STOCK TITAN

[Form 3/A] GigCapital7 Corp. Warrant Amended Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3/A
Rhea-AI Filing Summary

GigCapital7 Corp. (GIGGU) Form 3/A amends the initial beneficial ownership disclosure for reporting persons including Dr. Avi S. Katz and GigAcquisitions7 Corp. The filing shows that 12,207,246 Class A ordinary shares are beneficially owned indirectly by the Sponsor, GigAcquisitions7 Corp., and that certain Class B ordinary shares held by the Sponsor are convertible into Class A shares with no expiration date. The Sponsor's holdings include up to 2,000,000 Class B ordinary shares that may be forfeited depending on underwriters' over-allotment.

The Sponsor's beneficial ownership is attributed to Dr. Katz and Dr. Raluca Dinu, who are members of the Sponsor and have voting and dispositive power over the shares. The report lists the event date as 08/28/2024 and is signed by Dr. Avi S. Katz on 09/02/2025.

GigCapital7 Corp. (GIGGU) Il Modulo 3/A modifica la comunicazione iniziale sulla titolarità effettiva per i soggetti obbligati al reporting, tra cui il Dr. Avi S. Katz e GigAcquisitions7 Corp. Il deposito indica che 12.207.246 azioni ordinarie di Classe A sono detenute indirettamente dallo Sponsor, GigAcquisitions7 Corp., e che alcune azioni ordinarie di Classe B in mano allo Sponsor sono convertibili in azioni di Classe A senza una data di scadenza. Le partecipazioni dello Sponsor comprendono fino a 2.000.000 di azioni ordinarie di Classe B che potrebbero essere revocate in funzione dell'over-allotment degli underwriter.

La titolarità effettiva dello Sponsor è attribuita al Dr. Katz e alla Dr.ssa Raluca Dinu, membri dello Sponsor con potere di voto e decisionale sulle azioni. Il rapporto indica come data dell'evento il 28/08/2024 ed è firmato dal Dr. Avi S. Katz il 02/09/2025.

GigCapital7 Corp. (GIGGU) El Formulario 3/A enmienda la divulgación inicial de la propiedad beneficiaria para las personas obligadas a informar, incluyendo al Dr. Avi S. Katz y GigAcquisitions7 Corp. La presentación muestra que 12.207.246 acciones ordinarias Clase A son propiedad beneficiaria de forma indirecta del Sponsor, GigAcquisitions7 Corp., y que ciertas acciones ordinarias Clase B en poder del Sponsor son convertibles en acciones Clase A sin fecha de vencimiento. Las participaciones del Sponsor incluyen hasta 2.000.000 de acciones ordinarias Clase B que podrían perderse según la sobreasignación de los suscriptores.

La propiedad beneficiaria del Sponsor se atribuye al Dr. Katz y a la Dra. Raluca Dinu, quienes son miembros del Sponsor y tienen poder de voto y disposición sobre las acciones. El informe indica la fecha del evento como 28/08/2024 y está firmado por el Dr. Avi S. Katz el 02/09/2025.

GigCapital7 Corp. (GIGGU) Form 3/A는 Dr. Avi S. Katz와 GigAcquisitions7 Corp.를 포함한 공시 대상자의 초기 실소유권 공시를 수정합니다. 제출서류에 따르면 스폰서인 GigAcquisitions7 Corp.가 12,207,246주 클래스 A 보통주를 간접적으로 실소유하고 있으며, 스폰서가 보유한 일부 클래스 B 보통주는 만기일 없는 클래스 A 주식으로 전환 가능하다고 나와 있습니다. 스폰서 보유에는 인수인들의 초과배정(over-allotment)에 따라 몰수될 수 있는 최대 2,000,000주 클래스 B 보통주가 포함됩니다.

스폰서의 실소유권은 스폰서의 구성원으로서 주식에 대한 의결권 및 처분권을 가진 Dr. Katz와 Dr. Raluca Dinu에게 귀속됩니다. 사건일자는 2024-08-28로 기재되어 있으며, 서명은 2025-09-02에 Dr. Avi S. Katz가 했습니다.

GigCapital7 Corp. (GIGGU) Le formulaire 3/A modifie la déclaration initiale de propriété bénéficiaire pour les personnes assujetties au reporting, y compris le Dr Avi S. Katz et GigAcquisitions7 Corp. Le dépôt indique que 12 207 246 actions ordinaires de catégorie A sont détenues indirectement par le sponsor, GigAcquisitions7 Corp., et que certaines actions ordinaires de catégorie B détenues par le sponsor sont convertibles en actions de catégorie A sans date d'expiration. Les participations du sponsor comprennent jusqu'à 2 000 000 d'actions ordinaires de catégorie B qui pourraient être perdues en fonction de la surallocation des souscripteurs.

La propriété bénéficiaire du sponsor est attribuée au Dr Katz et à la Dr Raluca Dinu, qui sont membres du sponsor et détiennent le pouvoir de vote et de disposition sur les actions. La date de l'événement est indiquée au 28/08/2024 et le rapport est signé par le Dr Avi S. Katz le 02/09/2025.

GigCapital7 Corp. (GIGGU) Formular 3/A ändert die ursprüngliche Offenlegung der wirtschaftlichen Eigentümerschaft für meldepflichtige Personen, darunter Dr. Avi S. Katz und GigAcquisitions7 Corp. Die Einreichung zeigt, dass 12.207.246 Stammaktien der Klasse A vom Sponsor, GigAcquisitions7 Corp., mittelbar wirtschaftlich gehalten werden und dass bestimmte vom Sponsor gehaltene Klasse-B-Aktien in Klasse-A-Aktien ohne Ablaufdatum wandelbar sind. Zu den Beständen des Sponsors gehören bis zu 2.000.000 Klasse-B-Aktien, die je nach Überzuteilung der Underwriter verwirkt werden könnten.

Die wirtschaftliche Eigentümerschaft des Sponsors wird Dr. Katz und Dr. Raluca Dinu zugerechnet, die als Mitglieder des Sponsors über Stimm- und Verfügungsgewalt über die Aktien verfügen. Als Ereignisdatum ist der 28.08.2024 angegeben; unterschrieben wurde der Bericht von Dr. Avi S. Katz am 02.09.2025.

Positive
  • Clear identification of reporting persons including Dr. Avi S. Katz and GigAcquisitions7 Corp.
  • Quantified indirect ownership of 12,207,246 Class A ordinary shares held by the Sponsor
  • Disclosure of conversion terms for Class B ordinary shares as having no expiration date
  • Transparency on beneficial owners: Dr. Katz and Dr. Raluca Dinu are identified as having voting and dispositive power
Negative
  • None.

Insights

TL;DR Disclosure clarifies substantial indirect ownership by the Sponsor, useful for understanding insider concentration.

The amended Form 3 details indirect beneficial ownership of 12,207,246 Class A ordinary shares held through GigAcquisitions7 Corp., plus Class B shares convertible with no expiration. For investors and analysts, the filing documents insider control and potential dilution mechanics tied to up to 2,000,000 forfeitable Class B shares related to the underwriter over-allotment. The clear attribution of voting and dispositive power to Dr. Katz and Dr. Dinu reduces ambiguity about control but does not provide transaction intent or timeline.

TL;DR The filing confirms who holds voting and dispositive power, strengthening transparency on board-level ownership.

The Form 3/A assigns beneficial ownership of Sponsor-held shares to its members, Dr. Avi S. Katz and Dr. Raluca Dinu, and explains conversion and forfeiture conditions for Class B shares. This is a routine but important governance disclosure: it clarifies the chain of ownership and potential sources of share conversion without introducing new governance changes or transactions. No direct indications of transfers, sales, or change-in-control events are disclosed.

GigCapital7 Corp. (GIGGU) Il Modulo 3/A modifica la comunicazione iniziale sulla titolarità effettiva per i soggetti obbligati al reporting, tra cui il Dr. Avi S. Katz e GigAcquisitions7 Corp. Il deposito indica che 12.207.246 azioni ordinarie di Classe A sono detenute indirettamente dallo Sponsor, GigAcquisitions7 Corp., e che alcune azioni ordinarie di Classe B in mano allo Sponsor sono convertibili in azioni di Classe A senza una data di scadenza. Le partecipazioni dello Sponsor comprendono fino a 2.000.000 di azioni ordinarie di Classe B che potrebbero essere revocate in funzione dell'over-allotment degli underwriter.

La titolarità effettiva dello Sponsor è attribuita al Dr. Katz e alla Dr.ssa Raluca Dinu, membri dello Sponsor con potere di voto e decisionale sulle azioni. Il rapporto indica come data dell'evento il 28/08/2024 ed è firmato dal Dr. Avi S. Katz il 02/09/2025.

GigCapital7 Corp. (GIGGU) El Formulario 3/A enmienda la divulgación inicial de la propiedad beneficiaria para las personas obligadas a informar, incluyendo al Dr. Avi S. Katz y GigAcquisitions7 Corp. La presentación muestra que 12.207.246 acciones ordinarias Clase A son propiedad beneficiaria de forma indirecta del Sponsor, GigAcquisitions7 Corp., y que ciertas acciones ordinarias Clase B en poder del Sponsor son convertibles en acciones Clase A sin fecha de vencimiento. Las participaciones del Sponsor incluyen hasta 2.000.000 de acciones ordinarias Clase B que podrían perderse según la sobreasignación de los suscriptores.

La propiedad beneficiaria del Sponsor se atribuye al Dr. Katz y a la Dra. Raluca Dinu, quienes son miembros del Sponsor y tienen poder de voto y disposición sobre las acciones. El informe indica la fecha del evento como 28/08/2024 y está firmado por el Dr. Avi S. Katz el 02/09/2025.

GigCapital7 Corp. (GIGGU) Form 3/A는 Dr. Avi S. Katz와 GigAcquisitions7 Corp.를 포함한 공시 대상자의 초기 실소유권 공시를 수정합니다. 제출서류에 따르면 스폰서인 GigAcquisitions7 Corp.가 12,207,246주 클래스 A 보통주를 간접적으로 실소유하고 있으며, 스폰서가 보유한 일부 클래스 B 보통주는 만기일 없는 클래스 A 주식으로 전환 가능하다고 나와 있습니다. 스폰서 보유에는 인수인들의 초과배정(over-allotment)에 따라 몰수될 수 있는 최대 2,000,000주 클래스 B 보통주가 포함됩니다.

스폰서의 실소유권은 스폰서의 구성원으로서 주식에 대한 의결권 및 처분권을 가진 Dr. Katz와 Dr. Raluca Dinu에게 귀속됩니다. 사건일자는 2024-08-28로 기재되어 있으며, 서명은 2025-09-02에 Dr. Avi S. Katz가 했습니다.

GigCapital7 Corp. (GIGGU) Le formulaire 3/A modifie la déclaration initiale de propriété bénéficiaire pour les personnes assujetties au reporting, y compris le Dr Avi S. Katz et GigAcquisitions7 Corp. Le dépôt indique que 12 207 246 actions ordinaires de catégorie A sont détenues indirectement par le sponsor, GigAcquisitions7 Corp., et que certaines actions ordinaires de catégorie B détenues par le sponsor sont convertibles en actions de catégorie A sans date d'expiration. Les participations du sponsor comprennent jusqu'à 2 000 000 d'actions ordinaires de catégorie B qui pourraient être perdues en fonction de la surallocation des souscripteurs.

La propriété bénéficiaire du sponsor est attribuée au Dr Katz et à la Dr Raluca Dinu, qui sont membres du sponsor et détiennent le pouvoir de vote et de disposition sur les actions. La date de l'événement est indiquée au 28/08/2024 et le rapport est signé par le Dr Avi S. Katz le 02/09/2025.

GigCapital7 Corp. (GIGGU) Formular 3/A ändert die ursprüngliche Offenlegung der wirtschaftlichen Eigentümerschaft für meldepflichtige Personen, darunter Dr. Avi S. Katz und GigAcquisitions7 Corp. Die Einreichung zeigt, dass 12.207.246 Stammaktien der Klasse A vom Sponsor, GigAcquisitions7 Corp., mittelbar wirtschaftlich gehalten werden und dass bestimmte vom Sponsor gehaltene Klasse-B-Aktien in Klasse-A-Aktien ohne Ablaufdatum wandelbar sind. Zu den Beständen des Sponsors gehören bis zu 2.000.000 Klasse-B-Aktien, die je nach Überzuteilung der Underwriter verwirkt werden könnten.

Die wirtschaftliche Eigentümerschaft des Sponsors wird Dr. Katz und Dr. Raluca Dinu zugerechnet, die als Mitglieder des Sponsors über Stimm- und Verfügungsgewalt über die Aktien verfügen. Als Ereignisdatum ist der 28.08.2024 angegeben; unterschrieben wurde der Bericht von Dr. Avi S. Katz am 02.09.2025.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Katz Avi S

(Last) (First) (Middle)
C/O GIGCAPITAL7 CORP.
1731 EMBARCADERO ROAD, SUITE 200

(Street)
PALO ALTO CA 94303

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/28/2024
3. Issuer Name and Ticker or Trading Symbol
GigCapital7 Corp. [ GIGGU ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
08/30/2024
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Class B ordinary shares (1) (1) Class A ordinary shares 12,207,246(2) (1) I By GigAcquisitions7 Corp.(3)
1. Name and Address of Reporting Person*
Katz Avi S

(Last) (First) (Middle)
C/O GIGCAPITAL7 CORP.
1731 EMBARCADERO ROAD, SUITE 200

(Street)
PALO ALTO CA 94303

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
1. Name and Address of Reporting Person*
GigAcquisitions7 Corp.

(Last) (First) (Middle)
C/O GIGCAPITAL7 CORP.
1731 EMBARCADERO ROAD, SUITE 200

(Street)
PALO ALTO CA 94303

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-280015) and have no expiration date.
2. Includes up to 2,000,000 Class B ordinary shares that are subject to forfeiture depending on the extent to which the underwriters' over-allotment is exercised, if at all.
3. The Class B ordinary shares are held directly by GigAcquisitions7 Corp. (the "Sponsor"). The shares held by the Sponsor are beneficially owned by Dr. Katz, GigCapital7 Corp.'s Chairman of the Board of Directors, and Dr. Raluca Dinu, GigCapital7 Corp.'s Director. Dr. Katz and Dr. Dinu are the members of the Sponsor, who both have the voting and dispositive power over the shares held by the Sponsor.
/s/ Dr. Avi S. Katz, individually 09/02/2025
/s/ Dr. Avi S. Katz, as managing member of GigAcquisitions7 Corp. 09/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What shares does the Form 3/A report for GigCapital7 (GIGGW)?

The filing reports indirect beneficial ownership of 12,207,246 Class A ordinary shares held by GigAcquisitions7 Corp. and Class B ordinary shares held by the Sponsor that are convertible into Class A shares.

Who are the beneficial owners named in the filing?

The Sponsor's shares are beneficially owned by Dr. Avi S. Katz and Dr. Raluca Dinu, who have voting and dispositive power over the Sponsor-held shares.

Are the Class B ordinary shares convertible and do they expire?

Yes, the Class B ordinary shares are convertible into Class A ordinary shares and the filing states they have no expiration date.

Does the filing mention any forfeitable shares?

Yes, the filing notes inclusion of up to 2,000,000 Class B ordinary shares that are subject to forfeiture depending on the underwriters' over-allotment.

What are the key dates shown on the Form 3/A?

The event date requiring the statement is 08/28/2024 and the form is signed by Dr. Avi S. Katz on 09/02/2025.
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