Graham Corp director gifts 936 shares
GRAHAM CORP director reported gifting 936 shares and now holds equity mainly via RSUs and a family trust.
Rhea-AI Filing Summary
GRAHAM CORP (GHM) director Mauro Gregorio reported a bona fide gift of 936 shares of Common Stock on September 18, 2026, reducing his directly held common shares to zero. He continues to hold 905 Restricted Stock Units that vest on June 1, 2027 and 2,136 Common shares indirectly through a family trust where he and his spouse are co-trustees. No Rule 10b5-1 trading plan is reported.
Positive
- None.
Negative
- None.
Insider Trade Summary
936 shares gifted
Gift
3 txns
Insider
Gregorio Mauro
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Gift | Common Stock | 936 | $0.00 | $0.00 |
| holding | Restricted Stock Units F2 | -- | -- | -- |
| holding | Common Stock F1 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 0 shares (Direct);
Restricted Stock Units — 905 contracts (Direct);
Common Stock — 2,136 shares (Indirect, By Family Trust)
Footnotes (2)
- F1. The reporting person and his spouse are co-trustees of the trust.
- F2. These restricted stock units, which convert into common stock on a one-for-one basis, vest on 6/1/2027, except as otherwise provided in the award notice.
Key Figures
Shares gifted: 936 shares of Common Stock
Direct Common Stock holdings after transaction: 0 shares
Indirect Common Stock holdings via family trust: 2,136 shares
+3 more
6 metrics
Shares gifted
936 shares of Common Stock
Bona fide gift reported for September 18, 2026
Direct Common Stock holdings after transaction
0 shares
Post-gift direct holdings of the director
Indirect Common Stock holdings via family trust
2,136 shares
Held indirectly by family trust where director and spouse are co-trustees
Restricted Stock Units outstanding
905 units
RSUs converting into Common Stock on a one-for-one basis
RSU exercise/convert price
$0.00 per share
Restricted Stock Units reported with a conversion price of 0.0000
RSU vesting date
June 1, 2027
Vesting date for 905 RSUs, subject to award notice terms
Key Terms
bona fide gift, Restricted Stock Units, co-trustees, Family Trust
4 terms
bona fide gift regulatory
"The Common Stock transaction is coded as a bona fide gift"
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
Restricted Stock Units financial
"These restricted stock units, which convert into common stock on a one-for-one basis"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
co-trustees financial
"The reporting person and his spouse are co-trustees of the trust"
Family Trust financial
"Common Stock held indirectly with nature of ownership: By Family Trust"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did GHM director Mauro Gregorio report on this Form 4?
He reported a bona fide gift of 936 shares of GRAHAM CORP Common Stock on September 18, 2026, with no sale proceeds reported and the transaction coded as a gift disposition.
What GHM equity awards does the director still hold after this Form 4?
He holds 905 Restricted Stock Units that convert into Common Stock on a one-for-one basis and are scheduled to vest on June 1, 2027, except as otherwise provided in the award notice.
What indirect holdings in GHM does the director report?
He reports 2,136 shares of Common Stock held indirectly through a family trust, where he and his spouse are co-trustees, reflecting shared trust control over those shares.
Was the GHM insider gift made under a Rule 10b5-1 trading plan?
No. The filing’s Rule 10b5-1 checkbox is not marked as an affirmative plan, and there is no footnote describing a pre-arranged trading plan for this gift transaction.
AI-generated analysis. How Rhea-AI works. Not financial advice.
