Welcome to our dedicated page for General Enterprise Ventures SEC filings (Ticker: GEVI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The General Enterprise Ventures, Inc. (GEVI) SEC filings page provides access to the company’s regulatory disclosures, including current reports on Form 8-K and related amendments. These documents describe material events such as financing transactions, warrant terms, leadership changes and board appointments, offering a detailed view of how GEVI structures its capital and manages corporate governance as it develops wildfire defense technologies through its Mighty Fire Breaker subsidiary.
In recent Form 8-K filings, GEVI has reported entering into Securities Purchase Agreements for a PIPE Offering of Series C Convertible Preferred Stock with accompanying PIPE Warrants. The filings specify the number of preferred shares issued, their convertibility into common stock, the exercise price and term of the warrants, and the role of Univest Securities, LLC as placement agent. Amendments on Form 8-K/A correct and clarify warrant exercise prices and placement agent warrant terms, illustrating how the company updates the market when transaction details change.
These filings also include unregistered sales of equity securities disclosures under Item 3.02, explaining the reliance on exemptions from registration under the Securities Act of 1933 and noting that the securities were offered to accredited investors. Investors can review these sections to understand how GEVI raises capital and the nature of its outstanding preferred stock and warrants.
GEVI’s 8-K reports further address leadership and board changes, documenting the resignation of prior executives, the appointment of Wesley J. Bolsen as Chief Executive Officer, and the additions of independent directors such as Lorenzo Calinawan and Craig Huff. These sections outline professional backgrounds and confirm that appointments were not the result of disagreements with the company’s operations or policies.
On this page, users can track new 8-K, 10-Q, 10-K and Form 4 filings as they are made available from EDGAR. AI-powered summaries help explain key terms, such as preferred stock convertibility, warrant exercise mechanics, and governance changes, so readers can more quickly interpret how each filing may affect GEVI’s capital structure and oversight.
General Enterprise Ventures (GEVI): Form 4 insider purchase
Company officer Nanuk Warman (CFO/Secretary) reported buying 3,339 shares of Series C Convertible Preferred Stock on 10/21/2025 for an aggregate $50,080 ($15 per share). Each Series C share is convertible into 3.3333 shares of common stock, representing 11,130 underlying common shares tied to this purchase.
In addition, a warrant was acquired for 5,564 shares of common stock at an exercise price of $6 per share, exercisable any time before 10/21/2030. Holdings are reported indirectly via Nanuk Warman CPA Inc.
General Enterprise Ventures, Inc. entered into Securities Purchase Agreements for a PIPE financing. The company agreed to sell 193,967 shares of Series C Convertible Preferred Stock for an aggregate purchase price of $2,909,515, each preferred share convertible into 3.3333 shares of common stock. Investors also received warrants to purchase up to 323,276 common shares, exercisable immediately at an exercise price of $6.00 per share. The combined price was $15.00 per preferred share and accompanying warrant. The securities were sold to accredited investors under Section 4(a)(2) and are not listed for trading.
Univest Securities, LLC served as placement agent, receiving a cash fee of 8% of gross proceeds and placement agent warrants equal to 5% of the total common shares issuable upon conversion and exercise, with an exercise price of $5.40 per share. The company also appointed Lorenzo Calinawan and Craig Huff to its Board, effective October 15, 2025.
General Enterprise Ventures (GEVI) filed a Form 3 reporting Craig A. Huff’s initial beneficial ownership as of 03/17/2025. He directly holds 1,815,155 shares of Series A Preferred Stock and 1,500,000 shares of Common Stock. Derivative positions include Series C Convertible Preferred Stock convertible into 13,000,000 shares of Common Stock, a Convertible Note convertible into 5,500,000 shares of Common Stock at $0.4 per share expiring 02/28/2026, and a Warrant for 2,500,000 shares at $0.5 expiring 02/28/2030.
General Enterprise Ventures (GEVI) — insider Form 4 activity: A reporting person identified as a 10% owner reported multiple transactions. On 09/03/2025, 650,000 shares of Series C Convertible Preferred Stock were converted into 2,166,667 shares of Common Stock, bringing Common Stock beneficial ownership to 2,416,667 shares (direct). On 09/30/2025, the holder purchased 26,667 Series C shares for $400,000 at $15.00 per share and received a warrant to purchase 44,445 Common Stock at an exercise price of $6 per share, expiring 09/30/2030. The Series C is convertible into 3.3333 Common shares per preferred share and has no expiration. An adjustment on 06/30/2025 added 69,007 Series C to offset dilution. Figures reflect GEVI’s 1‑for‑6 reverse split effective 08/28/2025.
General Enterprise Ventures, Inc. entered into securities purchase agreements for a PIPE financing, selling 420,937 shares of Series C Convertible Preferred Stock for an aggregate purchase price of $6,314,062 and issuing PIPE warrants to buy up to 701,563 shares of common stock. Each preferred share converts into 3.3333 common shares, and the PIPE warrants are immediately exercisable at $6.00 per share for five years. Univest Securities, LLC acted as placement agent, receiving cash fees totaling 9% of gross proceeds,
Following this transaction, as of September 30, 2025, the company reports 17,552,912 common shares outstanding, 9,659,926 common shares in free float, pro forma shareholder equity of
Stephen Conboy filed an initial Form 3 reporting beneficial ownership in General Enterprise Ventures, Inc. (GEVI) following an event on 08/11/2025. The filing shows Conboy at a Carlsbad, CA address and identifies him as both a Director and the company’s Chief Technology Officer. He reports 3,900,000 shares of Common Stock (par value $0.0001) held directly. The form is signed on 09/23/2025. No derivative securities or indirect ownership are disclosed and there are no amendments or additional remarks included in the filing.
Theodore Ralston filed a Form 3 reporting initial ownership in General Enterprise Ventures, Inc. He directly owns 8,184,845 shares of Series A Preferred Stock and 2,811,133 shares of Common Stock. He also directly holds 14,000,000 shares of Common Stock underlying Series C Convertible Preferred Stock, which is convertible at any time into 20 common shares per preferred share and has no expiration date. Roles listed: President, CEO, Director and 10% owner.