STOCK TITAN

Guardant Health co-CEO converts grants to 36,530 shares

Tax withholding covered 18,515 shares across the September 30 and October 1 transactions.

(Neutral)

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Form Type
4

Rhea-AI Filing Summary

Guardant Health, Inc. Co-Chief Executive Officer and director Helmy Eltoukhy reported restricted stock unit conversions resulting in 36,530 common shares held indirectly through the Helmy A. Eltoukhy Revocable Trust. The company retained 18,515 shares to meet tax-withholding obligations: 1,428 shares at $178.36 per share on September 30, 2026, and 17,087 shares at $174.75 per share on October 1, 2026. No Rule 10b5-1 plan is reported.

Insider Eltoukhy Helmy
Role Co-Chief Executive Officer
Type Security Shares Price Value
Exercise Restricted Stock Units F4, F3 23,997 $0.00 $0.00
Exercise Restricted Stock Units F5, F3 9,716 $0.00 $0.00
Exercise Common Stock 23,997 $0.00 $0.00
Exercise Common Stock 9,716 $0.00 $0.00
Tax Withholding Common Stock F1 17,087 $174.75 $2.99M
Exercise Restricted Stock Units F2, F3 2,817 $0.00 $0.00
Exercise Common Stock 2,817 $0.00 $0.00
Tax Withholding Common Stock F1 1,428 $178.36 $255K
Holdings After Transaction: Restricted Stock Units — 75,395 contracts (Direct); Common Stock — 1,958,949 shares (Indirect, Shares held by Helmy A. Eltoukhy Revocable Trust)
Footnotes (5)
  1. F1. These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.
  2. F2. This represents a restricted stock unit award granted on March 17, 2026 that vests in four equal installments on the last day of each calendar quarter, March 31, 2026, June 30, 2026, September 30, 2026, and December 31, 2026.
  3. F3. Not applicable for Restricted Stock Units.
  4. F4. This represents a restricted stock unit award granted on March 18, 2024 that vests over a three-year period. 33% of the shares subject to such award vested on January 1, 2025 and the remaining 67% of the shares vests in equal quarterly installments over the remaining two-year period thereafter.
  5. F5. This represents a restricted stock unit award granted on March 12, 2025 that vests over a three-year period. 33% of the shares subject to such award vested on January 1, 2026 and the remaining 67% of the shares vests in equal quarterly installments over the remaining two-year period thereafter.
Restricted stock units converted 36,530 shares Transactions dated September 30 and October 1, 2026
Common shares held through trust 36,530 shares Indirect holdings reported in connection with the conversions
Shares retained for tax withholding 18,515 shares Transactions dated September 30 and October 1, 2026
Tax-withholding share price $178.36 per share 1,428 shares retained on September 30, 2026
Tax-withholding share price $174.75 per share 17,087 shares retained on October 1, 2026
restricted stock units financial
"restricted stock unit award granted on March 17, 2026"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding obligations financial
"meet the tax withholding obligations of the award-holder"
equal quarterly installments financial
"vests in equal quarterly installments"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did GH co-CEO Helmy Eltoukhy report?

Helmy Eltoukhy reported restricted stock unit conversions resulting in 36,530 common shares held indirectly through the Helmy A. Eltoukhy Revocable Trust. The related transactions were dated September 30 and October 1, 2026.

How many GH shares were withheld for taxes, and at what prices?

The company retained 18,515 shares to meet tax-withholding obligations: 1,428 shares at $178.36 per share on September 30, 2026, and 17,087 shares at $174.75 per share on October 1, 2026. The amount retained did not exceed the tax liability.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Eltoukhy Helmy

(Last)(First)(Middle)
3100 HANOVER STREET

(Street)
PALO ALTO CALIFORNIA 94304

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Guardant Health, Inc. [ GH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Co-Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/30/2026M2,817A$01,943,751IShares held by Helmy A. Eltoukhy Revocable Trust
Common Stock09/30/2026F1,428(1)D$178.361,942,323IShares held by Helmy A. Eltoukhy Revocable Trust
Common Stock10/01/2026M23,997A$01,966,320IShares held by Helmy A. Eltoukhy Revocable Trust
Common Stock10/01/2026M9,716A$01,976,036IShares held by Helmy A. Eltoukhy Revocable Trust
Common Stock10/01/2026F17,087(1)D$174.751,958,949IShares held by Helmy A. Eltoukhy Revocable Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$009/30/2026M2,817 (2) (3)Common Stock2,817$02,817D
Restricted Stock Units$010/01/2026M23,997 (4) (3)Common Stock23,997$023,998D
Restricted Stock Units$010/01/2026M9,716 (5) (3)Common Stock9,716$048,580D
Explanation of Responses:
1. These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.
2. This represents a restricted stock unit award granted on March 17, 2026 that vests in four equal installments on the last day of each calendar quarter, March 31, 2026, June 30, 2026, September 30, 2026, and December 31, 2026.
3. Not applicable for Restricted Stock Units.
4. This represents a restricted stock unit award granted on March 18, 2024 that vests over a three-year period. 33% of the shares subject to such award vested on January 1, 2025 and the remaining 67% of the shares vests in equal quarterly installments over the remaining two-year period thereafter.
5. This represents a restricted stock unit award granted on March 12, 2025 that vests over a three-year period. 33% of the shares subject to such award vested on January 1, 2026 and the remaining 67% of the shares vests in equal quarterly installments over the remaining two-year period thereafter.
Remarks:
/s/ John G. Saia, as attorney-in-fact for Helmy Eltoukhy10/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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