Griffon director awarded 1,340 restricted shares

Accepted by SEC EDGAR 02/20/2026 - 04:31 PM EST

(Neutral)

(Neutral)How Sentiment works

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

How Sentiment works How the balance works

Form Type

Rhea-AI Filing Summary

Diao H.C. Charles reported acquisition or exercise transactions in this Form 4 filing.

Griffon Corp director H.C. Charles Diao received an equity award of 1,340 shares of common stock as restricted stock under the company’s 2016 Equity Incentive Plan. The award was granted at no cash purchase price and will fully vest on February 18, 2027.

Following this grant, Diao’s directly held common stock increased to 12,013 shares, aligning his compensation more closely with shareholder interests through time-based vesting.

Insider Trade Summary

Grant/Award: 1,340 shares

Grant/Award 1 txn

Insider Diao H.C. Charles

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,340	$0.00	$0.00

Holdings After Transaction: Common Stock — 12,013 shares (Direct)

Footnotes (1)

F1. Restricted stock grant under the Company's 2016 Equity Incentive Plan. All shares of restricted stock will vest on February 18, 2027.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Griffon Corp (GFF) report for H.C. Charles Diao?

Griffon Corp reported that director H.C. Charles Diao received a grant of 1,340 shares of restricted common stock. The award came under the company’s 2016 Equity Incentive Plan and increased his directly held stake to 12,013 common shares after the transaction.

Was the Griffon Corp (GFF) insider transaction a purchase or a stock grant?

The transaction was a stock grant, not an open-market purchase. H.C. Charles Diao received 1,340 shares of restricted common stock as an equity award under Griffon Corp’s 2016 Equity Incentive Plan at no stated cash purchase price.

When do the newly granted Griffon Corp (GFF) restricted shares vest?

All 1,340 restricted shares granted to H.C. Charles Diao are scheduled to vest on February 18, 2027. Until that date, the shares remain subject to vesting conditions under Griffon Corp’s 2016 Equity Incentive Plan, typically encouraging longer-term alignment.

How many Griffon Corp (GFF) shares does H.C. Charles Diao hold after the grant?

After the restricted stock grant, H.C. Charles Diao directly holds 12,013 shares of Griffon Corp common stock. This total includes the newly awarded 1,340 restricted shares that are subject to vesting requirements through February 18, 2027.

Under which plan was the Griffon Corp (GFF) restricted stock granted to H.C. Charles Diao?

The 1,340-share restricted stock award to H.C. Charles Diao was granted under Griffon Corp’s 2016 Equity Incentive Plan. This plan is used by the company to deliver equity-based compensation that ties director and executive rewards to long-term shareholder value.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Diao H.C. Charles

(Last)

(First)

(Middle)

C/O GRIFFON CORPORATION

712 FIFTH AVENUE

(Street)

NEW YORK

10019

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
GRIFFON CORP [ GFF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
02/18/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	02/18/2026		A		1,340	A	$0⁽¹⁾	12,013	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Restricted stock grant under the Company's 2016 Equity Incentive Plan. All shares of restricted stock will vest on February 18, 2027.

Remarks:

	/s/ Seth L. Kaplan, as attorney-in-fact	02/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR