Welcome to our dedicated page for Great Elm Capital SEC filings (Ticker: GECC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
GECC’s 10-K isn’t light reading—loan valuations, non-accrual schedules, and leverage tests sprawl across more than a hundred pages. Finding which portfolio companies slipped into default or how much management earns can take hours. That’s why our SEC filings hub tackles Great Elm Capital Corp’s most intricate disclosures head-on.
Stock Titan’s AI scans every submission the moment it hits EDGAR, turning dense text into clear highlights. Want the Great Elm Capital Corp insider trading Form 4 transactions? We flag each executive trade in real-time. Need the latest Great Elm Capital Corp quarterly earnings report 10-Q filing? Our summary pinpoints interest income growth, NAV shifts, and credit quality trends in seconds.
Browse every form without guessing where key numbers hide:
- 10-K: Great Elm Capital Corp annual report 10-K simplified—AI pulls leverage ratios, fee tables, and risk disclosures
- 10-Q: Great Elm Capital Corp earnings report filing analysis—quarter-over-quarter loan performance at a glance
- Form 4: Great Elm Capital Corp Form 4 insider transactions real-time—track executive stock moves before they move the market
- 8-K: Great Elm Capital Corp 8-K material events explained—see portfolio write-downs or new financings within minutes
- DEF 14A: Great Elm Capital Corp proxy statement executive compensation—understand incentive alignment quickly
Whether you’re monitoring dividend safety, comparing middle-market credit spreads, or simply understanding Great Elm Capital Corp SEC documents with AI, our platform delivers the insights that matter. No jargon, no hunting—just the debt-focused details BDC investors rely on.
Matthew D. Kaplan, President and CEO of Great Elm Capital Corp. (GECC / GECCZ), reported equity awards and a net share settlement tied to restricted stock vesting. On 09/19/2025 he was granted 37,117 shares as compensation, of which 9,280 vested immediately and the remainder vests in equal annual installments through 09/20/2028 subject to continued service. Also on 09/19/2025 he received 1,055 shares from a stock dividend related to prior awards. On 09/23/2025 a net share settlement disposed of 8,211 shares at $11.43 per share. Following these transactions he beneficially owned 122,750 shares.
Great Elm Capital Corp. reporting person Great Elm Strategic Partnership I, LLC disclosed insider sales of Common Stock on 09/22/2025 and 09/23/2025. A total of 49,738 shares were sold at $11.45 per share (48,248 on 09/22 and 1,490 on 09/23). After these disposals the reporting person beneficially owned 1,562,269 shares. The Form 4 was signed by an attorney-in-fact on 09/23/2025. The filing indicates the reporting person is a director and the transaction was filed by one reporting person.
Great Elm Strategic Partnership I, LLC reported two insider sales of Great Elm Capital Corp. (GECCZ) common stock at $11.45 per share. On 09/18/2025 it sold 100 shares, leaving 1,626,744 shares beneficially owned; on 09/19/2025 it sold 14,737 shares, leaving 1,612,007 shares beneficially owned. Transactions were reported on a Form 4 signed by an attorney-in-fact.
Great Elm Strategic Partnership I, LLC reported a sale of 20,938 shares of Great Elm Capital Corp. (ticker GECCZ) on 09/15/2025 at a price of $11.45 per share. After the transaction the reporting entity beneficially owned 1,626,844 shares. The filing identifies the reporting person as a director and was signed by an attorney-in-fact on 09/17/2025. No derivative transactions or additional explanations were provided in the form.
Great Elm Capital Corp. filed a prospectus supplement for a $50,000,000 offering of 7.75% notes due 2030, to be issued at 100% and expected to be delivered in book-entry form on or about September 11, 2025. Interest accrues from September 11, 2025 and is payable quarterly. The company increased its senior secured revolving credit facility commitment to up to $50 million (with a discretionary bank option to raise availability to $90 million). The Board set a quarterly cash distribution of $0.37 per share, payable from distributable earnings. The prospectus discloses portfolio leverage and concentration metrics, including TOTAL INVESTMENTS of 287.98% of net assets and Short-Term Investments of 48.71% of net assets, and states the Notes will be unsecured and structurally subordinated, with limited indenture protections. Use of proceeds includes redeeming existing notes, repaying borrowings under the Loan Agreement, and general corporate purposes.
Prospectus supplement for $50,000,000 of notes (\$25.00 per Note) being offered by Great Elm Capital Corporation (GECC). The offering lists Lucid Capital Markets, Piper Sandler, Clear Street, InspereX and Janney Montgomery Scott as underwriters and includes an over-allotment option increasing the size to \$57,500,000 if exercised. GECC is described as a closed-end, externally managed, non-diversified management investment company that has elected to be regulated as a BDC and for tax purposes as a RIC. The supplement highlights key terms: interest payment conventions, no sinking fund for the Notes, potential restrictions on transfers during redemption periods, and possible defeasance or covenant defeasance features. Portfolio detail and balances as of June 30, 2025 are reported in the supplement and the document states that 27.47% of the Company’s total assets were non-qualifying assets as of period end. The supplement incorporates by reference GECC’s SEC filings including its Form 10-K and subsequent quarterly reports.
FAQ
What is the current stock price of Great Elm Capital (GECC)?
What is the market cap of Great Elm Capital (GECC)?
