Welcome to our dedicated page for Great Elm Capital SEC filings (Ticker: GECC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Great Elm Capital Corp. filings document the regulatory record of a business development company that invests in debt and income-generating equity securities. Form 8-K reports disclose operating results, selected financial information, portfolio credit updates, distributions and material events affecting the company’s investment portfolio and capital structure.
The filing record also covers governance and securities matters, including definitive proxy statements for annual stockholder meetings, board and executive changes, common stock disclosures, exchange-listed notes, indenture-based note redemptions and securities offering activity. These filings describe GECC’s BDC status, externally managed structure, risk disclosures, shareholder voting matters and capital-structure changes.
Great Elm Capital Corp. (GECC) – Form 4 insider transaction summary
Great Elm Strategic Partnership I, LLC, which is both a 10% owner and board-level related entity, reported a series of open-market sales of GECC common stock between 11 June 2025 and 3 July 2025:
- 06/11/25: 2,642 shares sold at a weighted-average price of $11.20
- 06/12/25: 7,288 shares sold at a weighted-average price of $10.97
- 06/13/25: 2,714 shares sold at a weighted-average price of $11.00
- 07/02/25: 13,324 shares sold at $10.95
- 07/03/25: 11,021 shares sold at $10.95
The total disposition amounted to 36,989 shares, or roughly 2.0 % of the filer’s prior 1.85 million-share position. Following the transactions, the reporting person still holds 1,813,435 shares, maintaining its status as a significant shareholder. All transactions were coded “S” (open-market sale) and no derivative securities were involved.
While insider sales can sometimes signal caution, the magnitude here is modest relative to the remaining stake, and no accompanying narrative suggests a change in strategic outlook. Prices clustered tightly around the $11 level, indicating sales were executed near recent trading ranges rather than an opportunistic premium.