Welcome to our dedicated page for Galaxy Digital SEC filings (Ticker: GLXY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Galaxy Digital Inc. (GLXY) reported that Chief Executive Officer and director Michael Novogratz had 4,683 shares of Class A Common Stock withheld on September 1, 2026 to pay tax liabilities arising from the vesting of 8,468 restricted share units (RSUs). This was recorded as a disposition for tax withholding, not an open-market sale. Following this event, he directly holds 440,338 shares of Class A Common Stock, which includes 327,065 shares to be delivered upon future RSU settlement, subject to continued service through the applicable vesting dates.
Galaxy Digital Inc. (GLXY) reported that Chief Operating Officer Erin Elizabeth Brown had 1,951 shares of Class A Common Stock withheld on September 1, 2026 to pay tax liabilities upon vesting of restricted stock units. After this tax-withholding disposition, she directly holds 236,250 shares of Class A Common Stock, including shares to be delivered upon future RSU vesting, and no Rule 10b5-1 plan is reported.
Galaxy Digital Inc. (GLXY) is the issuer for which Sixtav Ventures, LLC filed a notice under Rule 144 to sell restricted securities. Sixtav plans to sell 50,000 common shares of Galaxy Digital through Morgan Stanley Smith Barney LLC Executive Financial Services. The shares relate to Performance Stock Units granted on 12/14/2018. Over the past three months, Sixtav has already sold 100,000 Galaxy Digital common shares. The filer also notes an intention to write 250 covered call options with a $25.00 strike expiring 09/18/2026 and 250 covered call options with a $30.00 strike expiring 12/18/2026.
Galaxy Digital Inc. (GLXY) reports that President and CIO Christopher C. Ferraro exercised 50,000 stock options on 2026-08-18 at an exercise price of $4.83 per share, acquiring 50,000 shares of Class A common stock for cash. Following this exercise, he holds 958,292 Class A shares directly, which includes 288,806 shares to be delivered upon settlement of restricted stock units, subject to continued service through vesting dates. He also continues to hold vested and unvested options over additional Class A shares and 3,411,001 shares of Class B common stock that are linked one-for-one to LP Units exchangeable for Class A common stock.
Galaxy Digital Inc. filed a Form 13F as an institutional investment manager, reporting a 13F COMBINATION REPORT where some holdings are reported here and some by other managers. The summary shows 72 reportable positions with an aggregate reported value of $1,696,133,437, and 3 other included managers.
Galaxy Digital Inc. director Douglas R. Deason reported purchasing 12,000 shares of Class A Common Stock on 2026-08-12 at a weighted average price of $21.536 per share, in multiple trades between $21.260 and $21.745. The shares are held indirectly through Deason Capital LLC, and Deason disclaims beneficial ownership beyond his pecuniary interest. Following this purchase, indirect holdings total 71,000 shares, and direct holdings include 31,348 shares to be delivered upon settlement of deferred share unit awards, which remain subject to service-based vesting.
Galaxy Digital Inc. director Douglas R. Deason reported an acquisition of 7,866 Class A Common Stock equivalents via a deferred share unit (DSU) award granted on August 6, 2026. These DSUs are scheduled to vest on June 15, 2027, subject to continued service. After this grant, 31,348 shares of Class A Common Stock are reported as to be delivered upon settlement of DSU awards, and an additional 59,000 shares are held indirectly through Deason Capital LLC.
Galaxy Digital Inc. Chief Accounting Officer Rico Robert Daniel exercised stock options for a total of 28,589 shares of Class A common stock on 2026-08-06 at exercise prices of $4.83, $9.63 and $11.77 per share. He then sold 9,095 shares at a weighted average price of $19.66 per share, with sale prices ranging from $19.62 to $19.665, to cover taxes related to the option exercises. A footnote also notes 11,797 shares of Class A common stock are to be delivered upon settlement of restricted stock units, subject to continued service through the applicable vesting dates.
Galaxy Digital Inc. director Steven John Bandrowczak reported acquiring Class A Common Stock through both an equity award and an open-market purchase. On August 6, 2026, he received a grant of 34,086 deferred share units (DSUs), each representing one share of Class A Common Stock, subject to vesting and continued service. Portions of this award are scheduled to vest in tranches between June 15, 2027 and September 1, 2030. On August 10, 2026, he also purchased 5,100 shares of Class A Common Stock at $19.63 per share in an open-market or private transaction.
DAFFEY MICHAEL D reported acquisition or exercise transactions in this Form 4 filing.
Galaxy Digital Inc. director Michael D. Daffey reported an equity compensation grant in the form of deferred share units (DSUs). On August 6, 2026, he received a grant of 7,866 DSUs, each representing the right to receive one share of Class A Common Stock, scheduled to vest on June 15, 2027, subject to continued service. Following this award, his directly held and deferred interests total 1,513,285 shares of Class A Common Stock, including 13,285 shares to be delivered upon settlement of outstanding DSU awards, each subject to its respective vesting conditions.