Welcome to our dedicated page for MicroSectors™ Gold Miners 3X Lvrgd ETN SEC filings (Ticker: GDXU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The MicroSectors Gold Miners 3x Leveraged ETN (GDXU) is issued by Bank of Montreal, which files regulatory documents with the U.S. Securities and Exchange Commission as a foreign issuer. These filings, often made on Form 6-K and incorporated by reference into registration statements on Form F-3, provide the legal and disclosure framework for BMO's exchange-traded notes, including GDXU.
BMO has indicated that GDXU is offered under a registration statement on Form F-3 (File No. 333-285508), and that certain 6-K reports and their exhibits are deemed filed for purposes of incorporation by reference into that registration statement. These reports can include documents such as annual reports to shareholders, earnings coverage ratios, and consolidated capitalization information, all of which help describe the financial condition and capital structure of the issuer of GDXU.
Product-specific information for GDXU, such as the pricing supplement, product supplement, prospectus supplement, and base prospectus (collectively referred to by BMO as the ETN Prospectus), is also filed with the SEC. In addition, BMO has issued notices, referenced in public communications, about elections to increase the financing spread applicable to the MicroSectors Gold Miners 3X Leveraged ETNs, explaining how the Daily Financing Charge is calculated and how such changes may affect returns.
On this page, users can review SEC filings associated with Bank of Montreal that relate to GDXU, including 6-K reports and documents incorporated into the registration statements under which these ETNs are issued. Platform tools can use these filings to generate AI-powered summaries that highlight key terms, risk factors, financing details, and issuer-level information relevant to understanding the structure and risks of GDXU.
Bank of Montreal submitted a Form 6-K as a foreign private issuer, furnishing its BMO 2025 Annual Report to Shareholders as Exhibit 99.1. The report is signed on behalf of the bank by the Chief Financial Officer, Tayfun Tuzun, and Corporate Secretary, Pascale Elharrar, confirming it as an official communication to investors.
Bank of Montreal provides detailed disclosures on risk management, pensions, taxes and funding. Global minimum tax rules became effective this fiscal year and increased the effective tax rate by approximately 55 basis points for the year ended October 31, 2025. The bank is required to maintain reserves and minimum balances with central banks and counterparties totalling $108 million as at October 31, 2025, up from $80 million a year earlier. It reports $6,690 million of NHA mortgage-backed securities included in loans, compared with $5,492 million in 2024, and interest income on FVOCI and amortized cost securities of $7,136 million versus $7,826 million.
Other commitments include $1,664 million of underwriting commitments extended but not yet accepted, down from $4,511 million. Assets pledged to support Federal Home Loan Bank activity total $16,734 million, down from $21,235 million. The bank completed a buyout of its UK pension plan in the fourth quarter of 2024, transferring defined benefit obligations and an equal amount of assets to a third-party insurer with no pre-tax impact and reducing related deferred tax balances to nil. Extensive derivative and hedge accounting details explain how fair value and cash flow hedges, collateral usage and accumulated other comprehensive income and tax balances are managed.
Bank of Montreal has filed a report to make a press release about its common share dividend increase part of its U.S. registration statements by incorporation by reference. The press release states that BMO Financial Group is increasing its common share dividend by 4 cents from the prior quarter, which is up 5 per cent from the prior year.
Bank of Montreal filed a Form 6-K as a foreign private issuer to provide U.S. investors with access to its latest disclosure. The filing primarily serves as a cover document to incorporate information by reference into the bank’s existing SEC registration statements. It identifies a press release titled “Fourth Quarter 2025 Earnings Release” as Exhibit 99.1, indicating that detailed quarterly results are provided in that separate document. The report is signed on behalf of Bank of Montreal by its Chief Financial Officer, Tayfun Tuzun, and Corporate Secretary, Pascale Elharrar.
Bank of Montreal (BMO) filed a Form 13F Holdings Report listing institutional equity positions. The report lists 13,045 information table entries with an aggregate reported value of $260,693,510,338. The filing also identifies 11 other included managers. It was signed by Kathryn Cenac, Managing Director, on behalf of the firm.