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GRAHAM CORP (GHM) SEC Filings

GHM NYSE
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GRAHAM CORP (GHM) director Mauro Gregorio reported a bona fide gift of 936 shares of Common Stock on September 18, 2026, reducing his directly held common shares to zero. He continues to hold 905 Restricted Stock Units that vest on June 1, 2027 and 2,136 Common shares indirectly through a family trust where he and his spouse are co-trustees. No Rule 10b5-1 trading plan is reported.

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GRAHAM CORP (GHM) director Mauro Gregorio reported an amended insider transaction reflecting that 1,200 shares of common stock purchased on September 12, 2025 at $49.01 per share are held indirectly through a family trust. The amendment states that the reporting person and his spouse serve as co-trustees of this trust and corrects a prior report that had shown direct ownership. No transactions are reported under a Rule 10b5-1 trading plan.

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GRAHAM CORP (GHM) director Mauro Gregorio reported the vesting and settlement of restricted stock units into common shares. On September 2, 2026, 936 RSUs, which convert into common stock on a one-for-one basis, vested and were exercised into 936 shares of Common Stock at an exercise price of $0.00 per share. Following this, Gregorio directly holds 2,136 shares of Common Stock. He also continues to hold RSUs covering 905 underlying shares that are scheduled to vest on June 1, 2027, except as otherwise provided in the award notice. No Rule 10b5-1 trading plan is reported.

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GRAHAM CORP (GHM) reported the results of its Annual Meeting of Stockholders held on August 25, 2026. Stockholders elected three director nominees: James J. Barber (8,130,840 votes for; 895,812 withheld; 1,029,837 broker non-votes), Mauro Gregorio (8,966,909 for; 59,743 withheld; 1,029,837 broker non-votes), and Troy A. Stoner (8,972,397 for; 54,255 withheld; 1,029,837 broker non-votes).

Stockholders also approved a second proposal with 8,848,831 votes for, 36,156 against, 141,665 abstentions, and 1,029,837 broker non-votes, and a third proposal with 9,835,209 votes for, 218,419 against, and 2,861 abstentions.

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Daniel J. Thoren has filed an amended notice of proposed sales of 50,000 shares of Charles Schwab Corp common stock. The shares were acquired on 06/01/2021 through a merger with Barber-Nichols LLC, with an indicated aggregate market value of $5,586,000.00, and are expected to be sold beginning around 08/13/2026 on the NYSE.

The filing also lists multiple sales of Charles Schwab common stock by Thoren during June 2026, including transactions on 06/22/2026, 06/23/2026, 06/24/2026, 06/25/2026, 06/26/2026, 06/29/2026, and 06/30/2026, each with specified share counts and dollar amounts received.

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T. Rowe Price Investment Management, Inc., a Maryland corporation, reports beneficial ownership related to the common stock of Graham Corp. The position covers 607,281 shares of common stock, representing 5.2% of the class, with sole voting and sole dispositive power over all reported shares and no shared power. The firm states that this report should not be construed as an admission that it is the beneficial owner of these securities and expressly denies such beneficial ownership.

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Daniel J. Thoren filed a notice of proposed sale of 50,000 shares of Charles Schwab Corp common stock, to be sold on the NYSE around August 13, 2026, with an indicated aggregate market value of $5,586,000.00. The shares were acquired on June 1, 2021 in connection with a merger with Barber-Nichols LLC. The filing also lists 11,737,033 Charles Schwab common shares as outstanding for this class. In the preceding three months, Thoren reported six open-market sales of Charles Schwab common stock, each specifying the date, share amount, and total sale value.

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Brandes Investment Partners, L.P. reports its beneficial ownership position in Graham Corp common shares. Brandes beneficially owns 1,079,699 common shares, representing 9.235% of the outstanding class. It reports shared voting power over 625,665 shares and shared dispositive power over 1,079,699 shares, with no sole voting or dispositive power.

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Scholes Richard Alan reported acquisition or exercise transactions in this Form 4 filing.

Graham Corp reported that Chief Growth & Enblmnt Officer Richard Alan Scholes received two equity awards of 3,678 and 1,563 Restricted Stock Units, each convertible into common stock on a one-for-one basis. These RSUs vest in three equal installments on August 10, 2027, August 10, 2028, and August 10, 2029.

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GRAHAM CORP filed an initial insider ownership report for Richard Alan Scholes. He is identified as an officer of the company with the title Chief Growth & Enblmnt Officer. The filing lists no equity holdings or transactions and includes an exhibit for a Power of Attorney.

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FAQ

How many GRAHAM (GHM) SEC filings are available on StockTitan?

StockTitan tracks 71 SEC filings for GRAHAM (GHM), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for GRAHAM (GHM)?

The most recent SEC filing for GRAHAM (GHM) was filed on September 21, 2026.