Graham Corp (GHM) director exercises 1,956 RSUs, awarded 905 more
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Graham Corp director Cari L. Jaroslawsky increased her equity stake through routine compensation-related transactions. On June 2, 2026, 1,956 restricted stock units vested and converted into the same number of common shares on a one-for-one basis, raising her direct common stock holdings to 18,623 shares. A footnote explains these vested units converted into common stock upon vesting.
Separately, on June 1, 2026, she received a new grant of 905 restricted stock units under the 2020 Graham Corporation Equity Incentive Plan, also on a one-for-one basis into common stock. According to the filing, this grant is exempt under Rule 16b-3 and, unless otherwise provided in the award notice, will vest on June 1, 2027.
Positive
- None.
Negative
- None.
Insider Trade Summary
1,956 shares exercised/converted
Mixed
3 txns
Insider
Jaroslawsky Cari L
Role
null
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 1,956 | $0.00 | -- |
| Exercise | Common Stock | 1,956 | $0.00 | -- |
| Grant/Award | Restricted Stock Units | 905 | $0.00 | -- |
Holdings After Transaction:
Restricted Stock Units — 0 shares (Direct, null);
Common Stock — 18,623 shares (Direct, null)
Footnotes (1)
- These restricted stock units, which vested on 6/2/2026, converted into common stock on a one-for-one basis. These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027.
Key Figures
RSUs converted: 1,956 restricted stock units
New RSU grant: 905 restricted stock units
Common shares held: 18,623 shares
+2 more
5 metrics
RSUs converted
1,956 restricted stock units
Vested and converted into common stock on June 2, 2026
New RSU grant
905 restricted stock units
Granted on June 1, 2026 under 2020 Equity Incentive Plan
Common shares held
18,623 shares
Direct holdings after RSU conversion
Exercise/Conversion transactions
1 transaction, 1,956 shares
Derivative exercise/conversion coded M on June 2, 2026
Award transaction
905 RSUs
Grant coded A on June 1, 2026, exempt under Rule 16b-3
Key Terms
Restricted Stock Units, Rule 16b-3, Equity Incentive Plan
3 terms
Restricted Stock Units financial
"These restricted stock units, which vested on 6/2/2026, converted into common stock on a one-for-one basis."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Rule 16b-3 regulatory
"were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3"
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.
Equity Incentive Plan financial
"were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3"
An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.
FAQ
What insider transactions did Graham Corp (GHM) director Cari L. Jaroslawsky report?
Director Cari L. Jaroslawsky reported routine equity compensation activity, including the vesting and conversion of 1,956 restricted stock units into common stock and a new grant of 905 restricted stock units under the 2020 Graham Corporation Equity Incentive Plan.
What happened to the 1,956 restricted stock units reported in Graham Corp (GHM) director’s Form 4?
The 1,956 restricted stock units vested on June 2, 2026 and converted into 1,956 shares of Graham Corp common stock on a one-for-one basis, as described in the footnotes. Following this conversion, the restricted stock unit position associated with this grant was reduced to zero.
What are the terms of the 905 restricted stock units granted to the Graham Corp (GHM) director?
The director received 905 restricted stock units on June 1, 2026 under the 2020 Graham Corporation Equity Incentive Plan. These units convert into common stock on a one-for-one basis and, unless otherwise stated in the award notice, are scheduled to vest on June 1, 2027.
Are the Graham Corp (GHM) restricted stock unit transactions exempt under Rule 16b-3?
The Form 4 states that the 905 restricted stock units granted on June 1, 2026 were issued under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3, which typically governs insider equity compensation arrangements approved by a company’s board or compensation committee.
Do the Graham Corp (GHM) Form 4 transactions involve any open-market buying or selling?
The reported transactions reflect equity compensation activity only, including the vesting and conversion of restricted stock units and a new restricted stock unit grant. The filing does not report any open-market purchases or sales, and the transaction codes used are for awards and derivative exercises.