Prelim Q3 2025 results from Great Elm Capital (NASDAQ: GECC) released

Who signed the Great Elm Capital Corp. 8-K related to the preliminary results?

Rhea-AI Filing Summary

FAQ

8-K Event Classification

What did Great Elm Capital Corp. (GECC) disclose in this 8-K?

Which period do the preliminary GECC results in the press release cover?

Are the financial figures in GECC’s latest press release audited?

How is the GECC press release made available in this 8-K filing?

Does this GECC 8-K include detailed financial statements?

The report was signed on behalf of Great Elm Capital Corp. by Keri A. Davis, the company’s Chief Financial Officer.

Filing Impact

(High)

Filing Sentiment

(Neutral)

Form Type

8-K

Great Elm Capital Corp. filed a current report to share that it has furnished a press release with investors. The press release, attached as Exhibit 99.1, contains selected preliminary and unaudited financial information for the quarter ended September 30, 2025. Because the figures are preliminary and unaudited, they may change once the full quarterly reporting process is completed.

The company notes that the exhibit is being furnished rather than filed, which affects how it is treated under securities laws but still makes the information publicly available to the market.

3 items: 2.02, 8.01, 9.01

3 items

Item 2.02 Results of Operations and Financial Condition Financial

Disclosure of earnings results, typically an earnings press release or preliminary financials.

Item 8.01 Other Events Other

Voluntary disclosure of events the company deems important to shareholders but not covered by other items.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, and exhibit attachments filed with this report.

Understanding 8-K Material Events →

10/07/2025 - 08:35 AM

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): October 7, 2025

Great Elm Capital Corp.

(Exact name of Registrant as Specified in Its Charter)

Maryland

814-01211

81-2621577

(State or Other Jurisdiction

of Incorporation)

(Commission

File Number)

(IRS Employer

Identification No.)

3801 PGA Blvd., Suite 603

Palm Beach Gardens, Florida

33410

(Address of Principal Executive Offices)

(Zip Code)

Registrant’s Telephone Number, Including Area Code: (617) 375-3006

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Common stock, $0.01 par value	GECC	Nasdaq Global Market
5.875% Notes due 2026	GECCO	Nasdaq Global Market
8.50% Notes due 2029	GECCI	Nasdaq Global Market
8.125% Notes due 2029	GECCH	Nasdaq Global Market
7.75% Notes due 2030	GECCG	Nasdaq Global Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 2.02

Results of Operations and Financial Condition.

On October 7, 2025, Great Elm Capital Corp. issued the press release furnished as Exhibit 99.1 to this report, which included selected preliminary and unaudited financial information with respect to the quarter ended September 30, 2025.

Item 8.01

Other Events.

The information set forth in Item 2.02 above is incorporated by reference into this Item 8.01.

Item 9.01

Financial Statements and Exhibits.

(d) Exhibits.

The following exhibits are furnished with this report but shall not be deemed filed:


Exhibit Number		Description

99.1		Press Release, dated October 7, 2025.

104		The cover page of this Current Report on Form 8-K, formatted as inline XBRL.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Source: View Original Filing on SEC EDGAR

Great Elm Capital Corp. furnished a press release as Exhibit 99.1 containing selected preliminary and unaudited financial information for the quarter ended September 30, 2025.

The preliminary financial information in the press release relates to Great Elm Capital Corp.’s quarter ended September 30, 2025.

No. The press release includes selected preliminary and unaudited financial information, meaning the numbers have not yet been subject to a full audit or review process.

The press release is attached as Exhibit 99.1 to the report and is described as being furnished with, but not deemed filed as part of, the report.

GREAT ELM CAPITAL CORP.

Date: October 7, 2025

/s/ Keri A. Davis

Keri A. Davis

Chief Financial Officer

This report itself does not contain detailed financial statements; it refers investors to Exhibit 99.1, which provides selected preliminary financial information.