Welcome to our dedicated page for Galaxy Digital SEC filings (Ticker: GLXY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Galaxy Digital Inc. filings document a digital assets and data center infrastructure company with Class A common stock listed on Nasdaq. Its Form 8-K reports cover quarterly and annual financial results, financial supplements, investor presentations, Helios data center power-capacity approvals, and material agreements tied to equity and debt financing.
Galaxy’s SEC record also includes proxy materials for annual stockholder meetings, governance matters, executive compensation and equity-award disclosures, and capital-structure documents such as at-the-market common stock offering arrangements, shelf registration materials, and exchangeable senior notes issued through Galaxy Digital Holdings LP. These filings describe the company’s operating results, financing instruments, stockholder voting matters, and public-company reporting framework.
Galaxy Digital Inc. (GLXY) reported that Chief Legal Officer Matthew W. Friedrich disposed of Class A Common Stock in two related transactions. On September 8, 2026, 30,630 shares of Class A Common Stock were withheld to cover taxes upon the vesting of 60,000 restricted share units (RSUs) at a reference price of $26.33 per share.
On September 9, 2026, he sold 4,993 shares of Class A Common Stock at $27.03 per share in an open-market or private transaction made pursuant to a Rule 10b5-1 trading plan adopted on May 27, 2026. A related footnote states that his holdings include 251,405 shares of Class A Common Stock to be delivered in settlement of RSUs, subject to continued service through future vesting dates.
Galaxy Digital Inc. (GLXY) had an officer, Matthew W. Friedrich, file a Form 144 notice covering the proposed resale of 4,993 Class A shares through Fidelity Brokerage Services LLC on or after September 9, 2026 under Rule 144. The shares have an aggregate market value of $134,960.79. These shares arose from restricted stock vesting on September 8, 2026 as compensation from the issuer. Class A shares outstanding were 194,292,392 as of the filing context; this is a baseline figure, not the amount being offered.
Galaxy Digital Inc. (GLXY) reported that Chief Executive Officer and director Michael Novogratz had 4,683 shares of Class A Common Stock withheld on September 1, 2026 to pay tax liabilities arising from the vesting of 8,468 restricted share units (RSUs). This was recorded as a disposition for tax withholding, not an open-market sale. Following this event, he directly holds 440,338 shares of Class A Common Stock, which includes 327,065 shares to be delivered upon future RSU settlement, subject to continued service through the applicable vesting dates.
Galaxy Digital Inc. (GLXY) reported that Chief Operating Officer Erin Elizabeth Brown had 1,951 shares of Class A Common Stock withheld on September 1, 2026 to pay tax liabilities upon vesting of restricted stock units. After this tax-withholding disposition, she directly holds 236,250 shares of Class A Common Stock, including shares to be delivered upon future RSU vesting, and no Rule 10b5-1 plan is reported.
Galaxy Digital Inc. (GLXY) is the issuer for which Sixtav Ventures, LLC filed a notice under Rule 144 to sell restricted securities. Sixtav plans to sell 50,000 common shares of Galaxy Digital through Morgan Stanley Smith Barney LLC Executive Financial Services. The shares relate to Performance Stock Units granted on 12/14/2018. Over the past three months, Sixtav has already sold 100,000 Galaxy Digital common shares. The filer also notes an intention to write 250 covered call options with a $25.00 strike expiring 09/18/2026 and 250 covered call options with a $30.00 strike expiring 12/18/2026.
Galaxy Digital Inc. (GLXY) reports that President and CIO Christopher C. Ferraro exercised 50,000 stock options on 2026-08-18 at an exercise price of $4.83 per share, acquiring 50,000 shares of Class A common stock for cash. Following this exercise, he holds 958,292 Class A shares directly, which includes 288,806 shares to be delivered upon settlement of restricted stock units, subject to continued service through vesting dates. He also continues to hold vested and unvested options over additional Class A shares and 3,411,001 shares of Class B common stock that are linked one-for-one to LP Units exchangeable for Class A common stock.
Galaxy Digital Inc. filed a Form 13F as an institutional investment manager, reporting a 13F COMBINATION REPORT where some holdings are reported here and some by other managers. The summary shows 72 reportable positions with an aggregate reported value of $1,696,133,437, and 3 other included managers.
Galaxy Digital Inc. director Douglas R. Deason reported purchasing 12,000 shares of Class A Common Stock on 2026-08-12 at a weighted average price of $21.536 per share, in multiple trades between $21.260 and $21.745. The shares are held indirectly through Deason Capital LLC, and Deason disclaims beneficial ownership beyond his pecuniary interest. Following this purchase, indirect holdings total 71,000 shares, and direct holdings include 31,348 shares to be delivered upon settlement of deferred share unit awards, which remain subject to service-based vesting.
Galaxy Digital Inc. director Douglas R. Deason reported an acquisition of 7,866 Class A Common Stock equivalents via a deferred share unit (DSU) award granted on August 6, 2026. These DSUs are scheduled to vest on June 15, 2027, subject to continued service. After this grant, 31,348 shares of Class A Common Stock are reported as to be delivered upon settlement of DSU awards, and an additional 59,000 shares are held indirectly through Deason Capital LLC.
Galaxy Digital Inc. Chief Accounting Officer Rico Robert Daniel exercised stock options for a total of 28,589 shares of Class A common stock on 2026-08-06 at exercise prices of $4.83, $9.63 and $11.77 per share. He then sold 9,095 shares at a weighted average price of $19.66 per share, with sale prices ranging from $19.62 to $19.665, to cover taxes related to the option exercises. A footnote also notes 11,797 shares of Class A common stock are to be delivered upon settlement of restricted stock units, subject to continued service through the applicable vesting dates.