Gold Fields (GFI) EVP reports ADS, restricted and matching share rights holdings

Rhea-AI Filing Summary

Gold Fields Limited executive Christopher Gratias, EVP Strategy and Corporate Development, filed an initial ownership report showing his current equity interests in the company. He holds 20,000 American Depositary Shares, with each ADS representing one ordinary share of Gold Fields.

He also holds 4,219 restricted share rights, which are deferred short‑term incentive awards that vest on March 1, 2028, subject to continued service and plan terms. In addition, he has 10,494 matching share rights granted under the company’s Minimum Shareholding Requirement Policy, vesting on August 1, 2029, contingent on continued service and meeting the minimum shareholding requirement.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Gratias Christopher

(Last) (First) (Middle)

150 HELEN ROAD

SANDOWN

(Street)

SANDTON 2196

(City) (State) (Zip)

SOUTH AFRICA

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
GOLD FIELDS LTD [ GFI ]

3a. Foreign Trading Symbol
[GFI]

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP Strategy and Corp. Dev.

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
American Depositary Shares	20,000(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Share Rights	03/01/2028(2)	03/01/2028	Ordinary Shares	4,219	$0	D
Matching Share Rights	08/01/2029(3)	08/01/2029	Ordinary Shares	10,494	$0	D

Explanation of Responses:

1. Each American Depositary Share represents one ordinary share of Gold Fields Limited (the "Company").

2. Each restricted share right represents a conditional right to receive one ordinary share of the Company. The Reporting Person was granted restricted share rights in the form of deferred short-term incentive awards under the Gold Fields Share Incentive Plan 2025. The awards vest on March 1, 2028, subject to the Reporting Person's continued service to the Company or its subsidiaries and the terms of the plan.

3. Consists of matching shares of the Company awarded to the Reporting Person under the Company's Minimum Shareholding Requirement Policy ("MSR Policy"). The matching shares vest on August 1, 2029, subject to the Reporting Person's continued service to the Company or its subsidiaries, and satisfaction of the minimum shareholding requirement as set out in the MSR Policy.

Remarks:

	/s/ Christopher Gratias	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Christopher Gratias report owning in Gold Fields (GFI) on this Form 3?

Christopher Gratias reports holding 20,000 American Depositary Shares of Gold Fields, plus 4,219 restricted share rights and 10,494 matching share rights. All positions are reported as directly owned and reflect his current equity interests in the company.

What are the restricted share rights reported by Christopher Gratias at Gold Fields (GFI)?

The restricted share rights are deferred short-term incentive awards granting a conditional right to 4,219 ordinary shares. They vest on March 1, 2028, provided Gratias continues serving Gold Fields or its subsidiaries and complies with the terms of the Gold Fields Share Incentive Plan 2025.

What are the matching share rights reported by Christopher Gratias in Gold Fields (GFI)?

The matching share rights consist of 10,494 ordinary shares awarded under Gold Fields’ Minimum Shareholding Requirement Policy. They vest on August 1, 2029, subject to Gratias’ continued service and satisfying the minimum shareholding requirement defined in the policy.

Does this Gold Fields (GFI) Form 3 show Christopher Gratias buying or selling shares?

No, this Form 3 does not show any share purchases or sales by Christopher Gratias. It is an initial ownership report listing his existing holdings in American Depositary Shares, restricted share rights, and matching share rights in Gold Fields.

How do Gold Fields (GFI) American Depositary Shares relate to ordinary shares?

Each American Depositary Share of Gold Fields represents one ordinary share of the company. Gratias’ reported 20,000 ADS therefore correspond to 20,000 ordinary shares, giving a straightforward one-for-one relationship between ADS and underlying ordinary equity.

What conditions apply to the equity awards held by Christopher Gratias at Gold Fields (GFI)?

Both the restricted share rights and matching share rights require Gratias to continue serving Gold Fields or its subsidiaries until their vesting dates. Matching shares also require compliance with the company’s Minimum Shareholding Requirement Policy before vesting.