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GE (NYSE: GE) SVP receives new RSU and stock option awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Procacci Riccardo reported acquisition or exercise transactions in this Form 4 filing.

GENERAL ELECTRIC CO Senior Vice President Riccardo Procacci received equity awards on March 2, 2026. He was granted 1,227 Restricted Stock Units, each representing a contingent right to one GE common share, and 4,284 employee stock options. Both the RSUs and options vest in two equal 50% installments on the second and third anniversary of the grant date.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Procacci Riccardo

(Last) (First) (Middle)
GE AEROSPACE
1 NEUMANN WAY

(Street)
EVENDALE OH 45215

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GENERAL ELECTRIC CO [ GE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President
3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 03/02/2026 A 1,227 (2) (2) Common Stock 1,227 $0 1,227 D
Employee Stock Option (right to buy) $345.74 03/02/2026 A 4,284 (2) 03/02/2036 Common Stock 4,284 $0 4,284 D
Explanation of Responses:
1. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.
2. The Restricted Stock Units and the Employee Stock Options were granted on March 2, 2026, and vest in two equal installments of 50% each, on the second and third anniversary.
Remarks:
/s/ Kira Schwartz, attorney in fact for Riccardo Procacci 03/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What equity awards did GE (GE) executive Riccardo Procacci receive?

Riccardo Procacci received 1,227 Restricted Stock Units and 4,284 employee stock options. Each RSU represents a contingent right to one GE common share, and the options give him the right to buy GE stock subject to vesting conditions described in the award terms.

When do Riccardo Procacci’s new GE equity awards vest?

Both the Restricted Stock Units and the employee stock options vest in two equal installments. Fifty percent vests on the second anniversary of the March 2, 2026 grant date, and the remaining 50% vests on the third anniversary, creating a multi‑year retention schedule.

How many GE Restricted Stock Units were granted to Riccardo Procacci?

Riccardo Procacci was granted 1,227 Restricted Stock Units. Each unit represents a contingent right to receive one share of GE common stock, subject to vesting over the second and third anniversaries of the March 2, 2026 grant date, aligning compensation with company performance.

How many GE stock options were granted to Riccardo Procacci?

He received 4,284 employee stock options, described as a right to buy GE common stock. These options were granted on March 2, 2026 and vest in two equal installments of 50% each on the second and third anniversaries, supporting long‑term executive incentives.

Does Riccardo Procacci’s Form 4 show any GE stock sales or purchases?

The Form 4 reports only grant or award acquisitions, not open‑market purchases or sales. It shows two derivative awards: 1,227 Restricted Stock Units and 4,284 employee stock options, both granted on March 2, 2026 with vesting split between the second and third anniversaries.
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