CalEthos insider updates indirect warrant and stock holdings

CalEthos, Inc. amended insider ownership filing shows corrected indirect positions held through SFO IDF LLC.

Accepted by SEC EDGAR 04/01/2026 - 02:47 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

CalEthos, Inc. amended insider ownership filing shows corrected indirect positions held through SFO IDF LLC. The reporting person, Thompson Chauncey Lennis, is the manager of SFO IDF LLC and may be deemed to beneficially own these securities but disclaims beneficial ownership except to the extent of his pecuniary interest.

The filing lists indirect holdings of 9,074,386 shares of Common Stock and several series of warrants and options on Common Stock with exercise prices between $0.49 and $0.54 per share, expiring between 2028 and 2031.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Thompson Chauncey Lennis

Role 10% Owner

Type	Security	Shares	Price	Value
Holding	Warrants	--	--	--
Holding	Warrants	--	--	--
Holding	Warrants	--	--	--
Holding	Warrants	--	--	--
Holding	Warrants	--	--	--
Holding	Options	--	--	--
Holding	Common Stock	--	--	--

Holdings: Warrants — 6,958,877 contracts (Indirect, See Footnote); Options — 750,000 contracts (Indirect, See Footnote); Common Stock — 9,074,386 shares (Indirect, See Footnote)

Footnotes (2)

1. F1. This amended Form 3 is being filed to correct errors from the initial filing for the reporting person's ownership of securities of CalEthos, Inc.
2. F2. The reported securities are owned by SFO IDF LLC ("SFO IDF"), a company of which the reporting person is the manager. As the manager of SFO IDF, the reporting person has the power to direct the voting and disposition of securities held in the name of SFO IDF and may be deemed to beneficially own the securities reported herein. The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Thompson Chauncey Lennis

(Last) (First) (Middle)

83844 CHARRO DR.

(Street)

INDIO CALIFORNIA 92203

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
07/22/2025

3. Issuer Name and Ticker or Trading Symbol
CalEthos, Inc. [ GEDC ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)
08/13/2025

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	9,074,386	I	See Footnote(1)(2)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Warrants	04/22/2025	08/31/2030	Common Stock	500,000	$0.49	I	See Footnote(1)(2)
Warrants	07/22/2025	01/31/2031	Common Stock	2,000,000	$0.5	I	See Footnote(1)(2)
Warrants	12/15/2024	12/15/2029	Common Stock	2,258,877	$0.49	I	See Footnote(1)(2)
Warrants	11/28/2023	12/31/2028	Common Stock	2,000,000	$0.54	I	See Footnote(1)(2)
Warrants	02/12/2024	02/12/2029	Common Stock	200,000	$0.5	I	See Footnote(1)(2)
Options	12/31/2023	11/28/2028	Common Stock	750,000	$0.54	I	See Footnote(1)(2)

Explanation of Responses:

1. This amended Form 3 is being filed to correct errors from the initial filing for the reporting person's ownership of securities of CalEthos, Inc.

2. The reported securities are owned by SFO IDF LLC ("SFO IDF"), a company of which the reporting person is the manager. As the manager of SFO IDF, the reporting person has the power to direct the voting and disposition of securities held in the name of SFO IDF and may be deemed to beneficially own the securities reported herein. The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.

	/s/ Chauncey Thompson	04/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)