Form 3: GEG Director Reports No Holdings on 07/31/2025

This Form 3 is an initial Section 16 filing by Nathan Lloyd, reporting his relationship as a Director of Great Elm Group, Inc. (GEG).

Rhea-AI Filing Summary

This Form 3 is an initial Section 16 filing by Nathan Lloyd, reporting his relationship as a Director of Great Elm Group, Inc. (GEG). The form states that no securities are beneficially owned by the reporting person as of the transaction date 07/31/2025. The filing is signed by an attorney-in-fact, noting Exhibit 24 (power of attorney) and confirming that no classes of securities are reported.

Positive

• Compliance filing completed with an initial Form 3 disclosure
• Clear statement of no beneficial ownership as of 07/31/2025
• Power of Attorney (Exhibit 24) provided for authorized signature

Negative

• None.

Insights

Corporate Governance Specialist

Initial disclosure shows a director currently holds no reported equity.

The filing confirms that Nathan Lloyd is a director of Great Elm Group, Inc. (GEG) and that he does not beneficially own any securities as of 07/31/2025. This is a routine Section 16 initial statement when a person becomes a reporting insider.

Because the form reports no holdings, there are no equity-based incentives disclosed and no immediate insider trading considerations shown in this filing. The attached Exhibit 24 indicates an executed power of attorney for filing signature purposes.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filed for GEG by Nathan Lloyd indicate?

The Form 3 states that Nathan Lloyd, a Director of Great Elm Group, Inc. (GEG), does not beneficially own any securities as of 07/31/2025.

When is the effective date shown on the Form 3 for GEG?

The event date reported on the Form 3 is 07/31/2025.

Who signed the Form 3 for Nathan Lloyd?

The Form 3 is signed by an attorney-in-fact, /s/ Adam M. Kleinman, with the signature date 08/08/2025.

Does the filing disclose any derivative securities or stock options for the reporting person?

No; the filing explicitly states "No securities are beneficially owned." and lists no derivative securities.

Is there documentation attached to the Form 3?

Yes; the filing references Exhibit 24, which is a Power of Attorney authorizing the signature.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/08/2025 - 09:54 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Nathan Lloyd

(Last) (First) (Middle)

3801 PGA BOULEVARD

SUITE 603

(Street)

PALM BEACH GARDENS FL 33410

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
07/31/2025

3. Issuer Name and Ticker or Trading Symbol
Great Elm Group, Inc. [ GEG ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/ Adam M. Kleinman, attorney-in-fact	08/08/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.