Graham (NYSE: GHM) CFO updates holdings after RSU vesting and tax
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
GRAHAM CORP VP-Finance and CFO Christopher J. Thome reported routine equity compensation activity involving restricted stock units (RSUs) and common stock. He exercised derivative securities covering 1,643 RSUs that convert into common stock on a one-for-one basis and received an equivalent number of common shares.
To satisfy tax withholding obligations upon RSU vesting, 608 common shares were withheld at a price of $107.96 per share. After these transactions, he directly held 31,170 shares of common stock. He also retained RSU awards that are scheduled to vest over future dates, including tranches tied to 2027, 2028, and 2029.
Positive
- None.
Negative
- None.
Insider Trade Summary
1,643 shares exercised/converted
Mixed
5 txns
Insider
Thome Christopher J.
Role
VP-Finance; CFO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 1,643 | $0.00 | -- |
| Exercise | Common Stock | 1,643 | $0.00 | -- |
| Tax Withholding | Common Stock | 608 | $107.96 | $66K |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 1,644 shares (Direct, null);
Common Stock — 31,170 shares (Direct, null)
Footnotes (1)
- These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). Shares withheld to cover tax withholding obligations upon the vesting of RSUs. Two-thirds of the original grant of these RSUs vested in substantially equal installments on each of 6/4/2025 and 6/4/2026, and except as otherwise provided in the award notice, the balance vests on 6/4/2027. One-third of the original grant of these RSUs vested on 6/2/2026, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/2/2027 and 6/2/2028. These RSUs vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029, except as otherwise provided in the award notice.
Key Figures
RSUs exercised: 1,643 shares
Shares withheld for taxes: 608 shares
Withholding price: $107.96/share
+3 more
6 metrics
RSUs exercised
1,643 shares
Restricted stock units converting one-for-one into common stock
Shares withheld for taxes
608 shares
Tax-withholding disposition upon RSU vesting
Withholding price
$107.96/share
Value used for 608-share tax withholding
Common shares held
31,170 shares
Direct GHM common stock holdings after transactions
RSU underlying shares (grant 1)
1,408 shares
Remaining RSUs referencing common stock, direct ownership
RSU underlying shares (grant 2)
2,200 shares
Additional RSUs referencing common stock, direct ownership
Key Terms
Restricted Stock Units, tax withholding obligations, derivative security, vesting, +1 more
5 terms
Restricted Stock Units financial
"These restricted stock units convert into common stock on a one-for-one basis ("RSUs")."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding obligations financial
"Shares withheld to cover tax withholding obligations upon the vesting of RSUs."
derivative security financial
"Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
vesting financial
"Two-thirds of the original grant of these RSUs vested in substantially equal installments"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
non-derivative financial
"transaction_type": "non-derivative""
FAQ
What did GRAHAM CORP (GHM) CFO Christopher Thome report in this Form 4?
He reported routine equity compensation activity, exercising 1,643 restricted stock units into common stock and having 608 shares withheld to cover tax obligations. These transactions reflect RSU vesting rather than open-market buying or selling of GRAHAM CORP shares.
What RSU activity did the GRAHAM CORP CFO disclose for June 4, 2026?
He disclosed the exercise of derivative securities covering 1,643 restricted stock units that convert one-for-one into common stock. Footnotes explain RSU grants vest in installments across specified dates in 2025, 2026, 2027, 2028, and 2029, consistent with long-term equity compensation schedules.
What are the vesting terms of the GRAHAM CORP CFO’s RSUs?
Footnotes show multiple RSU grants vesting in installments. One grant vests two-thirds on June 4, 2025 and June 4, 2026, with the balance on June 4, 2027. Other grants vest across June 2, 2026 through June 2, 2028, and June 1, 2027 through June 1, 2029.
Does this GRAHAM CORP Form 4 indicate remaining unvested RSUs for the CFO?
Yes. The derivative positions section lists restricted stock units referencing 1,408 and 2,200 underlying common shares. Footnotes describe future vesting dates extending to 2027, 2028, and 2029, indicating the CFO retains significant unvested RSU awards after the reported vesting event.