of Notice	04/29/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	DCG International Investments Ltd
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)