Insider plans sale of 50,000 Charles Schwab shares

Daniel J. Thoren has filed an amended notice of proposed sales of 50,000 shares of Charles Schwab Corp common stock.

Rhea-AI Filing Summary

Daniel J. Thoren has filed an amended notice of proposed sales of 50,000 shares of Charles Schwab Corp common stock. The shares were acquired on 06/01/2021 through a merger with Barber-Nichols LLC, with an indicated aggregate market value of $5,586,000.00, and are expected to be sold beginning around 08/13/2026 on the NYSE.

The filing also lists multiple sales of Charles Schwab common stock by Thoren during June 2026, including transactions on 06/22/2026, 06/23/2026, 06/24/2026, 06/25/2026, 06/26/2026, 06/29/2026, and 06/30/2026, each with specified share counts and dollar amounts received.

Key Figures

Shares proposed to be sold: 50,000 shares Aggregate market value of proposed sale: $5,586,000.00 Shares outstanding (context): 11,737,033 shares +4 more

7 metrics

Shares proposed to be sold 50,000 shares Charles Schwab Corp common stock proposed for sale by Daniel J. Thoren

Aggregate market value of proposed sale $5,586,000.00 Indicated value of the 50,000 Charles Schwab Corp shares

Shares outstanding (context) 11,737,033 shares Figure listed alongside the proposed 50,000-share sale

Approximate date of proposed sale 08/13/2026 Expected start date for sales on the NYSE

Acquisition date of shares 06/01/2021 Shares acquired via merger with Barber-Nichols LLC

Sale on 06/23/2026 15,000 shares for $1,652,200.02 One of several past three-month sales by Daniel J. Thoren

Sale on 06/24/2026 5,000 shares for $575,190.51 Reported in the past three months’ sales section

Key Terms

Form 144, aggregate market value, merger with Barber-Nichols LLC, issuer

4 terms

Form 144 regulatory

"144/A: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

aggregate market value financial

"Common | Charles Schwab Corp ... | 50000 | 5586000.00"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

merger with Barber-Nichols LLC financial

"Common | 06/01/2021 | Merger with Barber-Nichols LLC"

issuer regulatory

"Merger with Barber-Nichols LLC | Issuer"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What is being disclosed in this Form 144/A related to GHM?

The filing discloses that Daniel J. Thoren intends to sell 50,000 shares of Charles Schwab Corp common stock, originally acquired via a 06/01/2021 merger with Barber-Nichols LLC, with an indicated aggregate market value of $5,586,000.00.

How many Charles Schwab Corp shares does Daniel J. Thoren plan to sell?

Daniel J. Thoren plans to sell 50,000 shares of Charles Schwab Corp common stock. These shares are associated with an aggregate market value of $5,586,000.00 and are expected to be sold on or after 08/13/2026 on the NYSE.

When were the shares in this Form 144/A for GHM’s insider originally acquired?

The 50,000 shares of Charles Schwab Corp common stock were acquired on 06/01/2021 in connection with a merger with Barber-Nichols LLC. The filing lists the acquisition as coming from the issuer in that merger transaction.

What is the indicated market value of the shares Thoren intends to sell?

The 50,000 shares of Charles Schwab Corp common stock that Daniel J. Thoren intends to sell have an indicated aggregate market value of $5,586,000.00, based on the data provided in the securities information section of the filing.

What past sales are reported for Daniel J. Thoren in this Form 144/A?

The filing lists several June 2026 sales of Charles Schwab common stock by Daniel J. Thoren, including 15,000 shares for $1,652,200.02 on 06/23/2026 and other transactions on 06/22, 06/24, 06/25, 06/26, 06/29, and 06/30/2026 with specified amounts.

On which exchange are the planned share sales in this Form 144/A expected to occur?

The proposed sale of 50,000 shares of Charles Schwab Corp common stock by Daniel J. Thoren is expected to occur on the NYSE, as indicated in the securities information section of the filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/14/2026 - 10:44 AM Accepted by SEC EDGAR 08/14/2026 - 10:44 AM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144/A

144/A: Filer Information

Filer CIK	0001864850
Filer CCC	XXXXXXXX
Previous Accession Number Of The Filing	0001949846-26-000511
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144/A: Issuer Information

Name of Issuer	GRAHAM CORP
SEC File Number	001-08462
Address of Issuer	20 FLORENCE AVE BATAVIA NEW YORK 14020
Phone	5853432216
Name of Person for Whose Account the Securities are To Be Sold	Thoren Daniel J.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer
Relationship to Issuer	Director

144/A: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corp 3000 Schwab Way Westlake TX 76262	50000	5586000.00	11737033	08/13/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/01/2021	Merger with Barber-Nichols LLC	Issuer			50000	06/01/2021	Merger

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DANIEL J. THOREN 20 FLORENCE AVE BATAVIA FL 14020	Common	06/23/2026	15000	1652200.02
DANIEL J. THOREN 20 FLORENCE AVE BATAVIA FL 14020	Common	06/24/2026	5000	575190.51
DANIEL J. THOREN 20 FLORENCE AVE, BATAVIA FL 14020	Common	06/25/2026	10000	1210445.00
DANIEL J. THOREN 20 FLORENCE AVE BATAVIA FL 14020	Common	06/26/2026	10000	1215642.04
DANIEL J. THOREN 20 FLORENCE AVE, BATAVIA FL 14020	Common	06/29/2026	5000	610000.00
DANIEL J. THOREN 20 FLORENCE AVE, BATAVIA, FL 14020	Common	06/30/2026	5000	615149.99
DANIEL J. THOREN 20 FLORENCE AVE, BATAVIA, FL 14020	Common	06/22/2026	28950	3131151.00
DANIEL J. THOREN 20 FLORENCE AVE, BATAVIA, FL 14020	Common	06/22/2026	5073	539105.00

144/A: Remarks and Signature

Remarks	Amended filing from 8/13/26. Corrected securities sold during the past 3 months. Added sales 28,950 and 5,073 shares sold on 6/22/26.; Seller using previous 4-week average trading volume for volume limitation. Week of 07/13: 1,927,700 shares, Week of 07/20/26: 551,100 shares, Week of 07/27/26: 945,100 shares, Week of 08/03/26: 958,600 shares = 4,382,500 shares/4 = 1,095,625 Average Weekly Trading volume.
Date of Notice	08/14/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Daniel J. Thoren
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)