General Electric (NYSE: GE) SVP converts 2,722 RSUs and disposes 1,336 shares

Rhea-AI Filing Summary

General Electric Co. officer John R. Phillips III reported routine equity transactions related to previously granted restricted stock units. On December 1, 2025, 2,722 restricted stock units vested and were converted into 2,722 shares of GE common stock at an exercise price of $0. On the same date, 1,336 of these shares were disposed of at $288.45 per share, typically reflecting shares withheld or sold to cover taxes, leaving 1,386 shares beneficially owned directly after the transactions. The underlying restricted stock units were originally granted on December 1, 2023 and vest in two equal installments of 50% each on the second and third anniversaries of the grant date.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Phillips John R, III

(Last) (First) (Middle)

GE AEROSPACE

1 NEUMANN WAY

(Street)

EVENDALE OH 45215

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
GENERAL ELECTRIC CO [ GE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior Vice President

3. Date of Earliest Transaction (Month/Day/Year)
12/01/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/01/2025		M		2,722	A	$0	2,722	D
Common Stock	12/01/2025		F		1,336	D	$288.45	1,386	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	12/01/2025		M			2,722	(2)	(2)	Common Stock	2,722	$0	2,722	D

Explanation of Responses:

1. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.

2. The Restricted Stock Units were granted on December 1, 2023, and vest in two equal installments of 50% each, on the second and third anniversary of the grant date.

Remarks:

	/s/ Kira Schwartz, attorney in fact for John R Phillips III	12/03/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What insider transaction did GE officer John R. Phillips III report on this Form 4 for GE?

John R. Phillips III reported that on December 1, 2025, 2,722 restricted stock units converted into 2,722 shares of General Electric Co. common stock at an exercise price of $0, and 1,336 of those shares were disposed of at $288.45 per share.

How many GE shares does John R. Phillips III own after the reported Form 4 transactions?

Following the reported transactions, John R. Phillips III beneficially owns 1,386 shares of General Electric Co. common stock directly.

What was the source of the 2,722 GE shares reported as acquired on December 1, 2025?

The 2,722 shares were issued upon the vesting and conversion of 2,722 restricted stock units, each representing a contingent right to receive one share of General Electric Co. common stock.

When were the restricted stock units that vested on December 1, 2025 originally granted to the GE officer?

The restricted stock units were granted on December 1, 2023 and are scheduled to vest in two equal installments of 50% each on the second and third anniversaries of that grant date.

What do the transaction codes M and F mean in this GE Form 4 filing?

Code M indicates the exercise or conversion of a derivative security, here restricted stock units into common stock. Code F indicates a disposition of shares, typically in connection with tax withholding, at $288.45 per share.

What is John R. Phillips III’s role at General Electric Co. as disclosed in this filing?

John R. Phillips III is disclosed as an Officer of General Electric Co., serving as a Senior Vice President.