GE SVP granted RSUs and stock options

Accepted by SEC EDGAR 03/04/2026 - 04:17 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

GENERAL ELECTRIC CO Senior Vice President John R. Phillips III reported equity compensation awards. On March 2, 2026 he acquired 2,331 Restricted Stock Units, each representing one share of common stock, and 8,139 employee stock options. Both awards vest in two equal 50% installments on the second and third anniversaries of the grant date.

Insider Trade Summary

Grant/Award: 10,470 shares

Grant/Award 2 txns

Insider Phillips John R, III

Role Senior Vice President

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	2,331	$0.00	$0.00
Grant/Award	Employee Stock Option (right to buy)	8,139	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 2,331 units (Direct); Employee Stock Option (right to buy) — 8,139 options (Direct)

Footnotes (2)

1. F1. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.
2. F2. The Restricted Stock Units and the Employee Stock Options were granted on March 2, 2026, and vest in two equal installments of 50% each, on the second and third anniversary.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What equity awards did GE (GE) executive John R. Phillips III receive?

John R. Phillips III received 2,331 Restricted Stock Units and 8,139 employee stock options as equity compensation. These awards provide future rights to GE common shares, subject to vesting over time and continued service with the company.

When were John R. Phillips III’s new GE equity awards granted?

The Restricted Stock Units and employee stock options were granted on March 2, 2026. This grant date starts the vesting schedule, with installments vesting on the second and third anniversaries, aligning the executive’s incentives with longer-term company performance.

How do the Restricted Stock Units granted to the GE executive work?

Each Restricted Stock Unit represents a contingent right to receive one share of GE common stock. The 2,331 units vest in two equal 50% installments on the second and third anniversaries of the March 2, 2026 grant date, assuming applicable vesting conditions are met.

What is the vesting schedule for John R. Phillips III’s GE stock options?

The 8,139 employee stock options vest in two equal installments of 50% each. Vesting occurs on the second and third anniversaries of the March 2, 2026 grant date, providing staged potential ownership over time rather than an immediate, fully vested position.

Did John R. Phillips III buy or sell GE shares in this Form 4?

The transactions reflect grant or award acquisitions of equity, not market purchases or sales. He acquired 2,331 Restricted Stock Units and 8,139 stock options as part of compensation, with no reported open-market buying or selling of GE common stock in these entries.

How many GE derivative securities does the executive hold after these awards?

After the March 2, 2026 grants, John R. Phillips III holds 2,331 Restricted Stock Units and 8,139 employee stock options. These derivative securities provide rights linked to GE common stock, subject to their vesting schedules and any applicable plan or employment conditions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Phillips John R, III

(Last) (First) (Middle)

GE AEROSPACE

1 NEUMANN WAY

(Street)

EVENDALE OH 45215

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
GENERAL ELECTRIC CO [ GE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior Vice President

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	03/02/2026		A		2,331		(2)	(2)	Common Stock	2,331	$0	2,331	D
Employee Stock Option (right to buy)	$345.74	03/02/2026		A		8,139		(2)	03/02/2036	Common Stock	8,139	$0	8,139	D

Explanation of Responses:

1. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.

2. The Restricted Stock Units and the Employee Stock Options were granted on March 2, 2026, and vest in two equal installments of 50% each, on the second and third anniversary.

Remarks:

	/s/ Kira Schwartz, attorney in fact for John R Phillips III	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.