STOCK TITAN

[Form 4] CORNING INC /NY Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Corning Inc. director Roger W. Ferguson Jr. reported updated equity holdings. He received a grant of 161 restricted stock units (RSUs) as a grant or award, representing a contingent right to receive the same number of Corning common shares.

After this grant, he directly holds 6,938 shares of common stock and RSUs tied to 27,644 and 923 underlying common shares. The footnotes state that RSU conversion and share distribution are deferred until a specific date elected by the participant or until his service as a Corning director ends.

Positive

  • None.

Negative

  • None.
Insider Ferguson Roger W. Jr.
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Unit 161 $255.43 $41K
holding Restricted Stock Unit -- -- --
holding Restricted Stock Unit -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Unit — 16,722 shares (Direct, null); Common Stock — 6,938 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director. Represents annual equity retainer in the form of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Corning Incorporated common stock. Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock. Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.
RSU grant 161 restricted stock units Grant or award acquisition on 2026-06-30
Common shares held 6,938 shares Direct ownership after transactions on 2026-06-30
RSUs underlying shares (position 1) 27,644 underlying shares Restricted stock units linked to Corning common stock
RSUs underlying shares (position 2) 923 underlying shares Additional restricted stock units linked to common stock
Restricted Stock Unit financial
"Each restricted stock unit represents a contingent right to receive one share"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
annual equity retainer financial
"Represents annual equity retainer in the form of restricted stock units"
Non-Employee Directors' Deferred Compensation Plan financial
"RSUs granted under the Non-Employee Directors' Deferred Compensation Plan"
contingent right financial
"Each RSU represents a contingent right to receive one share"
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ferguson Roger W. Jr.

(Last)(First)(Middle)
ONE RIVERFRONT PLAZA

(Street)
CORNING NEW YORK 14831

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CORNING INC /NY [ GLW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock6,938D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(1) (2) (2)Common Stock923923D
Restricted Stock Unit(3) (2) (2)Common Stock27,64427,644D
Restricted Stock Unit(4)06/30/2026A161 (5) (5)Common Stock161$255.4316,722D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.
2. Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.
3. Represents annual equity retainer in the form of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.
4. Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.
5. Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.
Melissa J. Gambol, Power of Attorney07/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider activity did Corning (GLW) director Roger Ferguson report?

Roger W. Ferguson Jr. reported a grant of 161 restricted stock units (RSUs) linked to Corning common stock. The filing also updates his existing common share and RSU holdings, reflecting his current equity-based compensation position as a non-employee director.

How many Corning (GLW) common shares does Roger Ferguson now hold directly?

Roger W. Ferguson Jr. now directly holds 6,938 shares of Corning common stock. This figure comes from the Form 4’s post-transaction ownership column and represents his direct, rather than deferred or derivative, share position as a director.

What restricted stock unit (RSU) grant did Corning (GLW) disclose for Roger Ferguson?

Corning disclosed that Roger W. Ferguson Jr. received a grant of 161 restricted stock units. Each RSU represents a contingent right to receive one share of Corning common stock, forming part of his annual equity-based director compensation.

How many underlying shares are tied to Roger Ferguson’s RSUs at Corning (GLW)?

The Form 4 shows RSUs tied to 27,644 and 923 underlying Corning common shares. These figures reflect separate RSU positions, each representing a contingent right to receive an equivalent number of common shares at future distribution.

When will Roger Ferguson’s Corning (GLW) RSUs convert into common stock?

The RSUs convert to Corning common stock and are distributed on a deferred basis. Conversion occurs on a date Ferguson elects in advance or upon termination of his service as a Corning director, according to the footnote language.