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Guardforce AI (GFAI) director discloses ownership of 80,250 Ordinary Shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Guardforce AI Co., Ltd. director Pangburn Donald Duane filed an initial ownership report on Form 3. The filing shows beneficial ownership of 80,250 Ordinary Shares held directly. This is a holdings disclosure only and does not report any new share purchases or sales.

Positive

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Negative

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
Pangburn Donald Duane

(Last) (First) (Middle)
2555 VAN GORDON ST.

(Street)
LAKEWOOD CO 80215

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/17/2026
3. Issuer Name and Ticker or Trading Symbol
Guardforce AI Co., Ltd. [ GFAI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares 80,250 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Donald Pangburn 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Guardforce AI (GFAI) director Pangburn report on this Form 3?

The Form 3 shows beneficial ownership of 80,250 Ordinary Shares. This is an initial disclosure of holdings by director Pangburn Donald Duane and does not reflect a new transaction, but rather reports his existing direct ownership position in Guardforce AI.

Is Guardforce AI (GFAI) director Pangburn buying or selling shares in this Form 3?

The filing does not report any share purchases or sales. It is an initial Form 3 that simply lists director Pangburn Donald Duane’s existing direct holdings of 80,250 Ordinary Shares, without indicating any recent transactions in the company’s stock.

How many Guardforce AI (GFAI) shares does director Pangburn directly own?

The director reports ownership of 80,250 Ordinary Shares. According to the Form 3, these shares are held with direct ownership. The filing is focused on disclosing this beneficial stake rather than documenting trading activity or changes in his position.

What is the purpose of this Guardforce AI (GFAI) Form 3 filing?

The purpose is to disclose initial beneficial ownership of company shares. As a director, Pangburn Donald Duane must report his holdings, here listed as 80,250 Ordinary Shares held directly, providing transparency into his stake in Guardforce AI.

Does the Guardforce AI (GFAI) Form 3 include any derivative securities?

No derivative securities are listed in this Form 3 excerpt. The filing only shows direct beneficial ownership of 80,250 Ordinary Shares, with no reported options, warrants, or other derivative positions associated with director Pangburn Donald Duane.
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