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Guardforce AI warrants named in Nasdaq removal notice

Nasdaq's certification identifies the warrant class and states that the exchange has reasonable grounds to submit the removal notification.

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Form Type
25-NSE

Rhea-AI Filing Summary

Guardforce AI Co., Ltd. (GFAI) is the issuer named in a Nasdaq Form 25 notice regarding removal from listing and/or registration of its Warrant class. Nasdaq Stock Market LLC states that it complied with exchange rules to strike the class from listing and/or withdraw registration. Nasdaq also certifies reasonable grounds to believe it meets the requirements for filing the notice.

Filing Explained

The notice also states that Guardforce AI complied with the requirements governing voluntary withdrawal of its warrant class from Nasdaq listing and registration, identifying the issuer’s compliance with that process alongside Nasdaq’s stated removal action.

Section 12(b) regulatory
"under Section 12(b) of the Securities Exchange Act of 1934"
Section 12(b) of the U.S. Securities Exchange Act requires securities listed on a national stock exchange to be registered with the U.S. Securities and Exchange Commission (SEC) and to follow regular public reporting and disclosure rules. For investors, a 12(b) listing generally means more routine financial updates, regulatory oversight and easier buying and selling—like a storefront that must display its inventory and prices, making it simpler to inspect and trade the product.
voluntary withdrawal regulatory
"governing the voluntary withdrawal of the class"
strike the class of securities from listing regulatory
"rules to strike the class of securities from listing"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What GFAI security does the Nasdaq removal notice cover?

It identifies Guardforce AI Co., Ltd.'s Warrant class, listed on Nasdaq Stock Market LLC.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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UNITED STATES
OMB APPROVAL
OMB Number: 3235-0080
Expires: March 31, 2018
Estimated average burden
hours per response: 1.7
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 25
NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION
UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number 001-40848
Issuer: Guardforce AI Co., Ltd.
Exchange: Nasdaq Stock Market LLC
(Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered)
Address: 10 Anson Road
#28-01 International Plaza
Singapore SINGAPORE 079903
Telephone number: +65 6702 1179
(Address, including zip code, and telephone number, including area code, of Issuer's principal executive offices)
Warrant
(Description of class of securities)
Please place an X in the box to designate the rule provision relied upon to strike the class of securities from listing and registration:
17 CFR 240.12d2-2(a)(1)
17 CFR 240.12d2-2(a)(2)
17 CFR 240.12d2-2(a)(3)
17 CFR 240.12d2-2(a)(4)
Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange. 1
Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with its rules of the Exchange and the requirements of 17 CFR 240.12d-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange.
Pursuant to the requirements fo the Securities Exchange Act of 1934, Nasdaq Stock Market LLC certifies that it has reasonable grounds to believe that it meets all of the requirements for filing the Form 25 and has caused this notification to be signed on its behalf by the undersigned duly authorized person.
2026-10-01 By Tara Petta AVP
Date Name Title
1 Form 25 and attached Notice will be considered compliance with the provisions of 17 CFR 240.19d-1 as applicable. See General Instructions.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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