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GE (NYSE: GE) SVP reports stock awards and tax share dispositions

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

GENERAL ELECTRIC CO Senior Vice President Rahul Ghai reported stock-based compensation activity and related tax share dispositions. On March 1, 2026, he exercised 14,386 Restricted Stock Units into common shares, and received a separate 45,255-share common stock grant at no cash cost.

To cover tax obligations, he disposed of 20,536 shares and 6,667 shares of common stock at $342.26 per share through share withholding transactions. Following these movements, he directly held 113,008 shares of GE common stock and indirectly held 5 shares through a descendant's trust.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GHAI RAHUL

(Last) (First) (Middle)
GE AEROSPACE
1 NEUMANN WAY

(Street)
EVENDALE OH 45215

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GENERAL ELECTRIC CO [ GE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President
3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock(1) 03/01/2026 A 45,255 A $0 125,825 D
Common Stock 03/01/2026 F 20,536 D $342.26 105,289 D
Common Stock 03/01/2026 M 14,386 A $0 119,675 D
Common Stock 03/01/2026 F 6,667 D $342.26 113,008 D
Common Stock 5 I by decendant's trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2) 03/01/2026 M 14,386 (3) (3) Common Stock 14,386 $0 0 D
Explanation of Responses:
1. Settlement of performance rights granted on March 1, 2023.
2. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.
3. The Restricted Stock Units in this grant are fully vested.
Remarks:
/s/ Kira Schwartz, attorney in fact for Rahul Ghai 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did GE executive Rahul Ghai report on this Form 4 for GE?

Rahul Ghai reported equity award activity and tax-related share dispositions. He exercised 14,386 Restricted Stock Units into GE common stock, received a 45,255-share grant, and had shares withheld to satisfy tax obligations while remaining a net acquirer of stock.

How many GE shares did Rahul Ghai acquire through awards and RSU settlement?

Rahul Ghai acquired GE shares through both RSU settlement and a stock grant. He converted 14,386 Restricted Stock Units into common stock and separately received a grant of 45,255 GE common shares, all recorded at a price of $0.00 per share in the filing.

How many GE shares were disposed of to cover taxes in Rahul Ghai's Form 4?

The filing shows tax-withholding share dispositions, not open-market sales. To satisfy tax obligations, 20,536 GE common shares and 6,667 GE common shares were delivered at $342.26 per share as payment of tax liabilities tied to the equity awards.

What is Rahul Ghai's GE share ownership after these reported transactions?

After these transactions, Rahul Ghai directly owned 113,008 shares of GE common stock. The Form 4 also reports an additional 5 GE common shares held indirectly through a descendant's trust, classified as indirect ownership in the filing’s ownership detail.

What do the Restricted Stock Units in Rahul Ghai's GE filing represent?

Each Restricted Stock Unit in the filing represents a contingent right to receive one GE common share. The footnotes state the RSUs in this grant are fully vested, and the settlement relates to performance rights originally granted on March 1, 2023.

Were Rahul Ghai's GE share disposals market sales or tax withholdings?

The disposals are coded as "F" transactions, meaning share deliveries for tax payments. The filing describes them as payment of tax liability by delivering GE securities, indicating they are tax-withholding dispositions rather than discretionary open-market stock sales.
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358.97B
1.05B
Aerospace & Defense
Electronic & Other Electrical Equipment (no Computer Equip)
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United States
EVENDALE