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GHM (GHM) officer Matthew Gross reports holding 15,203 common shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Gross Matthew Lee, an officer serving as VP & GM of Flacktek at the issuer, filed an initial ownership report showing his holdings in the company. He reported beneficial ownership of 15,203 shares of common stock, held in direct ownership form.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Gross Matthew Lee

(Last) (First) (Middle)
C/O GRAHAM CORPORATION
20 FLORENCE AVENUE

(Street)
BATAVIA NY 14020

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/03/2026
3. Issuer Name and Ticker or Trading Symbol
GRAHAM CORP [ GHM ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP & GM of Flacktek
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 15,203 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Christina McLeod, Attorney-in-Fact for Matthew L. Gross 02/11/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Matthew Lee Gross report owning in GHM on this Form 3?

Matthew Lee Gross reports beneficial ownership of 15,203 shares of common stock of GHM. These shares are listed in Table I as directly owned, providing the baseline of his equity position as an insider officer.

What is Matthew Lee Gross’s role at GHM in this insider filing?

In this filing, Matthew Lee Gross is identified as an officer of the issuer, with the title VP & GM of Flacktek. This role makes him a reporting person required to disclose his beneficial ownership of the company’s common stock.

Is the GHM insider ownership reported by Gross direct or indirect?

The filing shows that the 15,203 shares of GHM common stock are held with direct ownership. The ownership code is listed as “D,” and no nature of indirect beneficial ownership is indicated in the table or notes.

Does this GHM Form 3 show any derivative securities for Matthew Lee Gross?

The document includes a placeholder for Table II – Derivative Securities Beneficially Owned, but no derivative securities entries are listed for Matthew Lee Gross. Only his direct holdings of common stock appear as reported ownership.

What transaction date is associated with Matthew Lee Gross’s GHM ownership report?

The date of the event requiring this statement is listed as February 3, 2026. As a Form 3, this date anchors when Matthew Lee Gross’s reported beneficial ownership of 15,203 GHM common shares became subject to disclosure requirements.
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