Welcome to our dedicated page for Guardforce AI SEC filings (Ticker: GFAI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Guardforce AI Co., Limited (NASDAQ: GFAI) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Guardforce AI is an AI-driven technology company and integrated security provider specializing in secured logistics, AI, robotics, and smart solutions, and its filings offer detailed insight into these activities.
As a foreign private issuer, Guardforce AI files reports such as Form 20-F annual reports and Form 6-K current reports. These documents include consolidated financial statements, segment information for secured logistics, AI & Robotics Solution Business, and general security solutions, as well as discussions of research and development spending, cash management, and the evolution of its AI-first strategy. Interim 6-K filings have furnished unaudited financial statements for periods such as the first half of 2025, along with operating and financial reviews.
Guardforce AI also uses Form 6-K to disclose material events, including the launch of products like the DVGO travel planning AI agent, the rollout of AI Agent and RaaS operations in Thailand, and the introduction of Smart Cash Solution and Smart Retail Solution at its Thai subsidiary. Another example is the 6-K reporting a Nasdaq minimum bid price deficiency notification under Listing Rule 5550(a)(2), which describes the compliance period and potential consequences if the bid price requirement is not met.
On this page, users can review these filings and, with AI-powered summaries, quickly understand key points from lengthy documents such as annual reports, interim financial statements, and event-driven 6-Ks. The filings also reference executive agreements, equity structures, and other governance matters, giving a fuller picture of Guardforce AI’s regulatory and financial profile.
Guardforce AI Co., Limited has completed the acquisition of 100% of MGAI Limited, gaining indirect majority control of Shenzhen Muyan Education Technology Consulting. The total purchase price is US$300,000 in cash plus 5,000,000 restricted ordinary shares of Guardforce AI.
The shares are subject to performance-based vesting tied to cumulative revenue at Muyan Education through fiscal 2028, with targets of US$0.5 million in 2026, US$1 million in 2027, and US$1.5 million in 2028 against a US$3 million goal and potential bonus shares. MGAI brings AI-driven speech therapy and rehabilitation solutions, leveraging a large pediatric language database and a network that has served over 110,000 patients and 20,000 rehabilitation specialists.
Guardforce AI Co., Ltd. director Pangburn Donald Duane filed an initial ownership report on Form 3. The filing shows beneficial ownership of 80,250 Ordinary Shares held directly. This is a holdings disclosure only and does not report any new share purchases or sales.
Guardforce AI Co., Ltd. director John Fletcher IV has filed an initial ownership report. The Form 3 shows beneficial ownership of 80,250 Ordinary Shares, held directly. This filing records his existing stake as an insider rather than any new purchase or sale.
Guardforce AI Co., Ltd. director David Ian Viccars has filed an initial ownership report showing direct holdings of 80,250 Ordinary Shares. This Form 3 does not report any new buy or sell transactions; it simply discloses his existing stake as of March 17, 2026.
Guardforce AI Co., Ltd. executive Wang Lei, who serves as Chief Executive Officer and director, has reported initial beneficial ownership on a Form 3. The filing shows direct ownership of 2,201,333 Ordinary Shares, establishing Wang Lei’s starting equity position as an insider without disclosing any recent share purchases or sales.
Guardforce AI Co., Ltd. Chief Financial Officer Zuo Yuting filed an initial ownership report showing direct holdings of 166,500 Ordinary Shares. This Form 3 does not reflect any recent buy or sell activity; it simply establishes the number of shares currently reported as held by the executive.
Guardforce AI Co., Limited reported that it has extended its partnership to provide smart retail business solutions to the Thailand branch of a major global sportswear brand. Under this extension, the company has received requests to deploy its solutions at five additional retail locations in 2026 and one more in 2027.
Guardforce AI previously deployed similar smart retail systems at two locations and installed AI camera systems across 13 additional stores in 2025 after a proof of concept. Management believes these AI-driven CCTV analytics and RFID-based inventory tools could eventually be used across many of the 5,000 retail stores it already serves through its secured logistics business.
Guardforce AI Co., Limited reported two key corporate actions. The board approved a share repurchase program authorizing buybacks of up to $5 million of outstanding ordinary shares over the next year, reflecting management’s view that the current market valuation does not fully reflect the company’s intrinsic value.
The company also signed a non-binding letter of intent to acquire MGAI Limited, which provides AI-driven speech therapy and rehabilitation solutions. MGAI’s ecosystem has served more than 110,000 patients and includes over 20,000 registered rehabilitation professionals, with plans to expand beyond Mainland China, subject to due diligence and a definitive agreement.
Guardforce AI Co., Limited disclosed that it received a notice from Nasdaq on December 12, 2025 stating that its ordinary shares no longer meet the exchange’s minimum bid price requirement for continued listing. Nasdaq rules require a minimum bid price of US$1.00 per share, measured over 30 consecutive business days, and the company’s shares were below this level from October 30 through December 11, 2025.
The company has 180 calendar days, until June 10, 2026, to regain compliance by maintaining a closing bid price of at least US$1.00 for a minimum of 10 consecutive trading days. If it does not regain compliance by that date, it may be eligible for additional time or could face delisting from Nasdaq. The notice does not immediately affect trading, and the shares continue to trade on Nasdaq under the ticker “GFAI.” Guardforce AI plans to monitor its share price and is considering measures to improve its financial position and operations, which it expects will help address the deficiency.
Guardforce AI Co., Limited reports two key steps in its AI-focused strategy. On November 5, 2025, the company launched DVGO Beta 2.0, described as a major milestone in its AI-first product roadmap and the beginning of a broader marketing expansion. This suggests the DVGO platform is moving from development toward wider real-world deployment.
On November 13, 2025, Guardforce AI announced it will roll out its AI Agent platform and Robotics-as-a-Service (RaaS) operations in Thailand, aiming to unify a human-centered AI ecosystem. Together, these updates highlight a shift toward commercializing AI agents and robotics solutions in practical, service-based business models.