Great Elm Group, Inc. filings document an alternative asset manager's operating results, securities, governance and capital actions. Form 8-K reports furnish earnings releases and material events covering AUM, fee revenue, investment valuations, real estate activity, stock repurchase authorization, common stock and the company's 7.25% Notes due 2027.
The filing record also includes proxy materials for the annual stockholders' meeting, shareholder voting procedures and board matters. Material-event filings describe director changes, securities purchase agreements, private placements, registration-rights covenants and other capital-structure disclosures tied to Great Elm's asset management and real estate platforms.
Nathan Lloyd, a director of Great Elm Group, Inc. (GEG), was awarded 12,597 shares of restricted common stock in a transaction dated 08/08/2025. The grant is recorded as a $0 acquisition and is reported as a non-derivative transaction. The restricted shares vest in equal monthly installments at the end of each month beginning Aug 31, 2025 and concluding Dec 31, 2025, and vesting is contingent upon continued service as a member of the board. Following the reported award, the filing shows 12,597 shares beneficially owned in a direct form.
This Form 3 is an initial Section 16 filing by Nathan Lloyd, reporting his relationship as a Director of Great Elm Group, Inc. (GEG). The form states that no securities are beneficially owned by the reporting person as of the transaction date 07/31/2025. The filing is signed by an attorney-in-fact, noting Exhibit 24 (power of attorney) and confirming that no classes of securities are reported.