Welcome to our dedicated page for MicroSectors™ Gold Miners 3X Leveraged ETNs SEC filings (Ticker: GDXU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The MicroSectors Gold Miners 3x Leveraged ETN (GDXU) is issued by Bank of Montreal, which files regulatory documents with the U.S. Securities and Exchange Commission as a foreign issuer. These filings, often made on Form 6-K and incorporated by reference into registration statements on Form F-3, provide the legal and disclosure framework for BMO's exchange-traded notes, including GDXU.
BMO has indicated that GDXU is offered under a registration statement on Form F-3 (File No. 333-285508), and that certain 6-K reports and their exhibits are deemed filed for purposes of incorporation by reference into that registration statement. These reports can include documents such as annual reports to shareholders, earnings coverage ratios, and consolidated capitalization information, all of which help describe the financial condition and capital structure of the issuer of GDXU.
Product-specific information for GDXU, such as the pricing supplement, product supplement, prospectus supplement, and base prospectus (collectively referred to by BMO as the ETN Prospectus), is also filed with the SEC. In addition, BMO has issued notices, referenced in public communications, about elections to increase the financing spread applicable to the MicroSectors Gold Miners 3X Leveraged ETNs, explaining how the Daily Financing Charge is calculated and how such changes may affect returns.
On this page, users can review SEC filings associated with Bank of Montreal that relate to GDXU, including 6-K reports and documents incorporated into the registration statements under which these ETNs are issued. Platform tools can use these filings to generate AI-powered summaries that highlight key terms, risk factors, financing details, and issuer-level information relevant to understanding the structure and risks of GDXU.
Bank of Montreal reports updated earnings coverage ratios for the 12 months ended April 30, 2026 and October 31, 2025. Earnings before interest on subordinated indebtedness and income tax were $13,368.32 million for the April 2026 period and $11,989.87 million for the October 2025 period.
Interest coverage on subordinated indebtedness was 30.12 times for April 2026 compared with 26.32 times for October 2025. Grossed up dividend coverage on Class B preferred shares and other equity instruments was 25.74 times versus 23.63 times, and combined interest and dividend coverage was 14.13 times versus 12.70 times for the same comparative periods.
Bank of Montreal reports updated earnings coverage ratios for the 12 months ended April 30, 2026 and October 31, 2025. Earnings before interest on subordinated indebtedness and income tax were $13,368.32 million for the April 2026 period and $11,989.87 million for the October 2025 period.
Interest coverage on subordinated indebtedness was 30.12 times for April 2026 compared with 26.32 times for October 2025. Grossed up dividend coverage on Class B preferred shares and other equity instruments was 25.74 times versus 23.63 times, and combined interest and dividend coverage was 14.13 times versus 12.70 times for the same comparative periods.
Bank of Montreal submitted a Form 6-K that incorporates its latest quarterly report for the period ended April 30, 2026 into existing SEC registration statements. The filing includes Section 302 certifications in which the CEO and CFO state that, to their knowledge, the report is accurate and fairly presents the bank’s financial condition.
They also describe their responsibilities for designing, evaluating, and maintaining disclosure controls and internal control over financial reporting, and for disclosing any significant deficiencies, material weaknesses, or fraud to the auditors and audit committee.
Bank of Montreal submitted a Form 6-K that incorporates its latest quarterly report for the period ended April 30, 2026 into existing SEC registration statements. The filing includes Section 302 certifications in which the CEO and CFO state that, to their knowledge, the report is accurate and fairly presents the bank’s financial condition.
They also describe their responsibilities for designing, evaluating, and maintaining disclosure controls and internal control over financial reporting, and for disclosing any significant deficiencies, material weaknesses, or fraud to the auditors and audit committee.
Bank of Montreal announced that its Board of Directors declared a quarterly common share dividend of $1.71 per share for the third quarter of fiscal 2026. This represents a 4 cent, or 2 percent, increase from the prior quarter and is up 5 percent from the prior year.
The common share dividend is payable on August 26, 2026 to shareholders of record on July 30, 2026. The Board also declared a dividend on Class B Preferred Shares Series 44, payable on August 25, 2026 to shareholders of record on July 30, 2026.
Both common and preferred dividends are designated as eligible dividends for Canadian tax purposes. Common shareholders may choose to reinvest cash dividends in additional common shares through BMO’s Shareholder Dividend Reinvestment and Share Purchase Plan, with shares purchased on the open market without a discount.
Bank of Montreal announced that its Board of Directors declared a quarterly common share dividend of $1.71 per share for the third quarter of fiscal 2026. This represents a 4 cent, or 2 percent, increase from the prior quarter and is up 5 percent from the prior year.
The common share dividend is payable on August 26, 2026 to shareholders of record on July 30, 2026. The Board also declared a dividend on Class B Preferred Shares Series 44, payable on August 25, 2026 to shareholders of record on July 30, 2026.
Both common and preferred dividends are designated as eligible dividends for Canadian tax purposes. Common shareholders may choose to reinvest cash dividends in additional common shares through BMO’s Shareholder Dividend Reinvestment and Share Purchase Plan, with shares purchased on the open market without a discount.
BMO Financial Group reported strong growth for the second quarter ended April 30, 2026. Reported net income rose to $2,630 million, up 34% from $1,962 million a year earlier, while adjusted net income reached $2,733 million, also up 34%. Diluted EPS increased to $3.53 reported and $3.67 adjusted, reflecting higher revenue across Canadian and U.S. banking, Wealth Management and Capital Markets, and a lower provision for credit losses of $739 million versus $1,054 million.
Return on equity improved to 13.0% reported and 13.5% adjusted, and the quarterly dividend was raised to $1.71 per share, 5% above the prior year. The CET1 capital ratio was 13.0%. BMO also agreed to sell its Transportation Finance and Vendor Finance businesses to Stonepeak, expecting an approximate $1.1 billion pre-tax charge in fiscal 2026 and to retain a 19.9% equity interest in the new entity.
BMO Financial Group reported strong growth for the second quarter ended April 30, 2026. Reported net income rose to $2,630 million, up 34% from $1,962 million a year earlier, while adjusted net income reached $2,733 million, also up 34%. Diluted EPS increased to $3.53 reported and $3.67 adjusted, reflecting higher revenue across Canadian and U.S. banking, Wealth Management and Capital Markets, and a lower provision for credit losses of $739 million versus $1,054 million.
Return on equity improved to 13.0% reported and 13.5% adjusted, and the quarterly dividend was raised to $1.71 per share, 5% above the prior year. The CET1 capital ratio was 13.0%. BMO also agreed to sell its Transportation Finance and Vendor Finance businesses to Stonepeak, expecting an approximate $1.1 billion pre-tax charge in fiscal 2026 and to retain a 19.9% equity interest in the new entity.
BMO Financial Group reported a strong second quarter of 2026 with sharply higher profit and earnings per share. Net income was $2,630 million, up 34% from $1,962 million a year earlier, while adjusted net income rose to $2,733 million, also up 34%. Diluted EPS increased to $3.53, up 41%, and adjusted EPS reached $3.67, up 40%. Reported return on equity improved to 13.0%, with adjusted ROE at 13.5%, reflecting higher revenue, lower credit losses and controlled expenses.
Provision for credit losses fell to $739 million from $1,054 million, and the total PCL ratio declined to 0.45%. BMO declared a quarterly common dividend of $1.71 per share, up 5% year-over-year and 2% sequentially, equivalent to $6.84 annually, and repurchased 6.0 million common shares at an average price of $193.47. Capital ratios remained robust, with a Common Equity Tier 1 Ratio of 13.0% and a TLAC Ratio of 29.0%. BMO also agreed to sell its Transportation Finance and Vendor Finance businesses to Stonepeak for cash plus an earn-out, retaining an approximate 19.9% equity interest and expecting a pre-tax charge of about $1.1 billion in the third quarter treated as an adjusting item.
BMO Financial Group reported a strong second quarter of 2026 with sharply higher profit and earnings per share. Net income was $2,630 million, up 34% from $1,962 million a year earlier, while adjusted net income rose to $2,733 million, also up 34%. Diluted EPS increased to $3.53, up 41%, and adjusted EPS reached $3.67, up 40%. Reported return on equity improved to 13.0%, with adjusted ROE at 13.5%, reflecting higher revenue, lower credit losses and controlled expenses.
Provision for credit losses fell to $739 million from $1,054 million, and the total PCL ratio declined to 0.45%. BMO declared a quarterly common dividend of $1.71 per share, up 5% year-over-year and 2% sequentially, equivalent to $6.84 annually, and repurchased 6.0 million common shares at an average price of $193.47. Capital ratios remained robust, with a Common Equity Tier 1 Ratio of 13.0% and a TLAC Ratio of 29.0%. BMO also agreed to sell its Transportation Finance and Vendor Finance businesses to Stonepeak for cash plus an earn-out, retaining an approximate 19.9% equity interest and expecting a pre-tax charge of about $1.1 billion in the third quarter treated as an adjusting item.
Bank of Montreal filed a Form 13F holdings report that lists 13,875 Form 13F information table entries with a combined market value of $268,538,461,023. The filing identifies 11 other included managers and is signed by Kathryn Cenac, Managing Director, Regulatory Solution Group, on 05-13-2026.
Bank of Montreal filed a Form 13F holdings report that lists 13,875 Form 13F information table entries with a combined market value of $268,538,461,023. The filing identifies 11 other included managers and is signed by Kathryn Cenac, Managing Director, Regulatory Solution Group, on 05-13-2026.
Bank of Montreal reported the results of its April 15, 2026 annual shareholder meeting. All 14 director nominees were elected with strong support, with individual "for" votes ranging from 95.98% to 99.78%. Shareholders also approved appointing KPMG LLP as auditors for the 2026 fiscal year, with 91.63% of votes cast in favour.
Shareholders backed an advisory resolution on the bank’s approach to executive compensation, with 96.34% of votes for and 3.66% against. Eight shareholder proposals on topics including meeting participation, youth inclusion in governance, compensation policy, board skills, systemic role, AI oversight, enhanced disclosure, and environmental policies were all rejected, with support ranging from 0.83% to 22.17% of votes cast.
Bank of Montreal reported the results of its April 15, 2026 annual shareholder meeting. All 14 director nominees were elected with strong support, with individual "for" votes ranging from 95.98% to 99.78%. Shareholders also approved appointing KPMG LLP as auditors for the 2026 fiscal year, with 91.63% of votes cast in favour.
Shareholders backed an advisory resolution on the bank’s approach to executive compensation, with 96.34% of votes for and 3.66% against. Eight shareholder proposals on topics including meeting participation, youth inclusion in governance, compensation policy, board skills, systemic role, AI oversight, enhanced disclosure, and environmental policies were all rejected, with support ranging from 0.83% to 22.17% of votes cast.
Bank of Montreal filed a Form 6-K as a foreign private issuer for March 2026. The report mainly serves to incorporate its contents and attached exhibits by reference into existing SEC registration statements.
The filing includes legal opinions from Sullivan & Cromwell LLP as U.S. counsel and Osler, Hoskin & Harcourt LLP as Canadian counsel, along with their related consents. It is signed on behalf of the bank by Paras Jhaveri, Global Head, Capital and Funding.
Bank of Montreal filed a Form 6-K as a foreign private issuer for March 2026. The report mainly serves to incorporate its contents and attached exhibits by reference into existing SEC registration statements.
The filing includes legal opinions from Sullivan & Cromwell LLP as U.S. counsel and Osler, Hoskin & Harcourt LLP as Canadian counsel, along with their related consents. It is signed on behalf of the bank by Paras Jhaveri, Global Head, Capital and Funding.
Bank of Montreal filed a Form 6-K highlighting its updated Code of Conduct, which sets ethical standards for all employees, officers, contractors and directors globally. The Code is built around core values of Integrity, Inclusion, Responsibility and Empathy and five main commitments: making a positive impact, doing what is right, protecting the brand, avoiding conflicts of interest, and speaking up about concerns.
The document emphasizes mandatory annual ethics and compliance training, zero waivers to the Code, and potential consequences up to termination for violations. It provides detailed expectations on anti-bribery and anti-corruption, anti-money laundering, fair competition, securities trading, privacy, use of AI, social media, handling of client and employee information, outside activities, gifts and entertainment, political activities and personal relationships. A prominent “Speak Up!” framework and whistleblower service support confidential and anonymous reporting and protection from retaliation.
Bank of Montreal filed a Form 6-K highlighting its updated Code of Conduct, which sets ethical standards for all employees, officers, contractors and directors globally. The Code is built around core values of Integrity, Inclusion, Responsibility and Empathy and five main commitments: making a positive impact, doing what is right, protecting the brand, avoiding conflicts of interest, and speaking up about concerns.
The document emphasizes mandatory annual ethics and compliance training, zero waivers to the Code, and potential consequences up to termination for violations. It provides detailed expectations on anti-bribery and anti-corruption, anti-money laundering, fair competition, securities trading, privacy, use of AI, social media, handling of client and employee information, outside activities, gifts and entertainment, political activities and personal relationships. A prominent “Speak Up!” framework and whistleblower service support confidential and anonymous reporting and protection from retaliation.