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General Electric (GE) director adds 117 phantom stock units under 2024 plan

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

General Electric Co. director reports phantom stock award. The filing shows that director Sebastien Bazin acquired 117 Phantom Stock Units on 12/31/2025 at a price of $299.63 per unit under the GE Aerospace 2024 Non-Employee Director Compensation Plan. Each Phantom Stock Unit is the economic equivalent of one share of GE common stock and is designed to mirror the value of the company’s stock over time. The units are scheduled to be paid in common stock beginning one year after Bazin’s termination of service as a director, aligning a portion of his compensation with long-term shareholder value.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bazin Sebastien

(Last) (First) (Middle)
GE AEROSPACE
1 NEUMANN WAY

(Street)
EVENDALE OH 45215

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GENERAL ELECTRIC CO [ GE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/31/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock Units(1) (2) 12/31/2025 A 117 (3) (3) Common Stock 117 $299.63 1,092 D
Explanation of Responses:
1. Acquired at a price of $299.63 per unit pursuant to the terms of the GE Aerospace 2024 Non-Employee Director Compensation Plan.
2. Each Phantom Stock Unit is the economic equivalent of one share of the issuer's common stock.
3. Payable beginning one year after termination of service as a director.
Remarks:
/s/ Kira Schwartz, attorney in fact for Sebastien Bazin 01/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did GE (GE) report for director Sebastien Bazin?

The company reported that director Sebastien Bazin acquired 117 Phantom Stock Units on 12/31/2025 under the GE Aerospace 2024 Non-Employee Director Compensation Plan.

What are the key terms of the Phantom Stock Units reported by GE (GE)?

Each Phantom Stock Unit is the economic equivalent of one share of GE common stock and was acquired at $299.63 per unit pursuant to the GE Aerospace 2024 Non-Employee Director Compensation Plan.

When will the Phantom Stock Units granted to GE director Sebastien Bazin be paid?

The Phantom Stock Units are stated to be payable beginning one year after termination of service as a director, tying payout timing to the end of board service.

Is the reported GE (GE) transaction part of director compensation?

Yes. The filing explains that the 117 Phantom Stock Units were acquired pursuant to the GE Aerospace 2024 Non-Employee Director Compensation Plan, indicating they are a form of director compensation.

Does this GE (GE) filing involve derivative securities?

Yes. The transaction is reported in Table II – Derivative Securities and identifies the instrument as Phantom Stock Units, which are derivatives tied to GE common stock.

How many derivative securities does GE director Sebastien Bazin hold after this transaction?

After the reported acquisition, the filing shows 1,092 Phantom Stock Units beneficially owned, held with direct ownership.

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Aerospace & Defense
Electronic & Other Electrical Equipment (no Computer Equip)
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United States
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