STOCK TITAN

Gevo (GEVO) grants restricted stock and options to Chief Advocacy Officer

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Gevo, Inc. reported that Chief Advocacy Officer Lindsay Clinton Fitzgerald received new equity awards. On May 20, 2026, Fitzgerald was granted 59,451 shares of restricted common stock that vest in three equal annual installments, contingent on continued service. On the same date, Fitzgerald also received 68,690 stock options with an exercise price of $1.64 per share, which vest over three years and expire in May 2036. Following these awards, Fitzgerald directly holds 271,650 shares of common stock and indirectly holds 20,608.74 shares through a 401(k) plan, where a small number of shares were recently sold to cover administrative fees.

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Negative

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Insider Fitzgerald Lindsay Clinton
Role Chief Advocacy Officer
Type Security Shares Price Value
Grant/Award Stock Option 68,690 $0.00 --
Grant/Award Common Stock 59,451 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Stock Option — 68,690 shares (Direct, null); Common Stock — 271,650 shares (Direct, null); Common Stock — 20,608.74 shares (Indirect, By 401(k) Plan)
Footnotes (1)
  1. Represents restricted common stock that vests in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date. Between March 12, 2026 and May 20, 2026, the reporting person disposed of 15.53 shares of the issuer's common stock under the issuer's 401(k) plan to cover administrative fees. The information in this report is based on a plan statement dated April 22, 2026. The stock options shall vest in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.
Restricted stock grant 59,451 shares Common stock granted May 20, 2026, vesting over three years
Stock options granted 68,690 options Options on common stock granted May 20, 2026
Option exercise price $1.64 per share Exercise price for 68,690 stock options
Option expiration May 19, 2036 Expiration date of new stock options
Direct common shares after grant 271,650 shares Direct holdings following May 20, 2026 awards
401(k) plan shares 20,608.74 shares Indirect holdings via 401(k) plan after small fee-related sale
401(k) fee-related disposal 15.53 shares Shares sold between March 12 and May 20, 2026 for plan fees
restricted common stock financial
"Represents restricted common stock that vests in three equal annual installments"
Restricted common stock is company shares that carry limits on selling or transferring for a set period or until certain conditions are met, like time-based vesting or regulatory clearance. Think of them as shares in a locked box that gradually open; they can become freely tradable later but initially reduce the number of shares available on the market. Investors watch restricted stock because its eventual release can change a company’s share supply, affect stock price, and influence control and dilution.
401(k) plan financial
"the reporting person disposed of 15.53 shares under the issuer's 401(k) plan"
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
stock options financial
"The stock options shall vest in three equal annual installments"
Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.
exercise price financial
"conversion or exercise price of 1.6400 per share"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
vesting financial
"vests in three equal annual installments beginning on the first anniversary"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Fitzgerald Lindsay Clinton

(Last)(First)(Middle)
C/O GEVO, INC. 345 INVERNESS DRIVE SOUTH
BUILDING C, SUITE 310

(Street)
ENGLEWOOD COLORADO 80112

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Gevo, Inc. [ GEVO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Advocacy Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock(1)05/20/2026A59,451A$0271,650D
Common Stock20,608.74(2)IBy 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option$1.6405/20/2026A68,690 (3)05/19/2036Common Stock68,690$068,690D
Explanation of Responses:
1. Represents restricted common stock that vests in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.
2. Between March 12, 2026 and May 20, 2026, the reporting person disposed of 15.53 shares of the issuer's common stock under the issuer's 401(k) plan to cover administrative fees. The information in this report is based on a plan statement dated April 22, 2026.
3. The stock options shall vest in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.
Remarks:
/s/ E. Cabell Massey, Attorney-in-Fact05/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What equity awards did Gevo (GEVO) grant to Lindsay Clinton Fitzgerald?

Gevo granted Lindsay Clinton Fitzgerald 59,451 restricted common shares and 68,690 stock options. These awards represent compensation rather than open-market purchases and are tied to continued service with the company over a multi-year vesting schedule.

How do the new restricted shares for Gevo’s Lindsay Clinton Fitzgerald vest?

The 59,451 restricted common shares vest in three equal annual installments, starting on the first anniversary of the May 20, 2026 grant date. Vesting requires Fitzgerald to remain in continuous service with Gevo through each scheduled vesting date.

What are the key terms of Lindsay Clinton Fitzgerald’s new Gevo stock options?

Fitzgerald received 68,690 stock options with an exercise price of $1.64 per share, expiring in May 2036. These options vest in three equal annual installments beginning one year after the grant date, contingent on continued employment with Gevo.

How many Gevo common shares does Lindsay Clinton Fitzgerald hold after these awards?

After the awards, Fitzgerald directly holds 271,650 Gevo common shares. In addition, there are 20,608.74 shares held indirectly through a 401(k) plan, reflecting retirement-plan ownership separate from the main direct holdings.

What happened to Gevo shares held by Lindsay Clinton Fitzgerald in the 401(k) plan?

Between March 12, 2026 and May 20, 2026, Fitzgerald’s 401(k) account disposed of 15.53 Gevo shares to cover administrative fees. This small reduction was plan-related and based on a statement dated April 22, 2026.

Are Lindsay Clinton Fitzgerald’s new Gevo equity awards open-market purchases or compensation grants?

The awards are compensation grants, not open-market purchases. Both the restricted common shares and stock options were reported with code “A,” indicating grants or awards given by Gevo, with no cash paid per share by Fitzgerald at grant.