Welcome to our dedicated page for GLADSTONE CAPITAL SEC filings (Ticker: GLAD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Gladstone Capital Corporation filings document the reporting activity of a Nasdaq-listed business development company focused on debt and equity investments in U.S. lower middle market businesses. Its disclosures include Form 8-K reports for quarterly and annual results, furnished earnings releases, portfolio activity, investment income, net asset value, and distribution announcements for common and preferred securities.
The company’s regulatory record also covers governance and capital-structure matters, including annual meeting voting results, executive officer transitions, registered securities, and note-related capital actions. These filings identify GLAD common stock as listed on Nasdaq and describe formal events affecting the company’s management, securities, and public-company reporting obligations.
Gladstone Capital Corporation priced a registered public offering of $130.0 million of 5.875% convertible notes due 2030, at 98.5% of principal, with a 30‑day option for the underwriter to buy an additional $19.5 million. The notes are unsecured, pay interest semi‑annually starting April 1, 2026, and mature on October 1, 2030, unless earlier converted, redeemed or repurchased.
Holders can convert at any time into cash, common shares, or a mix, at the company’s election, at an initial rate of 38.4394 shares per $1,000 principal (about $26.02 per share), a 10.0% premium to the last sale price on September 9, 2025. The company estimates net proceeds of about $123.7 million (or $142.3 million if the option is fully exercised), to repay part of its revolving credit facility and for general corporate purposes, with plans to reborrow under that facility to redeem portions of its 5.125% notes due 2026 and 7.75% notes due 2028.
Gladstone Capital Corporation is commencing a registered public offering of $110 million aggregate principal amount of unsecured convertible notes due 2030. The Company also expects to grant the underwriter an option to purchase up to an additional $16.5 million in principal amount of these notes.
The notes will be unsecured obligations, pay interest semi-annually and mature in 2030 unless earlier converted, redeemed or repurchased. On conversion, Gladstone Capital may settle in cash, common stock, or a mix of both, at its election, with the interest rate, initial conversion rate and other key terms to be set at pricing. The Company plans to use the net proceeds primarily to repay a portion of its revolving credit facility and for other general corporate purposes, with Oppenheimer & Co. Inc. acting as sole book-running manager.