STOCK TITAN

GRAHAM CORP (GHM) files Form 3 for Chief Growth & Enblmnt Officer

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

GRAHAM CORP filed an initial insider ownership report for Richard Alan Scholes. He is identified as an officer of the company with the title Chief Growth & Enblmnt Officer. The filing lists no equity holdings or transactions and includes an exhibit for a Power of Attorney.

Positive

  • None.

Negative

  • None.
Chief Growth & Enblmnt Officer financial
"officer_title: "Chief Growth & Enblmnt Officer""
Power of Attorney regulatory
"Remarks note "Exhibit 24 - Power of Attorney""
A power of attorney is a legal document that allows one person to make decisions and act on behalf of another person, often in financial or legal matters. It’s like giving someone a trusted helper or agent the authority to handle important tasks if you are unable to do so yourself. This matters to investors because it can impact how their assets are managed or transferred if they become unable to oversee their affairs.

FAQ

What does the Form 3 filing for GHM and Richard Alan Scholes report?

The Form 3 identifies Richard Alan Scholes as an officer of GRAHAM CORP with the title Chief Growth & Enblmnt Officer, serving as his initial insider ownership report, and indicates there are no reported equity transactions or holdings in this filing.

Does the GHM Form 3 show any share purchases or sales by Richard Alan Scholes?

No, the Form 3 for GHM reports no transactions by Richard Alan Scholes. The transaction summary shows zero buys, sells, exercises, gifts, or other equity movements, and there are no holding entries listed in the filing data.

What position does Richard Alan Scholes hold at GRAHAM CORP (GHM)?

Richard Alan Scholes is reported as an officer of GRAHAM CORP with the title Chief Growth & Enblmnt Officer. This role is disclosed in the Form 3 as part of his status as a reporting person under insider ownership rules.

Are any current stock or option holdings reported for Richard Alan Scholes in GHM?

No current holdings are listed in this Form 3 for GHM. The filing’s summaries show zero holding entries and no derivative positions, meaning no specific stock or option balances are reported for Richard Alan Scholes here.

What additional document is referenced in the GHM Form 3 for Richard Alan Scholes?

The Form 3 remarks reference an exhibit titled Exhibit 24 - Power of Attorney. This typically authorizes another party to sign certain SEC documents on the reporting person’s behalf, though the detailed text of the exhibit is not included in the data shown.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Scholes Richard Alan

(Last)(First)(Middle)
C/O GRAHAM CORPORATION
20 FLORENCE AVENUE

(Street)
BATAVIA NEW YORK 14020

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
08/10/2026
3. Issuer Name and Ticker or Trading Symbol
GRAHAM CORP [ GHM ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Growth & Enblmnt Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit 24 - Power of Attorney
No securities are beneficially owned.
/s/ Christina McLeod, Attorney-in-Fact for Richard A. Scholes08/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)