Welcome to our dedicated page for Graham SEC filings (Ticker: GHM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Graham Corporation's SEC filings document material events, operating results, governance actions, and capital-structure matters for an NYSE-listed industrial technology manufacturer. Its Form 8-K reports include quarterly results of operations and financial condition, supplemental data on historical sales, orders, and backlog, and Regulation FD disclosures related to company presentations and operating metrics.
The filings also record material agreements such as amendments to credit arrangements, acquisitions of technology assets and businesses, executive compensation actions, management transitions, board appointments, committee assignments, shareholder voting matters, and registered common stock information. These disclosures connect Graham's public-company reporting to its mission-critical fluid, power, heat transfer, vacuum, and advanced mixing technologies for defense, energy and process, and space markets.
Graham Corp executive Michael E. Dixon, VP & GM of Barber-Nichols, reported routine equity compensation activity. On 2/4/2026, 355 restricted stock units vested and converted into an equal number of common shares at a conversion price of $0.0000 per share. Of these, 120 shares were withheld at $73.19 per share to cover tax obligations upon vesting. After these transactions, he directly holds 736 common shares, including 34 acquired under the employee stock purchase plan, and 2,287 RSUs that are scheduled to vest in tranches through 2028.
Graham Corporation announced a planned leadership transition at its Graham Manufacturing business. Alan Smith, Vice President and General Manager of Graham Manufacturing, intends to retire effective April 1, 2026, after more than 30 years with the company, and will move into a consulting and advisory role to support the transition.
As part of a proactive succession plan, William Zmyndak, currently Deputy General Manager of Graham Manufacturing, is expected to assume the role of Vice President and General Manager effective April 2026. The company also appointed Keith Oufnac as Chief Information Officer and Rachel Jaakkola as Chief Human Resources Officer, adding experience in digital transformation, cybersecurity, and human capital management to its leadership team.
Brandes Investment Partners, L.P. has filed an amended Schedule 13G reporting beneficial ownership of 1,245,819 common shares of CORP, representing 11.34% of the class as of the event date. Brandes reports no sole voting or dispositive power, with shared voting power over 771,666 shares and shared dispositive power over 1,245,819 shares.
The firm is identified as an investment adviser organized in Delaware and certifies that the shares were acquired and are held in the ordinary course of business, not for the purpose or effect of changing or influencing control of the issuer.
Gross Matthew Lee, an officer serving as VP & GM of Flacktek at the issuer, filed an initial ownership report showing his holdings in the company. He reported beneficial ownership of 15,203 shares of common stock, held in direct ownership form.
Graham Corporation (GHM) delivered strong growth in its fiscal Q3 2026 and expanded through acquisitions. Net sales for the quarter rose 21% year over year to $56,701, led by a 31% increase in Defense revenue and solid Energy & Process demand, including aftermarket and small modular reactor activity.
Gross profit increased to $13,469, though margin eased to 23.8% on sales mix and higher lower-margin material receipts. Net income nearly doubled to $2,845, with diluted EPS of $0.25. Adjusted net income was $3,514, or $0.31 per diluted share, and Adjusted EBITDA reached $6,044, or 10.7% of sales.
Orders surged to $71,671 in the quarter, driving record backlog of $515,633, with about 85% tied to Defense programs. Cash stood at $22,254 and the company had no debt outstanding at quarter end. Graham closed the small Xdot Bearing Technologies acquisition in October and, after quarter end, agreed to acquire FlackTek for $35,000 plus up to $25,000 in earnouts, and expanded its revolving credit facility to $80,000. Management raised full-year 2026 net sales guidance to $233,000–$239,000 and now expects Adjusted EBITDA of $24,000–$28,000, with a projected tax rate of 16%–18%.
Graham Corporation reported a strong third quarter of fiscal 2026 with higher sales, earnings, and record backlog. Net sales were $56.7 million, up 21% from a year ago, driven mainly by Defense and Energy & Process markets. Net income rose 79% to $2.8 million, or $0.25 per diluted share, while adjusted EBITDA increased 50% to $6.0 million with a 10.7% margin.
Backlog reached a record $515.6 million, up 34%, with about 85% tied to Defense and a Q3 book‑to‑bill of 1.3x. The company ended the quarter with $22.3 million of cash and no debt. After quarter‑end, Graham acquired FlackTek for $35 million plus up to $25 million in potential earnouts, funded with cash and borrowings, resulting in pro forma leverage of about 1.2x.
Management raised full‑year fiscal 2026 guidance. Net sales are now expected at $233–$239 million and adjusted EBITDA at $24–$28 million. Gross margin guidance was slightly narrowed to 24.0%–25.0%, while the expected effective tax rate was reduced to 16%–18%.
Graham Corporation entered into a second amendment to its existing credit agreement with Wells Fargo, increasing its revolving credit limit from $50.0 million to $80.0 million. The amendment also updates certain definitions and allows indebtedness of Graham India Private Limited related to letters of credit, bank guarantees or similar obligations up to $5.0 million.
The company also announced the acquisition of FlackTek Manufacturing, LLC and FlackTek Sales, LLC, which provide advanced mixing and material processing solutions. Graham released a press release and an informational slide deck with additional details about FlackTek, which are furnished as exhibits and posted on its website.
Graham Corp (GHM) received an amended Schedule 13G/A from Brandes Investment Partners, L.P. reporting beneficial ownership of 1,372,496 common shares, representing 12.5% of the class as of 09/30/2025.
Brandes reports 0 shares with sole voting power and 879,621 with shared voting power. It has 0 shares with sole dispositive power and 1,372,496 with shared dispositive power. Brandes certified the holdings were acquired and are held in the ordinary course of business and not to change or influence control.
Graham Corporation filed an amended report to update its earlier disclosure about director Mauro Gregorio. The company previously reported his appointment to the Board, and now explains that on November 4, 2025, he was also appointed to the Compensation Committee and the Nominating and Corporate Governance Committee.
Graham Corporation (GHM) reported higher quarterly results. Q2 fiscal 2026 net sales were $66,027, up 23% year over year, led by defense, energy & process, and space demand. Gross profit was $14,306 as gross margin softened to 21.7% on mix with higher material receipts. Operating income reached $4,271. Net income was $3,090, or $0.28 per diluted share.
Orders rose to $83,200, pushing backlog to a record $500,072, which signals multi‑quarter revenue visibility. SG&A was 15.5% of sales as the company continues investing in operations and people. Cash was $20,579 with no debt outstanding. The effective tax rate was 27% in the quarter, reflecting the One Big Beautiful Bill Act’s impact.
Strategy updates: Graham announced the acquisition of certain assets of Xdot Bearing Technologies for $1,500; Xdot has approximately $1,000 in annual sales and will be integrated into BN to expand high‑speed rotating machinery capabilities.
Graham Corporation (GHM) reported higher quarterly results. Q2 fiscal 2026 net sales were $66,027, up 23% year over year, led by defense, energy & process, and space demand. Gross profit was $14,306 as gross margin softened to 21.7% on mix with higher material receipts. Operating income reached $4,271. Net income was $3,090, or $0.28 per diluted share.
Orders rose to $83,200, pushing backlog to a record $500,072, which signals multi‑quarter revenue visibility. SG&A was 15.5% of sales as the company continues investing in operations and people. Cash was $20,579 with no debt outstanding. The effective tax rate was 27% in the quarter, reflecting the One Big Beautiful Bill Act’s impact.
Strategy updates: Graham announced the acquisition of certain assets of Xdot Bearing Technologies for $1,500; Xdot has approximately $1,000 in annual sales and will be integrated into BN to expand high‑speed rotating machinery capabilities.