GRAHAM CORP SEC Filings

T. Rowe Price Investment Management, Inc., a Maryland corporation, reports beneficial ownership related to the common stock of Graham Corp. The position covers 607,281 shares of common stock, representing 5.2% of the class, with sole voting and sole dispositive power over all reported shares and no shared power. The firm states that this report should not be construed as an admission that it is the beneficial owner of these securities and expressly denies such beneficial ownership.

Daniel J. Thoren filed a notice of proposed sale of 50,000 shares of Charles Schwab Corp common stock, to be sold on the NYSE around August 13, 2026, with an indicated aggregate market value of $5,586,000.00. The shares were acquired on June 1, 2021 in connection with a merger with Barber-Nichols LLC. The filing also lists 11,737,033 Charles Schwab common shares as outstanding for this class. In the preceding three months, Thoren reported six open-market sales of Charles Schwab common stock, each specifying the date, share amount, and total sale value.

Brandes Investment Partners, L.P. reports its beneficial ownership position in Graham Corp common shares. Brandes beneficially owns 1,079,699 common shares, representing 9.235% of the outstanding class. It reports shared voting power over 625,665 shares and shared dispositive power over 1,079,699 shares, with no sole voting or dispositive power.

Scholes Richard Alan reported acquisition or exercise transactions in this Form 4 filing.

Graham Corp reported that Chief Growth & Enblmnt Officer Richard Alan Scholes received two equity awards of 3,678 and 1,563 Restricted Stock Units, each convertible into common stock on a one-for-one basis. These RSUs vest in three equal installments on August 10, 2027, August 10, 2028, and August 10, 2029.

GRAHAM CORP filed an initial insider ownership report for Richard Alan Scholes. He is identified as an officer of the company with the title Chief Growth & Enblmnt Officer. The filing lists no equity holdings or transactions and includes an exhibit for a Power of Attorney.

Graham Corporation reported first-quarter fiscal 2027 net sales of $71,342 (thousands), up 29% from a year earlier, driven by 40% growth in Defense, 86% growth in Space and a $6,551 contribution from the FlackTek acquisition. Gross profit was $17,801 with a 25.0% margin, down 150 basis points on a higher mix of lower-margin Defense work and materials.

Net income was $3,912, or $0.33 per diluted share, versus $4,595 and $0.42, while adjusted net income rose to $5,738 and adjusted diluted EPS to $0.49. Adjusted EBITDA increased to $8,750, or 12.3% of sales. Orders were $95,850 (1.3x book-to-bill), lifting backlog to a record $557,217, 84% of which relates to Defense. Operating cash flow was an outflow of $12,650, largely from working-capital timing and bonus payments, but cash and equivalents increased to $26,953 after a $50,000 equity raise, leaving no debt and $74,480 available on the $80,000 revolving credit facility. Management reaffirmed fiscal 2027 guidance, including net sales of $285,000–$295,000 and adjusted EBITDA of $35,000–$40,000.

Graham Corporation reported first quarter fiscal 2027 results for the period ended June 30, 2026. Net sales were $71.3 million, up 29% from the prior-year quarter, with growth across Defense, Space and Energy & Process markets, including $6.6 million of revenue from the FlackTek acquisition.

Gross profit was $17.8 million and gross margin declined to 25.0% from 26.5%, reflecting a higher mix of lower-margin Defense work and material receipts. Operating income was $4.2 million and net income $3.9 million, with diluted EPS of $0.33 versus $0.42, while adjusted EBITDA increased 28% to $8.8 million and adjusted EPS rose to $0.49.

Orders were $95.9 million and backlog reached a record $557.2 million, 15% above a year earlier, with about 84% related to Defense programs. Cash and cash equivalents were $27.0 million with no debt outstanding and $74.5 million available on the revolver, after a $50.0 million equity investment and repayment of $13.0 million of debt. Management reaffirmed fiscal 2027 guidance, including net sales of $285–$295 million and adjusted EBITDA of $35–$40 million.

Graham Corporation, a supplier of mission-critical fluid, power, heat transfer, vacuum and advanced mixing technologies to the Defense, Space, Energy & Process industries, is holding its 2026 Annual Meeting of Stockholders on August 25, 2026, at 9:00 a.m. Eastern Time as a virtual-only meeting via proxydocs.com/GHM. Stockholders of record at the close of business on June 26, 2026, when 11,727,569 shares of common stock were outstanding and entitled to vote, may participate and vote.

Stockholders will vote on three director nominees (James J. Barber, Mauro Gregorio and Troy A. Stoner) for terms expiring in 2029, an advisory “say-on-pay” vote on executive compensation, and ratification of Deloitte & Touche LLP as independent auditor for the year ending March 31, 2027; the Board recommends FOR each item. The Board is majority independent, operates with a separate independent Chair and three fully independent committees, and has adopted extensive governance, risk oversight, insider trading and political contribution policies. Executive pay follows a pay-for-performance philosophy, combining salary, annual cash bonuses tied to adjusted EBITDA, bookings and individual goals, and long-term incentives split between performance-vesting RSUs (three-year revenue and adjusted ROIC metrics) and time-vesting RSUs, supported by stock ownership guidelines, double-trigger change-in-control protections and limited perquisites. For fiscal 2026, Graham reports net sales of $245 million (up 17%), net income of $12.5 million (up 2%) and orders of $359 million, while highlighting a multi-faceted ESG program covering environmental initiatives, workforce development, and community engagement.