Graham (GHM) CEO gains stock from RSU vesting, uses shares for taxes
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Graham Corp President and CEO Matthew Malone reported routine equity compensation activity. On June 4, 2026, he exercised 1,291 Restricted Stock Units (RSUs), which convert into common stock on a one-for-one basis. In connection with this vesting, 371 shares of common stock were withheld to cover tax withholding obligations.
Following these transactions, Malone directly holds 57,487 shares of Graham common stock. He also continues to hold RSU awards that are scheduled to vest over future dates, representing 6,036 and 5,082 underlying shares of common stock, subject to their stated vesting schedules.
Positive
- None.
Negative
- None.
Insider Trade Summary
1,291 shares exercised/converted
Mixed
5 txns
Insider
Malone Matthew
Role
President and CEO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 1,291 | $0.00 | -- |
| Exercise | Common Stock | 1,291 | $0.00 | -- |
| Tax Withholding | Common Stock | 371 | $107.96 | $40K |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 1,291 shares (Direct, null);
Common Stock — 57,858 shares (Direct, null)
Footnotes (1)
- These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). Shares withheld to cover tax withholding obligations upon the vesting of RSUs. Two-thirds of the original grant of these RSUs vested in substantially equal installments on each of 6/4/2025 and 6/4/2026, and except as otherwise provided in the award notice, the balance vests on 6/4/2027. One-third of the original grant of these RSUs vested on 6/2/2026, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/2/2027 and 6/2/2028. These RSUs vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029, except as otherwise provided in the award notice.
Key Figures
RSUs exercised: 1,291 shares
Tax withholding shares: 371 shares at $107.96/share
Common shares held: 57,487 shares
+3 more
6 metrics
RSUs exercised
1,291 shares
Restricted Stock Units converting to Common Stock on June 4, 2026
Tax withholding shares
371 shares at $107.96/share
Shares withheld to cover tax obligations on June 4, 2026
Common shares held
57,487 shares
Direct common stock holdings after transactions on June 4, 2026
RSU underlying shares grant 1
6,036 shares
Underlying common shares for one RSU award, vesting through June 4, 2027
RSU underlying shares grant 2
5,082 shares
Underlying common shares for another RSU award, vesting through June 2, 2028
RSU conversion ratio
1:1
Each RSU converts into one share of Graham common stock
Key Terms
Restricted Stock Units, RSUs, tax withholding obligations, derivative security, +1 more
5 terms
Restricted Stock Units financial
"These restricted stock units convert into common stock on a one-for-one basis ("RSUs")."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
RSUs financial
"These restricted stock units convert into common stock on a one-for-one basis ("RSUs")."
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.
tax withholding obligations financial
"Shares withheld to cover tax withholding obligations upon the vesting of RSUs."
derivative security financial
"Exercise or conversion of derivative security."
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
vests financial
"Two-thirds of the original grant of these RSUs vested in substantially equal installments..."
FAQ
What insider activity did Graham Corp (GHM) report for Matthew Malone?
Graham Corp reported that President and CEO Matthew Malone exercised 1,291 RSUs that convert into common stock one-for-one. In the same event, 371 common shares were withheld to satisfy tax obligations related to the RSU vesting, a standard compensation-related transaction.
What RSU positions does Matthew Malone retain in Graham Corp (GHM)?
Matthew Malone continues to hold RSU awards linked to 6,036 and 5,082 underlying Graham Corp common shares. These RSUs vest in installments on specified future dates, so additional common stock may be delivered to him over the outlined vesting schedule.