Great Elm Capital (GECC) holder sells 180K shares in private deal

Rhea-AI Filing Summary

Great Elm Strategic Partnership I, LLC, a ten percent owner of Great Elm Capital Corp., reported a private sale of 180,000 shares of Common Stock on June 29, 2026 at $5.45 per share. The transaction was not executed on the open market and left the holder with 1,378,260 shares of Common Stock.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Great Elm Strategic Partnership I, LLC

Role null

Type	Security	Shares	Price	Value
Other	Common Stock	180,000	$5.45	$981K

Holdings After Transaction: Common Stock — 1,378,260 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Shares sold: 180,000 shares Sale price: $5.45 per share Shares held after sale: 1,378,260 shares +1 more

4 metrics

Shares sold 180,000 shares Private sale of Common Stock on June 29, 2026

Sale price $5.45 per share Consideration per share in private sale

Shares held after sale 1,378,260 shares Post‑transaction Common Stock holdings

Restructuring shares 180,000 shares Shares classified under restructuring/other (code J)

Key Terms

Common Stock, ten percent owner, private sale, Other acquisition or disposition

4 terms

Common Stock financial

"The reported transaction reflects a private sale of shares of Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

ten percent owner regulatory

"Great Elm Strategic Partnership I, LLC is reported as a ten percent owner"

private sale financial

"The reported transaction reflects a private sale of shares of Common Stock"

Other acquisition or disposition regulatory

"Transaction code J is described as Other acquisition or disposition"

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 06/30/2026 - 08:49 PM Accepted by SEC EDGAR 06/30/2026 - 08:49 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

X

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Great Elm Strategic Partnership I, LLC

(Last) (First) (Middle)

800 BOYLSTON STREET, SUITE 900

(Street)

BOSTON MASSACHUSETTS 02199

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Great Elm Capital Corp. [ GECC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/29/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/29/2026		J(1)		180,000	D	$5.45	1,378,260	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported transaction reflects a private sale of shares of Common Stock of the Issuer not effectuated on the open market.

	/s/ Adam M. Kleinman, attorney-in-fact	06/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Great Elm Strategic Partnership I, LLC report for GECC?

Great Elm Strategic Partnership I, LLC reported a private sale of 180,000 shares of Great Elm Capital Corp. Common Stock at $5.45 per share, executed on June 29, 2026, in a non‑open‑market transaction, leaving it with 1,378,260 shares.

Was the GECC insider transaction executed on the open market?

No, the transaction was a private sale, not executed on the open market. The footnote explicitly states it was a private sale of Great Elm Capital Corp. Common Stock conducted away from public trading venues.

How many GECC shares did the reporting holder retain after the private sale?

After the private sale of 180,000 shares, Great Elm Strategic Partnership I, LLC held 1,378,260 shares of Great Elm Capital Corp. Common Stock, according to the post‑transaction ownership figure reported in the Form 4 filing.

What price per share was received in the GECC private sale?

The reported private sale price was $5.45 per share for Great Elm Capital Corp. Common Stock. This price applies to the 180,000 shares involved in the June 29, 2026 non‑open‑market transaction disclosed in the Form 4.

What Form 4 transaction code was used for the GECC insider sale?

The Form 4 used transaction code J, classified as “Other acquisition or disposition.” A footnote clarifies this specific J‑coded entry represents a private sale of Great Elm Capital Corp. Common Stock, not an open‑market trade.