GGCP entity tied to Mario J. Gabelli (GDV) buys 5,500 fund shares

Rhea-AI Filing Summary

Gabelli Dividend & Income Trust insider filing reports an indirect share purchase through a controlled entity. On 01/27/2026, GGCP, Inc., an entity controlled by Mario J. Gabelli, purchased 5,500 common shares of Gabelli Dividend & Income Trust at $28.7174 per share, bringing GGCP’s reported holdings to 20,500 shares.

The Form 4 also shows Mario J. Gabelli with 145,812 common shares held directly and 626,000 common shares held indirectly through Associated Capital Group, Inc. He is the controlling shareholder of both GGCP and Associated Capital Group and disclaims beneficial ownership beyond his indirect pecuniary interest.

Insider Trade Summary

Net Buyer: 5,500 shares ($157,946)

Net Buy 3 txns

Insider GABELLI MARIO J

Role Director

Bought 5,500 shs ($158K)

Type	Security	Shares	Price	Value
Purchase	Common Shares, Par Value $0.001	5,500	$28.7174	$158K
holding	Common Shares, Par Value $0.001	--	--	--
holding	Common Shares, Par Value $0.001	--	--	--

Holdings After Transaction: Common Shares, Par Value $0.001 — 20,500 shares (Indirect, GGCP, Inc.); Common Shares, Par Value $0.001 — 145,812 shares (Direct)

Footnotes (1)

1. The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

GABELLI MARIO J

(Last) (First) (Middle)

C/O GAMCO INVESTORS, INC.

ONE CORPORATE CENTER

(Street)

RYE NY 10580

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
GABELLI DIVIDEND & INCOME TRUST [ GDV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Control Person of Adviser

3. Date of Earliest Transaction (Month/Day/Year)
01/27/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares, Par Value $0.001	01/27/2026		P		5,500	A	$28.7174	20,500	I	GGCP, Inc.(1)
Common Shares, Par Value $0.001								145,812	D
Common Shares, Par Value $0.001								626,000	I	Associated Capital Group, Inc.(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

2. The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

	Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli	01/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction is disclosed in the latest GDV Form 4 for Mario J. Gabelli?

The filing reports a purchase of 5,500 GDV common shares by GGCP, Inc. on January 27, 2026 at $28.7174 per share. GGCP is an entity controlled by Mario J. Gabelli, and this increased GGCP’s reported holdings to 20,500 shares.

Who actually bought the GDV shares reported in this Form 4?

The 5,500 GDV shares were purchased by GGCP, Inc., not by Mario J. Gabelli personally. He is GGCP’s Chief Executive Officer, a director, and its controlling shareholder, but he disclaims beneficial ownership beyond his indirect pecuniary interest in GGCP.

How many Gabelli Dividend & Income Trust shares does GGCP, Inc. hold after the transaction?

After the January 27, 2026 purchase, GGCP, Inc. is reported as holding 20,500 common shares of Gabelli Dividend & Income Trust. This reflects the 5,500 shares bought at $28.7174 per share as disclosed in the Form 4 insider report.

What direct GDV share holdings are reported for Mario J. Gabelli?

The Form 4 lists 145,812 GDV common shares as directly owned. This figure represents shares reported in his name on a direct basis, separate from indirect holdings through entities such as GGCP, Inc. and Associated Capital Group, Inc.

What additional GDV shares are held indirectly through Associated Capital Group, Inc.?

The filing reports 626,000 GDV common shares held indirectly through Associated Capital Group, Inc. Mario J. Gabelli is the Executive Chair and controlling shareholder of this company and disclaims beneficial ownership beyond his indirect pecuniary interest in those shares.

What is Mario J. Gabelli’s role in relation to Gabelli Dividend & Income Trust (GDV)?

He is reported as a director of Gabelli Dividend & Income Trust and a control person of its adviser. The Form 4 indicates his positions as a board member and controlling shareholder of related advisory entities holding GDV shares.