Gladstone Capital (GLAD) EVP reports initial stock holdings

Rhea-AI Filing Summary

GLADSTONE CAPITAL CORP executive vice president Andrew Paul Ahlberg filed an initial Form 3, reporting his beneficial ownership in the company’s common stock. He directly holds a total of 3,844.1490 shares of common stock following the reported position.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Ahlberg Andrew Paul

Role Executive Vice President

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 3,844.149 shares (Direct)

Footnotes (1)

Key Figures

Common stock held: 3,844.1490 shares

1 metrics

Common stock held 3,844.1490 shares Total GLADSTONE CAPITAL CORP common shares directly owned after reported position

Key Terms

Form 3, beneficial ownership, Common Stock, Executive Vice President

4 terms

Form 3 regulatory

"Executive Vice President Andrew Paul Ahlberg filed an initial Form 3"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"reporting his beneficial ownership in the company’s common stock"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

Common Stock financial

"He directly holds a total of 3,844.1490 shares of common stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Executive Vice President other

"Andrew Paul Ahlberg is an Executive Vice President at GLADSTONE CAPITAL CORP"

An executive vice president is a high-ranking leader within a company who oversees major parts of its operations or strategies. Think of them as senior managers responsible for important areas, similar to a vice principal in a school hierarchy. Their role matters to investors because they help guide the company's success and decision-making at the top level.

Understanding Insider Trading Forms →

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Ahlberg Andrew Paul

(Last) (First) (Middle)

1521 WESTBRANCH DRIVE

SUITE 100

(Street)

MCLEAN VIRGINIA 22102

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/20/2026

3. Issuer Name and Ticker or Trading Symbol
GLADSTONE CAPITAL CORP [ GLAD ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Executive Vice President

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	3,844.149	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/Michael LiCalsi, Atttorney in Fact	03/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Andrew Paul Ahlberg’s Form 3 for GLAD indicate?

The Form 3 shows Andrew Paul Ahlberg’s initial beneficial ownership in GLADSTONE CAPITAL CORP, reporting 3,844.1490 shares of common stock held directly. This establishes his baseline equity position as an Executive Vice President.

How many GLAD (GLADSTONE CAPITAL CORP) shares does Ahlberg report?

Andrew Paul Ahlberg reports direct ownership of 3,844.1490 shares of GLADSTONE CAPITAL CORP common stock. This figure represents his total holdings following the reported position on the Form 3 filing.

Is Ahlberg’s GLAD Form 3 a buy or sell transaction?

The GLAD Form 3 is not a buy or sell report; it is an initial statement of beneficial ownership. It records Ahlberg’s existing 3,844.1490 common shares rather than documenting a specific purchase or sale.

What is Andrew Paul Ahlberg’s role at GLADSTONE CAPITAL CORP?

Andrew Paul Ahlberg is an Executive Vice President at GLADSTONE CAPITAL CORP. His Form 3 filing discloses his direct beneficial ownership of 3,844.1490 shares of the company’s common stock in connection with this officer role.

Does the GLAD Form 3 show any derivative securities for Ahlberg?

The Form 3 data lists only common stock for Andrew Paul Ahlberg, with 3,844.1490 shares held directly. No options, warrants, or other derivative securities are shown in the provided filing details.