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GEN Form 4: Emily Heath receives 8,822 RSUs; vesting by 09/09/2026

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Gen Digital Inc. director Emily Heath received an annual non-employee director equity award of 8,822 restricted stock units (RSUs) on 09/09/2025. The RSUs were granted at a reported price of $0 and will vest 100% on the earlier of 09/09/2026 or the next annual meeting, subject to continued service through the vesting date. Following the grant, Ms. Heath beneficially owns 67,202 shares of Gen Digital common stock.

Positive

  • 8,822 RSUs granted to director Emily Heath on 09/09/2025, showing board compensation alignment via equity
  • Vesting fully time-based (100% on earlier of 09/09/2026 or next annual meeting), providing clear service condition

Negative

  • None.

Insights

TL;DR: Routine director equity award aligns executive interests with shareholders without immediate cash cost to the company.

The Form 4 discloses a standard annual RSU grant of 8,822 units to a non-employee director. The grant price reported as $0 indicates this is an equity compensation award rather than a purchase. Vesting is time-based, fully vesting on the earlier of one year or the next annual meeting, and conditioned on service through vesting. The post-grant beneficial ownership is 67,202 shares, which is a clear, quantifiable ownership position to monitor for governance and potential voting influence.

TL;DR: Typical corporate governance practice: annual RSU grants for non-employee directors, with time-based vesting and service conditions.

The filing shows compliance with Section 16 reporting for a director award. The one-year or next-meeting cliff vesting is a common structure to retain board members and align incentives. The disclosure is straightforward, specifying the award date, amount, vesting trigger, and resulting beneficial ownership. No amendments, derivative instruments, or complex arrangements are disclosed in this filing.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HEATH EMILY

(Last) (First) (Middle)
60 E. RIO SALADO PARKWAY, SUITE 1000

(Street)
TEMPE AZ 85281

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Gen Digital Inc. [ GEN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/09/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/09/2025 A 8,822(1) A $0 67,202 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Annual non-employee director equity award. The RSUs will vest 100% on the earlier of September 9, 2026, or the next annual meeting, and subject to service through the respective vesting date.
Remarks:
/s/ Kathryn White, as attorney-in-fact for Emily Heath 09/10/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Emily Heath report on Form 4 for GEN?

She reported an 8,822 RSU award granted on 09/09/2025 and a post-grant beneficial ownership of 67,202 shares.

When do the granted RSUs vest?

The RSUs vest 100% on the earlier of 09/09/2026 or the next annual meeting, subject to service through the vesting date.

What price was reported for the RSU grant?

The reported price is $0, indicating an equity award rather than a purchase transaction.

Does the filing show any derivative transactions or exercises?

No. Table II is empty and the filing only discloses a non-derivative RSU grant.

Who signed the Form 4 and when?

The form was signed by Kathryn White as attorney-in-fact for Emily Heath on 09/10/2025.
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Software - Infrastructure
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United States
TEMPE