Guardforce AI CFO reports 166,500-share stake

Guardforce AI Co., Ltd. Chief Financial Officer Zuo Yuting filed an initial ownership report showing direct holdings of 166,500 Ordinary Shares.

Rhea-AI Filing Summary

Guardforce AI Co., Ltd. Chief Financial Officer Zuo Yuting filed an initial ownership report showing direct holdings of 166,500 Ordinary Shares. This Form 3 does not reflect any recent buy or sell activity; it simply establishes the number of shares currently reported as held by the executive.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Zuo Yuting

Role Chief Financial Officer

Type	Security	Shares	Price	Value
holding	Ordinary Shares	--	--	--

Holdings After Transaction: Ordinary Shares — 166,500 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Zuo Yuting report owning in Guardforce AI (GFAI) on this Form 3?

The filing reports that Chief Financial Officer Zuo Yuting directly holds 166,500 Ordinary Shares of Guardforce AI Co., Ltd. This establishes the executive’s reported equity stake without indicating any recent purchase or sale transactions.

Is the Guardforce AI (GFAI) Form 3 a record of insider buying or selling?

No, this Form 3 does not show insider buying or selling. It is an initial ownership statement, listing 166,500 Ordinary Shares held directly by CFO Zuo Yuting, with no transaction codes or trade prices disclosed in the data.

How many Guardforce AI (GFAI) shares does CFO Zuo Yuting hold directly?

According to the Form 3, Chief Financial Officer Zuo Yuting directly owns 166,500 Ordinary Shares following the reported holdings entry. This figure reflects shares reported as of the filing’s effective ownership date, with no derivative positions shown.

Does the Guardforce AI (GFAI) Form 3 include any options or derivatives for Zuo Yuting?

No, the derivative section for this Form 3 is empty. The filing lists only Ordinary Shares, totaling 166,500 held directly by CFO Zuo Yuting, and shows no stock options, warrants, or other derivative securities in the derivativeSummary data.

What is the nature of ownership for Zuo Yuting’s Guardforce AI (GFAI) shares?

The filing classifies the 166,500 Ordinary Shares as direct ownership, indicated by the ownership code “D.” There is no separate entity or trust listed for these holdings, and no footnote modifies the nature of this reported ownership position.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/17/2026 - 04:30 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Zuo Yuting

(Last) (First) (Middle)

27A, BUILDING 2, TIMES GARDEN

NO. 15, JINGTIAN EAST ROAD

(Street)

SHENZHEN F4 518000

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/17/2026

3. Issuer Name and Ticker or Trading Symbol
Guardforce AI Co., Ltd. [ GFAI ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares	166,500	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Yuting Zuo	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.