[25-NSE] Great Elm Capital Corp. SEC Filing

Rhea-AI Filing Summary

Great Elm Capital Corp. submitted a Form 25 notice indicating its class of securities will be removed from listing and/or registration on the Nasdaq Stock Market LLC. The filing cites the applicable Exchange rules and confirms that Nasdaq and the issuer have followed the procedural requirements under 17 CFR 240.12d2-2 for striking the class of securities from listing; a related notice and Form 25 will satisfy 17 CFR 240.19d-1 where applicable. The document provides the issuer's address and a Commission File Number 333-212817 but does not include transaction, timing, or financial details.

Positive

• Procedural compliance is stated: Nasdaq and the issuer followed 17 CFR 240.12d2-2
• Formal notice filed with Commission File Number 333-212817

Negative

• Class of securities to be struck from Nasdaq listing, indicating delisting action
• No timing or post-delisting trading details provided, leaving investor impact unclear

Insights

Listing Compliance Specialist

Form 25 indicates a securities class will be removed from Nasdaq listing.

The filing formally notifies the SEC under Section 12(b) that Nasdaq will strike the issuer's class of securities, citing 17 CFR 240.12d2-2 provisions and confirming procedural compliance by both the Exchange and the issuer.

Risks hinge on timing and post-delisting registration status, which are not disclosed here; investors should look for the attached Nasdaq notice or subsequent filings for exact removal dates and any shift to over-the-counter trading within the next weeks.

UNITED STATES

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SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 25

NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION
UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934.

Commission File Number

333-212817

Issuer:	Great Elm Capital Corp.
Exchange:	Nasdaq Stock Market LLC

(Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered)

Address:	3801 PGA Boulevard, Suite 603
	Palm Beach Gardens	FLORIDA	33410
Telephone number:					6,507,960,726

(Address, including zip code, and telephone number, including area code, of Issuer's principal executive offices)

8.75% Notes due 2028

(Description of class of securities)

Please place an X in the box to designate the rule provision relied upon to strike the class of securities from listing and registration:

17 CFR 240.12d2-2(a)(1)

17 CFR 240.12d2-2(a)(2)

17 CFR 240.12d2-2(a)(3)

17 CFR 240.12d2-2(a)(4)

Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange. ¹

Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with its rules of the Exchange and the requirements of 17 CFR 240.12d-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange.

Pursuant to the requirements fo the Securities Exchange Act of 1934, Nasdaq Stock Market LLC certifies that it has reasonable grounds to believe that it meets all of the requirements for filing the Form 25 and has caused this notification to be signed on its behalf by the undersigned duly authorized person.

2025-09-29	By	Tara Petta		AVP
Date		Name		Title

¹ Form 25 and attached Notice will be considered compliance with the provisions of 17 CFR 240.19d-1 as applicable. See General Instructions.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 25 filing mean for Great Elm Capital Corp. (GECC)?

The filing notifies the SEC that a class of GECC securities will be removed from listing on Nasdaq, citing procedural rules; it does not state the removal date or post-delisting trading venue.

Which rule provisions are cited in the GECC Form 25?

The filing references 17 CFR 240.12d2-2 (and related compliance under 17 CFR 240.12d-2 and 17 CFR 240.19d-1).

Does the Form 25 include financial or transaction details for GECC?

No. The document provides issuer contact information and a Commission File Number (333-212817) but contains no financial metrics or transaction specifics.

Has Nasdaq certified compliance in the GECC Form 25?

Yes. Nasdaq certifies it has reasonable grounds and that it complied with its rules to file the Form 25 on behalf of the Exchange.