Gogoro director restructures indirect share holdings
Gogoro Inc. director Yin Chung-Yao reported changes in indirect holdings tied to family succession.
Rhea-AI Filing Summary
Gogoro Inc. director Yin Chung-Yao reported changes in indirect holdings tied to family succession. Gold Sino Assets Limited now holds 9,561,657 Ordinary Shares of Gogoro and 541,934 warrants; after his mother assigned her inherited interest on June 22, 2026, he is entitled to a two-thirds equity interest in, and can control, Gold Sino and may be deemed to beneficially own those securities. Separately, Peng-Lin Investment Co., Ltd., in which he holds a majority equity interest and control, holds 494,538 Ordinary Shares. He disclaims beneficial ownership of all reported securities except to the extent of his pecuniary interest.
Positive
- None.
Negative
- None.
Insider Trade Summary
Other: 10,103,591 shares
Other
3 txns
Insider
Yin Chung-Yao
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Other | Warrants F3, F4 | 541,934 | -- | -- |
| Other | Ordinary Shares F1, F4 | 9,561,657 | -- | -- |
| holding | Ordinary Shares F2, F4 | -- | -- | -- |
Holdings After Transaction:
Warrants — 541,934 contracts (Indirect, See footnote);
Ordinary Shares — 10,056,195 shares (Indirect, See footnote)
Footnotes (4)
- F1. The Ordinary Shares reported herein are held directly by Gold Sino Assets Limited ("Gold Sino"). Following the death of the Reporting Person's father, the Reporting Person, his mother and another successor became entitled under the laws of descent and distribution to one-third each of the Gold Sino shares formerly held by his father. On June 22, 2026, the Reporting Person's mother agreed to assign her entitlement to one-third of the Gold Sino shares to the Reporting Person. As a result, the Reporting Person is entitled to a two-thirds equity interest in, and can control, Gold Sino and may be deemed to beneficially own the Ordinary Shares held by Gold Sino.
- F2. The Reporting Person holds a majority equity interest in and has control over Peng-Lin Investment Co., Ltd., which currently holds 494,538 Ordinary Shares of the Issuer.
- F3. The warrants reported herein are held directly by Gold Sino. Following the death of the Reporting Person's father, the Reporting Person, his mother and another successor became entitled under the laws of descent and distribution to one-third each of the Gold Sino shares formerly held by his father. On June 22, 2026, the Reporting Person's mother agreed to assign her entitlement to one-third of the Gold Sino shares to the Reporting Person. As a result, the Reporting Person is entitled to a two-thirds equity interest in, and can control, Gold Sino and may be deemed to beneficially own the warrants held by Gold Sino.
- F4. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
Key Figures
Indirect Ordinary Shares via Gold Sino: 9,561,657 shares
Warrants via Gold Sino: 541,934 warrants
Warrant Exercise Price: 33.83 per share
+3 more
6 metrics
Indirect Ordinary Shares via Gold Sino
9,561,657 shares
Ordinary Shares of Gogoro held by Gold Sino Assets Limited after June 22, 2026 assignment
Warrants via Gold Sino
541,934 warrants
Warrants held by Gold Sino, each for one Ordinary Share of Gogoro
Warrant Exercise Price
33.83 per share
Exercise price for the 541,934 warrants held indirectly via Gold Sino
Warrant Expiration Date
2029-06-07
Expiration date of the warrants indirectly attributable to Yin Chung-Yao
Ordinary Shares via Peng-Lin
494,538 shares
Gogoro Ordinary Shares held by Peng-Lin Investment Co., Ltd., controlled by the reporting person
Restructured Securities Total
10,103,591 instruments
Aggregate Ordinary Shares and warrants in J-code restructuring entries on June 22, 2026
Key Terms
Ordinary Shares, warrants, beneficially own, pecuniary interest, +2 more
6 terms
warrants financial
"The warrants reported herein are held directly by Gold Sino"
Warrants are special documents that give you the right to buy a company's stock at a set price before a certain date. They are often used as a way for companies to attract investors or raise money, and their value can increase if the company's stock price goes up.
beneficially own financial
"may be deemed to beneficially own the Ordinary Shares held by Gold Sino"
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
pecuniary interest financial
"except to the extent of such Reporting Person's pecuniary interest therein"
Section 16 regulatory
"for purposes of Section 16 or any other purpose"
Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.
laws of descent and distribution regulatory
"became entitled under the laws of descent and distribution to one-third each"
FAQ
What change did Gogoro Inc. (GGR) director Yin Chung-Yao report on this Form 4?
He reported indirect ownership changes after a family succession event, giving him control of Gold Sino Assets Limited, which holds 9,561,657 Ordinary Shares and 541,934 warrants of Gogoro. The shift stems from his mother assigning her inherited Gold Sino interest to him.
What Gogoro (GGR) warrants does Gold Sino hold, and what are their key terms?
Gold Sino holds 541,934 warrants over an equal number of Gogoro Ordinary Shares, with an exercise price of 33.83 per share and an expiration date of 2029-06-07. These warrants are indirectly attributable to Yin Chung-Yao through his controlling interest in Gold Sino.
Does Yin Chung-Yao claim full beneficial ownership of the reported Gogoro (GGR) securities?
No. He states he may be deemed to beneficially own the securities held by Gold Sino and Peng-Lin due to his control but expressly disclaims beneficial ownership of all reported securities except to the extent of his pecuniary interest in them.
AI-generated analysis. How Rhea-AI works. Not financial advice.
