Graham Corp grants RSUs to senior growth officer
Scholes Richard Alan reported acquisition or exercise transactions in this Form 4 filing.
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Form Type
4
Rhea-AI Filing Summary
Scholes Richard Alan reported acquisition or exercise transactions in this Form 4 filing.
Graham Corp reported that Chief Growth & Enblmnt Officer Richard Alan Scholes received two equity awards of 3,678 and 1,563 Restricted Stock Units, each convertible into common stock on a one-for-one basis. These RSUs vest in three equal installments on August 10, 2027, August 10, 2028, and August 10, 2029.
Insider Trade Summary
Grant/Award: 5,241 shares
Grant/Award
2 txns
Insider
Scholes Richard Alan
Role
Chief Growth & Enblmnt Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Restricted Stock Units F1 | 3,678 | $0.00 | $0.00 |
| Grant/Award | Restricted Stock Units F1 | 1,563 | $0.00 | $0.00 |
Holdings After Transaction:
Restricted Stock Units — 5,241 contracts (Direct)
Footnotes (1)
- F1. These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 8/10/2027, 8/10/2028 and 8/10/2029.
Key Figures
RSU grant 1: 3,678 Restricted Stock Units
RSU grant 2: 1,563 Restricted Stock Units
Vesting dates: August 10, 2027; August 10, 2028; August 10, 2029
+2 more
5 metrics
RSU grant 1
3,678 Restricted Stock Units
Granted to Chief Growth & Enblmnt Officer on August 10, 2026
RSU grant 2
1,563 Restricted Stock Units
Granted to Chief Growth & Enblmnt Officer on August 10, 2026
Vesting dates
August 10, 2027; August 10, 2028; August 10, 2029
Each RSU grant vests one-third on each listed date
Conversion ratio
1 RSU : 1 common share
Restricted stock units convert into common stock on a one-for-one basis
Exercise price
$0.0000 per unit
Conversion or exercise price for each Restricted Stock Unit
Key Terms
Restricted Stock Units, 2020 Graham Corporation Equity Incentive Plan, Rule 16b-3
3 terms
Restricted Stock Units financial
"These restricted stock units, which convert into common stock on a one-for-one basis"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
2020 Graham Corporation Equity Incentive Plan financial
"were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction"
Rule 16b-3 regulatory
"were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3"
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider equity awards were reported at GRAHAM CORP (GHM)?
Richard Alan Scholes received two grants of Restricted Stock Units totaling 3,678 and 1,563 units. Each RSU converts into one share of common stock under the company’s 2020 Equity Incentive Plan.
Who received the new Restricted Stock Units at GHM and in what role?
The recipient is Richard Alan Scholes, GRAHAM CORP’s Chief Growth & Enblmnt Officer. The awards represent stock-based compensation tied to his executive position at the company.
How many Restricted Stock Units did the GHM executive receive on August 10, 2026?
On August 10, 2026, Richard Alan Scholes was granted 3,678 and 1,563 Restricted Stock Units. Each unit is designed to convert into one share of GRAHAM CORP common stock upon vesting.
What is the vesting schedule for the new GHM Restricted Stock Units?
The RSUs vest in three equal installments on August 10, 2027, August 10, 2028, and August 10, 2029. Vesting is subject to the terms of the award notice and the 2020 Equity Incentive Plan.
Under what plan were the GHM Restricted Stock Units granted?
The RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan. The transaction is described as exempt under Rule 16b-3, which governs certain insider compensation-related transactions.
Do the GHM Restricted Stock Units have an exercise price?
The RSUs carry a $0.0000 conversion or exercise price, reflecting that they are stock units, not options. Upon vesting, each unit converts into one share of common stock without additional payment.
AI-generated analysis. How Rhea-AI works. Not financial advice.
