CalEthos (GEDC) insider updates indirect stock, warrant and option holdings
Filing Impact
Filing Sentiment
Form Type
3/A
Rhea-AI Filing Summary
CalEthos, Inc. amended insider ownership filing shows corrected indirect positions held through SFO IDF LLC. The reporting person, Thompson Chauncey Lennis, is the manager of SFO IDF LLC and may be deemed to beneficially own these securities but disclaims beneficial ownership except to the extent of his pecuniary interest.
The filing lists indirect holdings of 9,074,386 shares of Common Stock and several series of warrants and options on Common Stock with exercise prices between $0.49 and $0.54 per share, expiring between 2028 and 2031.
Positive
- None.
Negative
- None.
Insider Trade Summary
7 transactions reported
Mixed
7 txns
Insider
Thompson Chauncey Lennis
Role
10% Owner
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Options | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Warrants — 500,000 shares (Indirect, See Footnote);
Options — 750,000 shares (Indirect, See Footnote);
Common Stock — 9,074,386 shares (Indirect, See Footnote)
Footnotes (1)
- This amended Form 3 is being filed to correct errors from the initial filing for the reporting person's ownership of securities of CalEthos, Inc. The reported securities are owned by SFO IDF LLC ("SFO IDF"), a company of which the reporting person is the manager. As the manager of SFO IDF, the reporting person has the power to direct the voting and disposition of securities held in the name of SFO IDF and may be deemed to beneficially own the securities reported herein. The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.
