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Gevo (GEVO) CCO awarded 158,334 restricted shares as 27,278 withheld for taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Gevo, Inc. Chief Commercial Officer James Kyle Dean reported routine equity compensation changes. He received a grant of 158,334 shares of restricted common stock at $0.00 per share. These restricted shares vest in three equal annual installments starting on the grant date, conditioned on his continuous service.

On the same date, 27,278 shares of common stock at $2.40 per share were withheld by Gevo to cover tax obligations triggered by the vesting of a prior restricted stock award. Following the tax-withholding disposition, his directly held common stock position was reported as 131,056 shares in that transaction.

Positive

  • None.

Negative

  • None.
Insider JAMES KYLE DEAN
Role Chief Commercial Officer
Type Security Shares Price Value
Grant/Award Common Stock 158,334 $0.00 --
Tax Withholding Common Stock 27,278 $2.40 $65K
Holdings After Transaction: Common Stock — 158,334 shares (Direct, null)
Footnotes (1)
  1. Represents restricted common stock that vests in three equal annual installments beginning on the date of grant, provided that the reporting person remains in continuous service with the issuer as of each vesting date. Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock award.
Restricted stock grant 158,334 shares Grant of restricted common stock at $0.00 per share
Grant price $0.00 per share Price for the 158,334-share restricted stock award
Vesting schedule 3 equal annual installments Restricted stock vests annually starting on grant date
Shares withheld for taxes 27,278 shares Common stock withheld to satisfy tax obligations
Tax withholding price $2.40 per share Value used for 27,278 tax-withheld shares
Direct shares after withholding 131,056 shares Direct common stock holding reported after tax-withholding disposition
restricted common stock financial
"Represents restricted common stock that vests in three equal annual installments"
Restricted common stock is company shares that carry limits on selling or transferring for a set period or until certain conditions are met, like time-based vesting or regulatory clearance. Think of them as shares in a locked box that gradually open; they can become freely tradable later but initially reduce the number of shares available on the market. Investors watch restricted stock because its eventual release can change a company’s share supply, affect stock price, and influence control and dilution.
vests in three equal annual installments financial
"that vests in three equal annual installments beginning on the date of grant"
continuous service financial
"provided that the reporting person remains in continuous service with the issuer"
tax withholding obligations financial
"shares withheld by the issuer to cover tax withholding obligations upon vesting"
tax-withholding disposition financial
"transaction_action: "tax-withholding disposition""
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
grant/award acquisition financial
"transaction_action: "grant/award acquisition""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
JAMES KYLE DEAN

(Last)(First)(Middle)
C/O GEVO, INC. 345 INVERNESS DRIVE SOUTH
BUILDING C, SUITE 310

(Street)
ENGLEWOOD COLORADO 80112

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Gevo, Inc. [ GEVO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Commercial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock(1)04/01/2026A158,334A$0158,334D
Common Stock04/01/2026F(2)27,278D$2.4131,056D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted common stock that vests in three equal annual installments beginning on the date of grant, provided that the reporting person remains in continuous service with the issuer as of each vesting date.
2. Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock award.
/s/ E. Cabell Massey, Attorney-in-Fact04/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Gevo (GEVO) Chief Commercial Officer James Kyle Dean report in this Form 4?

James Kyle Dean reported a routine compensation grant and related tax withholding. He received 158,334 restricted shares of Gevo common stock and had 27,278 shares withheld by the company to satisfy tax obligations from a previously granted restricted stock award vesting.

How many Gevo (GEVO) shares were granted to James Kyle Dean and on what terms?

James Kyle Dean was granted 158,334 shares of Gevo restricted common stock at $0.00 per share. The award vests in three equal annual installments beginning on the grant date, provided he remains in continuous service with Gevo on each vesting date.

Why were 27,278 Gevo (GEVO) shares disposed of in James Kyle Dean’s Form 4?

The 27,278 shares shown as a disposition were withheld by Gevo to cover tax withholding obligations. These taxes arose when an earlier restricted stock award vested, and the shares were used as payment rather than being sold on the open market.

What was James Kyle Dean’s direct Gevo (GEVO) shareholding after the tax-withholding transaction?

After the tax-withholding disposition of 27,278 shares at $2.40 per share, James Kyle Dean’s direct common stock holding related to that transaction was reported as 131,056 shares. This figure reflects his remaining directly owned shares following the tax withholding event.

Are James Kyle Dean’s Gevo (GEVO) transactions open-market buys or sells?

No, the reported transactions are not open-market trades. The Form 4 shows a grant of restricted stock and a tax-withholding disposition. The withheld shares were retained by Gevo to satisfy tax liabilities tied to vesting, rather than being sold in the market.