Here are the Form 4 insider transactions from Great Elm Capital Corp. 8.50% NOTES DUE 2029 (GECCI) in our archive over the last 12 months, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow GECCI and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full GECCI filings page.
Great Elm Group, Inc., a 10% owner of Great Elm Capital Corp. (GECC), disposed of 111,958 GECC common shares on September 21, 2026, delivering them to employees as compensation awards vested for no consideration. GEG reported 1,244,167 shares held directly following the transaction.
Great Elm Capital Corp. reports that Keri Davis, CFO of its external investment manager, Great Elm Capital Management, Inc., received an award of 7,646 GECC common shares as equity compensation for her position at that manager. Of the award, 1,911 shares vested on September 21, 2026, and the remainder is scheduled to vest in equal annual installments on September 20 of each year until September 20, 2029, subject to continued service with the manager.
On September 21, 2026, Davis also acquired 1,372 shares through a stock dividend tied to previously awarded compensation and reported 2,972 shares delivered or withheld for payment of exercise price or tax liability; the related note describes a net share settlement of restricted-stock awards upon vesting. No Rule 10b5-1 plan is reported.
At Great Elm Capital Corp. (GECC), Chief Compliance Officer and Secretary Adam M. Kleinman received an exempt equity-compensation award of 15,292 common shares on September 21, 2026; 3,823 vested that day, with the balance vesting in equal annual installments each September 20 through September 20, 2029, subject to continued service with GECM. He also acquired 791 shares through a stock dividend associated with prior awards vesting on their anniversaries. He reported 3,451 shares delivered or withheld for payment of exercise price or tax liability; the footnote describes net share settlement of restricted-stock awards upon vesting. No Rule 10b5-1 plan is reported.
Great Elm Strategic Partnership I, LLC, a ten percent owner of Great Elm Capital Corp., reported a private sale of 180,000 shares of Common Stock on June 29, 2026 at $5.45 per share. The transaction was not executed on the open market and left the holder with 1,378,260 shares of Common Stock.