Graham Executive Chair exercises RSUs, pays taxes in stock
Graham Corp Executive Chairman Daniel J. Thoren reported routine equity compensation activity.
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Form Type
4
Rhea-AI Filing Summary
Graham Corp Executive Chairman Daniel J. Thoren reported routine equity compensation activity. He exercised restricted stock units to acquire 5,543 shares of common stock, then had 1,593 shares withheld to cover tax obligations at $107.96 per share. After these transactions, he directly holds 360,939 common shares.
The RSUs convert into common stock on a one-for-one basis. Footnotes show additional RSU awards tied to future vesting dates in 2027, 2028 and 2029, indicating ongoing equity-based compensation rather than open-market trading.
Insider Trade Summary
5,543 shares exercised/converted
Exercise
5 txns
Insider
Thoren Daniel J.
Role
Executive Chairman
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 5,543 | $0.00 | $0.00 |
| Exercise | Common Stock | 5,543 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Stock | 1,593 | $107.96 | $172K |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 7,231 contracts for 1,688 underlying shares (Direct);
Common Stock — 360,939 shares (Direct)
Footnotes (5)
- F1. These restricted stock units convert into common stock on a one-for-one basis ("RSUs").
- F2. Shares withheld to cover tax withholding obligations upon the vesting of RSUs.
- F3. Two-thirds of the original grant of these RSUs vested in substantially equal installments on each of 6/4/2025 and 6/4/2026, and except as otherwise provided in the award notice, the balance vests on 6/4/2027.
- F4. One-third of the original grant of these RSUs vested on 6/2/2026, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/2/2027 and 6/2/2028.
- F5. These RSUs vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029, except as otherwise provided in the award notice.
Key Figures
RSUs exercised: 5,543 shares
Shares withheld for taxes: 1,593 shares
Post-transaction holdings: 360,939 shares
+3 more
6 metrics
RSUs exercised
5,543 shares
RSUs converted into common stock on 2026-06-04
Shares withheld for taxes
1,593 shares
Tax withholding disposition at $107.96 per share
Post-transaction holdings
360,939 shares
Common stock directly owned after transactions
Withholding price
$107.96 per share
Value used for 1,593-share tax withholding
Remaining RSU tranche 1
629 underlying shares
Restricted stock units convertible one-for-one into common stock
Remaining RSU tranche 2
1,059 underlying shares
Restricted stock units convertible one-for-one into common stock
Key Terms
Restricted Stock Units, tax withholding obligations, one-for-one basis, vested, +1 more
5 terms
Restricted Stock Units financial
"These restricted stock units convert into common stock on a one-for-one basis ("RSUs")."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding obligations financial
"Shares withheld to cover tax withholding obligations upon the vesting of RSUs."
one-for-one basis financial
"These restricted stock units convert into common stock on a one-for-one basis ("RSUs")."
vested financial
"Two-thirds of the original grant of these RSUs vested in substantially equal installments..."
derivative security financial
"Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider activity did GRAHAM CORP (GHM) report for Daniel J. Thoren?
Graham Corp reported that Executive Chairman Daniel J. Thoren exercised restricted stock units into 5,543 common shares and had 1,593 shares withheld for taxes. These are routine equity compensation events rather than open-market purchases or sales.
Was the GRAHAM CORP (GHM) insider transaction an open-market sale?
No, the Form 4 shows a tax-withholding disposition of 1,593 shares at $107.96, coded F, to satisfy obligations from RSU vesting. This is not an open-market sale but a standard mechanism tied to equity compensation.
What restricted stock unit (RSU) awards does Daniel J. Thoren still hold at GRAHAM CORP (GHM)?
The filing shows remaining restricted stock units that convert one-for-one into 629 and 1,059 common shares. Footnotes describe staggered vesting schedules through 2027, 2028 and 2029, supporting ongoing long-term equity incentives.
What does the M and F transaction coding mean in the GRAHAM CORP (GHM) Form 4?
Code M indicates exercise or conversion of a derivative security, here RSUs converting into 5,543 common shares. Code F reflects 1,593 shares withheld to pay tax liabilities from vesting, not a discretionary market trade.
AI-generated analysis. How Rhea-AI works. Not financial advice.
