Graham Corp (NYSE: GHM) VP reports RSU grant, conversion and tax-withholding shares
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Graham Corp VP & GM of Barber-Nichols Michael E. Dixon reported compensation-related equity activity involving restricted stock units (RSUs) and common stock. On June 2, 2026, 762 RSUs converted into 762 shares of common stock, and 235 shares were withheld to cover tax obligations.
He also received a new grant of 966 RSUs on June 1, 2026 under the 2020 Graham Corporation Equity Incentive Plan. Following these transactions, he directly holds 1,498 shares of common stock and retains RSUs representing 711 underlying common shares, which vest in stages between 2026 and 2029.
Positive
- None.
Negative
- None.
Insider Trade Summary
762 shares exercised/converted
Mixed
5 txns
Insider
Dixon Michael E.
Role
VP & GM of Barber-Nichols
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 762 | $0.00 | -- |
| Exercise | Common Stock | 762 | $0.00 | -- |
| Tax Withholding | Common Stock | 235 | $106.11 | $25K |
| Grant/Award | Restricted Stock Units | 966 | $0.00 | -- |
| holding | Restricted Stock Units | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 1,525 shares (Direct, null);
Common Stock — 1,498 shares (Direct, null)
Footnotes (1)
- These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). Shares withheld to cover tax withholding obligations upon the vesting of RSUs. One-third of the original grant of these RSUs vested on 6/2/2026, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/2/2027 and 6/2/2028. These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029. These RSUs vest in substantially equal installments on each of 2/4/2027 and 2/4/2028, except as otherwise provided in the award notice.
Key Figures
RSUs converted: 762 shares
Shares withheld for tax: 235 shares
Direct common shares after transactions: 1,498 shares
+3 more
6 metrics
RSUs converted
762 shares
RSUs converting into Graham Corp common stock on June 2, 2026
Shares withheld for tax
235 shares
Common shares withheld to cover RSU tax obligations on June 2, 2026
Direct common shares after transactions
1,498 shares
Total Graham Corp common stock directly held after June 2, 2026 activity
New RSU grant
966 RSUs
Restricted stock units granted on June 1, 2026 under 2020 Equity Incentive Plan
Remaining RSUs
711 underlying shares
RSUs outstanding representing 711 underlying common shares after reported transactions
Tax-withholding price
$106.11 per share
Value used for 235-share tax-withholding disposition on June 2, 2026
Key Terms
Restricted Stock Units, tax withholding obligations, 2020 Graham Corporation Equity Incentive Plan, Rule 16b-3
4 terms
Restricted Stock Units financial
"These restricted stock units convert into common stock on a one-for-one basis ("RSUs")."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding obligations financial
"Shares withheld to cover tax withholding obligations upon the vesting of RSUs."
2020 Graham Corporation Equity Incentive Plan financial
"These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3..."
Rule 16b-3 regulatory
"These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3..."
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.
FAQ
What insider transactions did Graham Corp (GHM) VP Michael E. Dixon report?
Michael E. Dixon reported RSU-related equity activity, including 762 restricted stock units converting into common stock, 235 shares withheld for taxes, and a new grant of 966 RSUs. All transactions reflect compensation and vesting, not open-market buying or selling of Graham Corp shares.
What new restricted stock unit awards did Michael E. Dixon receive from Graham Corp (GHM)?
Dixon received a grant of 966 restricted stock units under the 2020 Graham Corporation Equity Incentive Plan. These RSUs represent future rights to receive an equal number of common shares and vest in three annual installments between June 1, 2027 and June 1, 2029, subject to award terms.
How do Michael E. Dixon’s Graham Corp (GHM) RSUs vest over time?
Some RSUs vest one-third on June 2, 2026, 2027, and 2028, while another grant vests one-third each on June 1, 2027, 2028, and 2029. Additional RSUs vest in equal installments on February 4, 2027 and February 4, 2028, as outlined in the award notices.