Glaukos Corp (NYSE: GKOS) CFO trades 10,000 shares under Rule 10b5-1 plan
Rhea-AI Filing Summary
GLAUKOS Corp SVP & Chief Financial Officer Alex R. Thurman exercised options for 10,000 shares of common stock at an exercise price of $38.68 per share on July 16, 2026, then sold 10,000 shares at $160.00 per share. The option exercises and sales were effected under a Rule 10b5-1 trading plan adopted on December 15, 2025. Equity holdings also include 5,230 unvested restricted stock units and 225 shares acquired through the Employee Stock Purchase Plan.
Positive
- None.
Negative
- None.
Insider Trade Summary 10b5-1
Exercise and Sale: 10,000 shares ($1.21M approx. pre-tax spread)
Exercise and Sale
3 txns
Insider
Thurman Alex R.
Role
SVP & CHIEF FINANCIAL OFFICER
Sold
10,000 shs ($1.60M)
Approx. gross sale proceeds
$1.60M
Approx. exercise cost
$387K
Approx. pre-tax spread
$1.21M
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Stock Option (Right to Buy) F3, F4 | 10,000 | $0.00 | $0.00 |
| Exercise | Common Stock F1 | 10,000 | $38.68 | $387K |
| Sale | Common Stock F2, F1 | 10,000 | $160.00 | $1.60M |
Holdings After Transaction:
Stock Option (Right to Buy) — 10,000 shares (Direct);
Common Stock — 43,906 shares (Direct)
Footnotes (4)
- F1. Includes 5,230 restricted stock units that have not yet vested or been delivered to the Reporting Person and and 225 stock units purchased by the Reporting Person through the Issuer's Employee Stock Purchase Plan.
- F2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2025.
- F3. The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2025.
- F4. These options vest over four years from the grant date, with 25% vesting on the first anniversary of the grant date and the remaining amount vesting in equal monthly installments over the following three years.
Key Figures
Options Exercised: 10,000 shares
Option Exercise Price: $38.68 per share
Shares Sold: 10,000 shares
+4 more
7 metrics
Options Exercised
10,000 shares
Stock options exercised by the CFO on July 16, 2026
Option Exercise Price
$38.68 per share
Exercise price for 10,000 stock options converted into common stock
Shares Sold
10,000 shares
Common stock sold by the CFO on July 16, 2026
Sale Price
$160.00 per share
Per-share sale price for the 10,000 common shares sold
Unvested RSUs
5,230 units
Restricted stock units not yet vested or delivered to the reporting person
ESPP Shares
225 shares
Shares purchased through the Employee Stock Purchase Plan
Option Expiration Date
2026-10-06
Expiration date for the stock options that were exercised
Key Terms
Rule 10b5-1 trading plan, restricted stock units, Employee Stock Purchase Plan, Stock Option (Right to Buy), +1 more
5 terms
Rule 10b5-1 trading plan regulatory
"The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
restricted stock units financial
"Includes 5,230 restricted stock units that have not yet vested or been delivered"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Employee Stock Purchase Plan financial
"225 stock units purchased by the Reporting Person through the Issuer's Employee Stock Purchase Plan"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
Stock Option (Right to Buy) financial
"security_title: Stock Option (Right to Buy)"
exercise or conversion of derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What did GLAUKOS Corp (GKOS) CFO Alex R. Thurman report in this Form 4?
Alex R. Thurman reported exercising 10,000 stock options at $38.68 and then selling 10,000 common shares at $160.00 on July 16, 2026, in transactions executed under a Rule 10b5-1 trading plan.
What stock options did the GLAUKOS Corp (GKOS) CFO exercise?
The CFO exercised 10,000 stock options (Stock Option, Right to Buy) at an exercise price of $38.68 per share. These options vest over four years, with 25% after one year and the rest in equal monthly installments.
Were the recent GKOS insider transactions under a Rule 10b5-1 plan?
Yes. Both the option exercises and share sales reported by the GLAUKOS CFO were carried out under a Rule 10b5-1 trading plan adopted on December 15, 2025, as noted in the footnotes and plan checkbox.
Does the GLAUKOS Corp (GKOS) CFO still hold equity awards after these trades?
Yes. Reported equity holdings include 5,230 restricted stock units that have not yet vested or been delivered and 225 shares acquired through the Employee Stock Purchase Plan, in addition to any other holdings not detailed here.
What is the vesting schedule of the GLAUKOS Corp (GKOS) options exercised?
The options exercised by the CFO vest over four years: 25% on the first anniversary of the grant date, with the remaining 75% vesting in equal monthly installments over the following three years, according to the disclosure.