STOCK TITAN

GE (NYSE: GE) SVP Russell Stokes exercises stock options and sells GE shares

Filing Impact
(Very High)
Filing Sentiment
(Very Negative)
Form Type
4

Rhea-AI Filing Summary

General Electric Senior Vice President Russell Stokes reported exercising employee stock options and selling shares of GE common stock. On January 30, 2026, he acquired 30,363 shares through an option exercise at $148.80 per share.

That same day, he sold 21,469 shares at a weighted average price of $306.46 and 8,894 shares at a weighted average price of $306.51, in multiple trades within disclosed price ranges. After these transactions, he directly held 150,434 GE shares. The filing notes that the exercised options were fully vested.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Stokes Russell

(Last) (First) (Middle)
GE AEROSPACE
1 NEUMANN WAY

(Street)
EVENDALE OH 45215

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GENERAL ELECTRIC CO [ GE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President
3. Date of Earliest Transaction (Month/Day/Year)
01/30/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/30/2026 M 30,363 A $148.8 180,797 D
Common Stock 01/30/2026 S 21,469 D $306.46(1) 159,328 D
Common Stock 01/30/2026 S 8,894 D $306.51(2) 150,434 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) $148.8 01/30/2026 M 30,363 (3) 09/09/2026 Common Stock 30,363 $0 0 D
Explanation of Responses:
1. Exercise of options expiring in 2026. The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $306.20 to $306.56, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
2. The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $306.40 to $306.62, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
3. The Employee Stock Options in this grant are fully vested.
Remarks:
/s/ Kira Schwartz, attorney in fact for Russell Stokes 02/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did GE (GE) executive Russell Stokes report in this Form 4 filing?

Russell Stokes, a Senior Vice President at GE, reported exercising 30,363 employee stock options and selling GE common stock on January 30, 2026. The filing also shows his updated direct holdings of 150,434 GE shares after these transactions.

How many GE (GE) shares did Russell Stokes acquire and at what price?

On January 30, 2026, Russell Stokes acquired 30,363 GE common shares by exercising employee stock options. These shares were acquired at an exercise price of $148.80 per share, reflecting the terms of his fully vested option grant expiring in 2026.

How many GE (GE) shares did Russell Stokes sell and at what prices?

Russell Stokes sold 21,469 GE shares at a weighted average price of $306.46 and 8,894 shares at a weighted average price of $306.51. Each weighted price reflects multiple trades within narrow disclosed ranges around those levels.

What are Russell Stokes’ GE (GE) share holdings after the reported transactions?

After the reported option exercise and share sales, Russell Stokes directly owns 150,434 GE common shares. This figure represents his beneficial ownership following all January 30, 2026 transactions listed in the Form 4 filing for General Electric.

Were the GE (GE) employee stock options held by Russell Stokes fully vested?

Yes. The filing states that the employee stock options exercised by Russell Stokes were fully vested. He exercised 30,363 options that were scheduled to expire in 2026, converting them into GE common shares before selling a portion of those shares.

Why are weighted average prices disclosed for Russell Stokes’ GE (GE) share sales?

Weighted average prices are disclosed because the GE share sales occurred in multiple separate trades within price ranges, such as $306.20–$306.56. The filing notes Stokes will provide detailed trade-level prices upon request to the company, its holders, or regulators.
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